|
Home
| Databases
| WorldLII
| Search
| Feedback
Barbados Supreme Court |
] [Hide Context] [Unreported]
IN THE
SUPREME COURT OF JUDICATURE
COURT OF APPEAL
Criminal Appeal No. 18 of 1998
BETWEEN:
IAN McCLAREN
GILL
(Appellant)
AND
THE QUEEN
(Respondent)
Before: The Hon. Sir David
Simmons K.A., B.C.H., Chief Justice, the Hon. Colin Williams, Justice of
Appeal, and the Hon. Elliott Belgrave, C.H.B.,
Justice of Appeal (ag.)
2002: October 25 and 30
2003: January 30
Mr. Andrew Pilgrim in association with Mr. Marlon Gordon and Mr. K.
Boyce for the Appellant.
Mr. D. Saddler for the Respondent.
SIMMONS CJ:
On
The
Evidence of the Virtual Complainant
[2] The prosecution case was primarily built upon the evidence of
the virtual complainant and the police witnesses. The virtual complainant
testified that on the evening of
[3] She got off the bus near the Lawrence Johnson roundabout by the parish church. She intended walking home as no one was meeting her. While walking North towards Blowers, a minibus passed her also going North but, because she was walking on the opposite side of the road, she missed the minibus.
[4] The road towards Blowers was dark and a car soon came along travelling in a northerly direction. She “flagged it down” and it stopped. She opened the left front door and said “goodnight” to the driver who did not reply. However, she told him that she lived just past Portvale Sugar Factory and the driver said “OK.” She sat in the front passenger seat. Her further evidence is that she neither knew the driver of the car nor its registration number. After they drove away, she soon saw her house and she pointed it out to the driver.[2] The driver started to slow down but, as she held the door to open it, he sped off.
[5] He drove her past her home to the junction of Morgan and Orange Hill where he eventually stopped in a nearby cart road. He then put the seat in a lying position, came over her, asked her whether she was a virgin, took off her skirt and panties and eventually penetrated her. To none of this did she consent. She was crying and shouting but the driver told her to keep quiet. She said that the man had intercourse with her for about 10 minutes and while he was on top of her she tried to look in his face “to identify the person.” Since they were face to face, she managed to get a look at him.
[6] When asked to reverse positions, she refused at first but then pretended to be about to change positions. During this manoeuvre, she reached for her parcel and threw it through the window of the car. The driver held one of her hands when she tried to stand up in the car and she told him that she wished to “pass water now.” He let go of her hand and, pretending that she was going on top of him, she made her escape.
[7] This
is how she did it. She dived through the
window of the car, head first, and fell into some adjacent young canes. She ran about halfway into the field. [3]
[8] She
heard the car drive away and, after it left the scene, she went in search of
her parcel and found it. The virtual complainant
was observant. She made a mental note
that one of the doors of the car had no paneling on the passenger’s side. She left the scene and made her way to
Highway 2A. Soon she saw the light of a
vehicle heading South and she went to the middle of the road and “flagged it
down.” The vehicle stopped. It was a police car. She told the officers that she had just been
raped and they took her to Holetown Police Station.
[9] The virtual complainant’s evidence of
identification was that she was as close as 10 inches to her assailant; there
was light in
the area where the rape took place because of the reflection from
the lights of Portvale Sugar Factory. She estimated that she saw her attacker’s
face for about 20 minutes. He wore no
mask. She gave the police a description
of the man.
P.C. Holman Smith supported the
evidence of the virtual complainant to the effect that at
Other civilian evidence
[10] That night, there were two other civilians
near to the parish church. They gave
evidence of facts surrounding the incident. Benjamin Benskin
was a 17 year old schoolboy. He travelled in the
[11] The other civilian in the area on the
night of
The Police
Evidence
12] The police evidence in support of the
prosecution case centered around Inspector Leonard Broome, Sgt. 579 Jordan, ,
S/Sgt. Elphene Moore
(then Cumberbatch) and Sgt.Levere
Alleyne.
[13] Inspector Broome was at the Esso Auto Mart in St. James on
[14] Shortly after Sgt. Jordan and two
constables (Dawson and Catlin) came to the Auto
Mart. Inspector Broome spoke to
[15] Sgt. Jordan said that he saw the appellant
in the car, MU 323, at the Auto Mart on
[16] On arrival at the station, Sgt.
[17] The written statement of the appellant was
taken at
“Statement
of Ian McClaren Gill, residing at Welchman
Hall,
I, Ian Gill, wish to
make a statement. I want someone to
write down what I say. I have been told
I need not say anything unless I wish to do so and whatever I say will be given
in evidence.
SIGNED:
“I can’t recall de
exact time but I think it did last month.
One night I did in
SIGNED: Ian Gill.
I have read the above
statement and have been told I can correct, alter or add anything I wish. The statement is true; I have made it of my
own free will.
SIGNED:
Both S/Sgt. Moore and P.C. Catlin said that the appellant made an oral statement,
“Ma’am I allowed my desires to override my commonsense.”
Evidence of the identification
parade
[18] A
ground of appeal contests the integrity of the identification parade. We therefore think it appropriate to set out
the main features of the evidence concerning the parade.
Sgt. Levere
Alleyne was at Holetown
Police Station on the evening of
[19] At
“I reminded her of the report
she had made to the police. I also told
her that the person that raped her may or may not be in the said room but, if
she sees the person, she could identify
him by touching him or pointing him
out. She appeared more composed
now. She identified the accused in the
parade and said ‘that one there,’ pointing to the accused man. I have that at page 43 of my notebook.”
At page 69 of the record Sgt. Alleyne says that he asked the appellant if he had heard
what the virtual complainant had said and he said “I hear she.”
[20] Sgt Alleyne then
said that he asked the appellant if he was satisfied with the parade and he
said “yes”. Under a very short
cross-examination, Sgt. Alleyne said that he was sure
about the virtual complainant’s “running in and out. [She] approached the men after she came to
the room and pointed to the accused.”
His evidence was not further challenged. [10]
[21] The virtual complainant herself said that
she did tell Sgt. Alleyne that that was “the man
there.” She identified the car at Holetown police station in the presence of the appellant,
and she said that everything in the car was the same – the missing panel on the
left front door. And she said, in answer
to Mr. Pilgrim, that she was able to tell the police that one door of the car
was painted in a different
colour from the
others. She said it was maroon “which
you see when cars are getting bodywork done.”
The Defence Case
[22] The case for the defence
at the trial was founded upon two allegations.
First, on the voir dire, and in his sworn evidence before
the jury, the appellant alleged that when Sgt. Jordan, P.C. Catlin
and P.C. Dawson came to the Auto Mart, they just jumped out of the police
vehicle, grabbed him and pushed him into the vehicle. They did not identify themselves. At the station he said he was subjected to
the most severe brutality by the police.
He alleged that they handcuffed him, badgered him with questions, kicked
him off a chair, cuffed him in his stomach, slapped him
about his ears, kicked
him on the floor, put a white plastic bag over his head and beat him
generally. He said that the police
dragged him all over the floor. Worse yet. The appellant said that Sgt. Moore
held his penis in her [11] hands,
said “let me see the dickey that giving so much trouble,” and then proceeded to
prick it with something “like a pin or needle.
She kept sticking me on the head of my penis.”
[23] He said he was
given a warm bath and put in a cell.
Then he was brought out and beaten again. Some time in the morning of
“The paper was put over them
but I could only see the bottom and I
signed my name on it while being beaten.
Every time I paused I was given a cuff or a slap”.
[24] The appellant
claimed to have been denied access to his family and his lawyer. When he did eventually see a lawyer, Mr.
Pilgrim, he had already signed the statement.
He said that he was not allowed to see a doctor while in police custody
over the weekend. He only saw a doctor
on the following Monday.
[25] Secondly, the
appellant alleged an alibi. He said that
on the night of the rape, he had been home in Welchman
Hall nursing a condition of “arc eyes.”
He was so afflicted that he could not go to work that night and he did
not leave home that night. He denied
giving the [12] written statement to
the police. He asked the jury to believe that all the officers who gave
evidence “are downright liars.”
[26] So his case
was that his constitutional rights had been breached, the written statement was
involuntary and, in any event, he had
an alibi.
[27] The appellant
called witnesses. Dr. Clarke recalled
seeing him on Monday of
[28] The appellant also called his brother, his
father and his wife. They supported the
allegations that he had been unable to see a lawyer. None of them saw any brutality. The wife supported the appellant’s
alibi. She said he was with her for the
whole of the night of June 26, 1996.[13]
The Grounds of Appeal
There are 6
grounds of appeal.
Ground 1
[29] On this ground
it was contended that the trial judge erred in law in admitting the evidence of
the confession contained in the written
statement because it was not
established beyond reasonable doubt that the confession was voluntary.
[30] During the
evidence in chief of S/Sgt. Elphene Moore, Counsel
for the appellant, Mr. Pilgrim, objected in the presence of the jury to the
statement “on the basis that the statement
was recorded in oppressive
circumstances” and he requested that inquiries into those circumstances he held
in the absence of the
jury. Strict
compliance with the procedure recommended in Ajodha v
The State [1982] AC 204 was
not followed. Thus, Counsel did not
notify prosecuting Counsel early that an objection to the admissibility of the
statement was to be raised
before he actually raised it. He suddenly objected and explained its nature
in the presence and hearing of the jury.
This was contrary to the advice of
[31] The issue
which confronted Waterman J was one of fact.
It was not denied that the police had handcuffed the appellant. That fact more than likely accounted for the
swelling on the wrists and this was readily conceded by S/Sgt Moore. The appellant’s evidence, if it was to be
believed, suggested that he was beaten within an inch of his life and he
suffered severe
trauma to his penis.
[32] The trial
judge saw and heard the witnesses. Were
all the terrible actions attributed to the police deliberately exaggerated
untruths? It was a judgment which he had
to make. As regards the written statement itself, the way the evidence came
across to us was that
the appellant had been forced to sign “a white foolscap
paper at various points” and every time he paused he was beaten before
signing. In fact he said that he signed
it while being beaten. – (see paragraph [23]).
We have ourselves examined the written statement. It was recorded on an official statement form
of the Royal Barbados Police Force and was signed quite legibly in 4
places. The signatures do [15] not appear to have been scrawls
consistent with being signed as a result of or during physical force. The signatures are consistent and uniform.
[33] During the
argument Mr. Pilgrim also submitted that, after Dr. Clarke had been called by
the defence and the judge heard his evidence he
should, at that stage, have withdrawn the statement from the jury’s
consideration. No such argument was
raised at the trial. No fresh
application was made by Counsel for the judge to reconsider his ruling on the voir dire after Dr. Clarke had given his
evidence.
[34] Dr. Clarke was
examined and cross-examined at length and, again, it was for the trial judge to
assess the medical evidence in the
light of the accused man’s allegations. The only tangible and visible evidence of
injury was the swelling on the wrists where the appellant had been wearing the
handcuffs. The appellant had complained
of ringing in his ears, pain in the epigastrium, pricks on his penis and
beatings about the body. Yet there was
no evidence of bruising, or swelling.
According to the doctor, none of the bony structures was injured. The trial judge may well have concluded that
it was not plausible that the appellant was brutalised
in the way [16] that he
had alleged. He may have been sceptical of the evidence of extreme brutality.
[35] R v
Watson [1989] 1 WLR 991 is an authority dealing with a situation where further evidence
emerges in a trial which Counsel for a defendant regards as inconsistent
with
that given in a trial within a trial. In
that case Counsel, being of the view that the new evidence of a police officer
was inconsistent with his evidence in the voir dire and may have strengthened the defence
case that written statements were involuntary, specificially
requested the trial judge to reconsider his ruling given at the end of the voir dire and to rule that the disputed
statements were now inadmissible. The
trial judge refused. The Court of Appeal
held that he was wrong.
Cumming-Bruce
LJ said at p.994:
“It is the duty of the judge to
exclude from the jury’s consideration evidence which is inadmissible. In the case of a written statement, made or
signed by the accused, the judge must be satisfied that the prosecution have
proved
that the contested statement was voluntary, before allowing the jury to
act upon it. Experience has shown that
where the question of the voluntary character of the statement has been
investigated and decided at a
trial within a trial, it is only in very rare and
unusual cases that further evidence later emerges which may cause the judge to
reconsider the question whether he is still satisfied that the statement was
voluntary and admissible. But where
there is such further evidence, the judge has power to consider the relevance
of the admissibility of evidence upon which
he had already ruled.”[17]
[36] Of course a
trial judge always has an overriding duty to exclude evidence which may be
unfair or prejudicial to an accused.
That is part of his continuing responsibility to ensure that an accused
is given a fair trial. A judge retains
control over the evidence to be submitted to the jury throughout the
trial. In a situation such as is
contended for in this appeal, if, having admitted the confession as voluntary
on the basis of the evidence
given on the voir dire, the judge concludes, in the light of subsequent evidence
that the confession was not voluntary, he may direct the jury to disregard
it
or, where there is no other sufficient evidence against the accused, he may
direct an acquittal.
[37] But, in this
appeal, the crucial and distinguishing point is that no application was made
for a review of the ruling after the trial
within a trial in the light of
further evidence as was the case in Watson. Secondly, even allowing for the fact that the
trial judge may have been minded to reconsider the ruling after hearing the
medical
evidence, it has not been satisfactorily made out to us that the
medical evidence was of such a nature and quality as to have been
consistent
with the nature and degree of the appellant’s allegations of extreme
brutality. The trial judge may well have
concluded that the medical evidence did not support the appellant’s
allegations. It [18] was again a judgment for him to
exercise. He may well have concluded that the evidence did not support the
allegations. It was all a question of
fact as to whether the appellant was subjected to brutality of the quality and
quantity alleged. In each case it is a
question of degree and the trial judge has to determine, paying due regard to
all of the circumstances, whether
the confessional statement has been obtained
under conditions which render it unjust to allow an accused’s
own words to be used in evidence against him.
In the circumstances we are not satisfied that the appellant has
demonstrated that the trial judge’s discretionary powers were wrongly
exercised.
This ground
of appeal fails.
Ground 2
[38] The second
attack on the admissibility of the confession is in ground 2. Here it is submitted that the trial judge was
in error in admitting the written confessional statement because, it is
submitted,
“the evidence revealed that the appellant’s attorney-at-law was
excluded from consultation with his client “without delay.” [19]
[39] This ground
thus alleges that the appellant’s constitutional rights had been
contravened. The relevant provision of
the Constitution is section 13(2). It
provides:
“(2) Any person who is arrested
or detained shall be informed as soon as reasonably practicable, in a language
that he understands,
of the reason for his arrest or detention or shall be
permitted, at his own expense, to retain and instruct without delay a legal
adviser of his own choice, being a person entitled to practise
in Barbados as an attorney-at-law, and to hold private communication with
him….”
[40] This
subsection applies whether a person is detained or arrested. The Constitution gives a right to a person in
such circumstances (a) to be informed as soon as reasonably practicable in a
language
that he understands of the reason for detention or arrest, (b) to be
allowed to retain and instruct a legal adviser without delay
and (c) to be
allowed to hold private communication with the said legal adviser.
[41] Difficulties
in the application of the subsection will arise because a court has to
determine in a given case whether the right
to be informed of the reason for
arrest or detention was fulfilled “as soon as reasonably practicable” and
whether the right to
retain and instruct an attorney-at-law was afforded
“without delay.” These are matters of
fact and in every case the particular facts will be of [20] crucial importance in determining
whether the rights were contravened.
[42] We start,
however, with a review of the case law to determine the applicable legal
principles. Mr. Pilgrim submits
correctly that a person detained or arrested must be informed of his right to
be allowed to retain and instruct
an attorney-at-law at an early stage and
“certainly before any in-custody interrogation takes place.” That submission is supported by the leading
Privy Council authority Attorney General v. Whiteman (1991) 39
W.I.R. 397.
[43] Lord
Keith who delivered the opinion of the Board said at p.412:
“The language of the
Constitution falls to be construed not in a narrow and legalistic way, but
broadly and purposively, so as to
give effect to its spirit and this is
particularly true of those provisions which are concerned with the protection
of human rights. In this case the right
conferred by section 5(2)(c)(ii) (of the Constitution of Trinidad and Tobago)
upon a person who has been
arrested or detained, namely the right to
communicate with a legal adviser, is capable in some situations of being of
little value
if the person is not informed of the right. Many persons might be quite ignorant that
they had this constitution right or, if they knew, might in the circumstances
of their
arrest be too confused to bring it to mind.”
[44] The Privy
Council endorsed the opinion of Davis JA in the Court of Appeal of
Trinidad and Tobago where the learned Justice of Appeal, while not laying down
a general rule as to the
point of time when a
[21] person in
custody ought to be informed of his right to consult an attorney-at-law,
nevertheless recommended that such a person
should be informed “as early as
possible, and in any event before any in-custody interrogation takes place.”
[45] The Court of
Appeal of
[46] It is our
opinion that in
What is the Evidence?
[47] We now have to
examine the evidence of the alleged delay in informing the appellant of his right
to a legal adviser. The appellant was
taken into custody as a result of the observation of Inspector Broome at the Esso Auto Mart. Sgt.
Jordan and his team took away the appellant.
This was about
[48] The interview
which resulted in the written statement began at
[49] After
completing the statement the appellant asked Sgt. Cumberbatch
if he was under arrest. She says she
told him yes and informed him again of his right to a lawyer.
[50] Sgt. Peter
Bryant referred to entries in the station diary which showed that Mr. Pilgrim,
Attorney-at-law, arrived at the station
at
S/Sgt.
Jordan’s evidence was that he himself arrived at the station at
[51] In so far as
the evidence was that the appellant was told of his right to a lawyer before
the interview took place (i.e. before
in-custody interrogations began) and he
declined to exercise that right, it is our [24] view that there was no breach of section 13(2). In so far as he was allowed to communicate
with his attorney-at-law within 40 minutes of the latter’s arrival at the
station, we
do not think that this was a delay of the quality which would be
sufficient to sustain a finding that section 13(2) was contravened
as it
relates to his rights as an arrested person.
[
52
] In the case of
Athelstan Chase, there was a deliberate and
unexplained delay of 55 minutes before he was even told of his right to an
attorney-at-law. On the facts, Chase
is clearly distinguishable from this case.
We can find
no evidence of a deliberate and unexplained denial of the appellant’s
constitutional rights and it seems to us that
Counsel was able to see his
client within an acceptably short period of time.
[53] In response to Mr. Pilgrim’s specific
submissions it is our judgment that there was no breach of section 13(2) of the
Constitution. This ground of appeal
fails.
Ground 3
[54] Mr. Marlon
Gordon on behalf of the appellant submitted that there was evidence that the
identification parade had been improperly
conducted and the trial judge ought
to have excluded the relevant evidence.
The submission is founded upon the evidence of [25] Sgt. Levere
Alleyne that, after the virtual complainant first
entered the room where the men were lined up, she ran out and spoke to
him. She thereafter returned and pointed
out the appellant.
[55] It is Mr.
Gordon’s point that the fact of a conversation between the Sergeant conducting the
parade and the virtual complainant
prior to the actual act of identification
when the virtual complainant had had a previous view of the men was a
circumstance likely
to be prejudicial to the appellant and the identification
parade was thereby tainted by the likelihood of unfairness or prejudice.
[56] There is force
in this submission although the incident itself was not pursued in
cross-examination or in any way raised with the
trial judge to alert him to its
likely prejudicial effect – so far as we can see from a perusal of the
record. We do not have to labour the point that an identification parade must be
conducted in a scrupulously fair manner and must be seen to be fair. It is such an important and sensitive matter
that goes to the very heart of the freedom of the individual as to compel us to
the
view that where there is the slightest evidence of impropriety in the
conduct of an identification parade or where there is evidence
of any incident
which could possibly taint the fairness of such a parade, a trial judge should
refuse to admit the total evidence
of the parade. [26]
[57] It was a most
unfortunate circumstance. Sgt. Alleyne, however, had volunteered the evidence of the
incident in his examination in chief. – see paragraph [19] (supra).
[58] This ground
has given us the greatest difficulty.
Sgt. Alleyne voluntarily gave the evidence of
his conversation with the virtual complainant.
We think that the ready candour of his
evidence is to be commended. If he were
a dishonest police officer, he could easily have omitted to give any evidence
of this incident. He was cross-examined
only to inquire whether he was sure “about this running in and out”. It was never suggested to him in
cross-examination that he may have prompted the virtual complainant. Indeed the propriety of the conduct of the
parade was not challenged.
[59] In R
v George Creamer (1984) 79 Cr. App. R.
284, the appellant was standing at position No. 5 from the left hand
side of a line up. The identifying lady
failed to identify him. Shortly after
the parade had occurred and outside the room, the officer who had been present
at the parade saw the lady. She
immediately told him that she had in fact seen the man concerned in the
offence. In her evidence the lady said
that she has seen the man “about fifth” from the left hand [27] side but she did not identify him
on the parade because she was scared.
[60] The Court of
Appeal held that if a witness could satisfy the court that she had identified
the accused but had good reason for not
making the identification in his
presence, then evidence about what happened after the parade could be
admitted. In the result the Court of
Appeal accepted that the witness had genuinely recognised
the appellant at the parade and had refrained from showing it because of no
improper motive. The court refused to
hold the identification invalid finding no miscarriage of justice and dismissed
the appeal.
[61] At the trial
the virtual complainant gave evidence that she told Sgt. Alleyne
“that that was the man there,” when she saw the appellant in a line up at Holetown police station.
Her identification of the appellant was not challenged under
cross-examination. Indeed, it was only
at the end of the appellant’s evidence in chief that the defence
led any evidence about the events at the parade and none of these was put to
the prosecution witnesses.
[62] In R v
Gall (1990) 90 Cr. App. R. 64, the Court of Appeal of England held that
a prisoner could well feel considerable suspicion if an investigating officer
came into
the parade room, had a look at [28] the parade, and had an opportunity of talking to a witness
who was then introduced to the parade.
This had been in breach of the paragraph 2.2 of the existing Code of
Practice in
[63] Although there
is no Code of Practice in
Ground 4
[64] We can deal
with this ground shortly. The Crown quite properly accepted the appellant’s
submission on this ground that the trial
judge erred in law in revealing to the
jury the result of the voir dire.
Prior to Mitchell v R (1997)
52
W.I.R. such a practice was
accepted. However, the Judicial
Committee of the Privy Council has rendered advice in Mitchell that the judge’s decision on a voir dire should not be revealed to the jury
since it might cause unfair prejudice to the defendant by conveying the
impression that the
judge had reached a [29] concluded view on the credibility of the witnesses and the
defendant. This Court has itself applied the
principle of Mitchell in numerous local cases since 1998 and we see little
point in referring to a long list of cases where the principle has been
applied. – See for example, Sylvester
Mason v. R. (1999) 57 W.I.R. 49, Sylvan Clarice v. R. (1999) 58 W.I.R. 73;
Coronell and Nagles v R.
(Criminal Appeal Nos 6 and 7 of
1995 decided July 21, 2000) and Wayne Springer v. R. (Criminal Appeal No.30
of 2001 decided
Ground 5
[65] On this ground
it is pleaded that the trial judge failed properly to direct the jury as to how
they should approach the medical
evidence.
This ground was not strenuously argued.
The way that the trial judge approached the medical evidence was to
review it thoroughly (covering 3 pages of the record) and to
put it fairly to
the jury. At the end of it he said to
the jury “That is the doctor’s evidence.
You must consider it carefully.”
Looking at the summation as a whole we are bound to say that it was full
and careful putting all of the evidence and the law before
the jury with
liberal assistance being [30] given to
them on the evaluation of issues of fact. This ground of appeal fails.
Ground 6
[66] The final
ground of appeal is that the trial judge failed to give the jury a warning as
provided for in Section 136 of the Evidence Act, Chapter 121. Mr. Pilgrim submitted that in regard to the
oral statements allegedly made by the appellant, recorded by the police but not
signed
or otherwise acknowledged in writing by the appellant, the appropriate
warning under s. 136 was not given to the jury.
There were
three oral statements made by the appellant.
First, when S/Sgt. Moore told him that he was suspected of rape of the
virtual complainant, he is alleged to have said, “Ma’am I
let my desires
override my commonsense.” Later, when
shown the rear of the car the appellant is alleged to have said, “That seat
never take out.” Finally, some time
after
[67] The relevant
parts of section 136 provide:
“136(1) This section applies in
relation to the following kinds of evidence:
(d)
in criminal proceedings
(ii) oral evidence of official questioning of a
defendant, where the questioning is recorded in writing that has not been
signed or otherwise
acknowledged in writing by the defendant;
1. Where there is a jury the Judge shall, unless
there are good reasons for not doing so,
1.
warn the jury that the evidence may be unreliable;
2.
inform the jury of matters that may cause it to be unreliable; and
3.
warn the jury of the need for caution in determining whether to accept
the evidence and the weight to be given to it.
(3) It is not necessary that a particular
form of words be used in giving the warning or information.
(4) This section does not affect any other
power of the Judge to give a warning to, or to inform the jury.
[68] When the Evidence
Act, Cap. 121, came into force on
“(1) This section applies to evidence of a
kind that may be unreliable including the following kinds of evidence:
(b) oral evidence of official questioning of a
defendant, that is questioning recorded in writing that has not been signed, or
otherwise
acknowledged in writing, by the defendant.
1.
If there is a jury and a party so requests,
the judge is to:
(a) warn the jury that the evidence may
be unreliable; and
(b) inform the jury of matters that
may cause it to be unreliable, and
4.
warn the jury of the need for caution in determining whether to accept
the evidence and the weight to be given to it.
2.
The judge need not comply with subsection (2) if there are not good
reasons for doing so.”
[69] In several appeals
coming to the Court of Appeal in 2002, the failure of trial judges to give a
section 136(2) warning has been
a ground of appeal. The Court of Appeal offered an opinion on the
[33] consequence
of failure to give such a warning on April 23, 2002 in the case of Jerome
Bovell v R. (Criminal Appeal No.23 of 2000 decided
April 23, 2002).
[70] At para
[47] of Bovell, the Court said:
“[47]
Moreover, although the language of subsection (2) is mandatory,
provision is made for exceptions to the general rule. If a Judge has “good reasons”, it is not
obligatory upon him to follow the subsection to the letter. The latitude implicit in the subsection
itself suggests to us that the effect of a failure to give a warning has to be
evaluated
in each case, having regard to the totality of the evidence. It will not be automatic in every case that a
failure to comply with subsection (2) will cause a conviction to be quashed.”
The Court of
Appeal went on to hold that without the evidence of the oral statements which
were not signed or otherwise acknowledged,
there was ample other evidence which
could have sustained the conviction of Bovell.
[71] No Counsel
appearing before the Court of Appeal has ever referred to the Australian
Evidence Act or cited any authority indicating
how section 136 and its
equivalent is being interpreted in that jurisdiction. However, in the months intervening since Bovell, we have sought to research this
matter on our own and we think it appropriate to amend our earlier opinion
slightly upon a re-consideration
of this matter. [34]
[72] The problem of oral confessions made by an accused person to
the police has long given great difficulty. As we pointed out in Bovell (para
[39]) the practice of giving oral evidence of a defendant’s response purportedly
recorded in an official notebook is known as “verballing”
in the vocabulary of policing. “Verbals” are vulnerable to fabrication and may truly be
unreliable in the absence of any non-police support of a defendant’s account of
the nature and conduct of police questioning.
It is clearly the policy of section 136(1)(d)(ii) to provide safeguards
against the police inaccurately recording or inventing words
and making them
attributable to a defendant. The Court
interpreted the section as “designed to minimise
opportunities for “verballing” and to promote
fairness in the trial of defendants in criminal cases.”
[73] We have found
a line of authorities in
Driscoll v R and Stephens v R
[74] Prior to the
Evidence Act of 1995, the High Court of Australia in Driscoll v R. [1977] HCA 43; (1977) 137 CLR 517
and Stephens v R [1985] HCA 30; (1985) 156 CLR 664 indicated that as a matter of
discretion, such unsigned and unacknowledged statements should not be admitted
in evidence as [35] exhibits
unless there was independent evidence of the defendant’s alleged oral adoption
of them.
[75] Gibbs
J in Driscoll highlighted the essence of the problem in these words
at page 539:
“A jury called upon to
decide whether an oral confession has been made in response to police
questioning often faces a difficult
task.
It is very common for an accused person to deny that he made an oral
confession which police witnesses swear he made. The accused has an obvious motive to claim
police testimony of this kind is false.
On the other hand it would be unreal to imagine that every police
officer in every case is too scrupulous to succumb to the temptation
to attempt
to secure the conviction of a person whom he believes to be guilty by saying
that he has confessed to the crime with
which he is charged when in fact he has
not done so. In some cases the evidence
that an oral confession was made will be the only, or the vital, evidence
against the accused.”
[76] The High Court of
1991] HCA 6; (1991) 171 CLR 468
. The Court
was split 4:3. The majority were in favour of a rule of practice of general application
“whenever police evidence of a confessional statement allegedly made by an
accused
while in police custody is disputed and its making is not reliably
corroborated.”
[77] Mason
CJ, one of the majority, was of opinion that a jury “be instructed as
indicated by Deane J in Carr (1988) 165 CLR 335 that they should give
careful consideration as to the dangers [36] involved in convicting an accused person in circumstances
where the only (or substantially the only) basis for finding that guilt
has
been established beyond reasonable doubt is a confessional statement allegedly
made whilst in police custody, the making of
which is not reliably
corroborated.”
[78] The minority view in McKinney and Judge was supported by Brennan
J,
[79] Brennan
J refused to accept the majority view that the absence of a warning
necessitates the setting aside of the conviction on the basis
that the trial judge
failed to observe a general or prima
facie rule of practice requiring the giving of such a warning. Dealing with
the competing authorities of Carr v R [1988] HCA 47; (1988) 165 C.L.R. 314 and
Duke v R. (1989) 63 A.L.J.R. 139, His Honour
said at page 480:
“In Carr, a majority of this
Court was of the opinion that a warning should have been given, but in Duke
a majority differently constituted was of the opinion that no particular [37]
warning was needed. For my part, I saw Duke
as a straightforward case of word against word calling for the usual direction
relating to the necessity for the jury to be satisfied
beyond reasonable doubt
that the confession had been made and was true.”
Later
at p.481 he said that “In Carr it was held that a warning should have been given. What
was denied was the propriety of a universal rule that, in every case where
uncorroborated police evidence of confession was
tendered and challenged, a
warning is mandatory.” (our emphasis)
[80] Brennan
J rejected the argument that there should be a general or prima facie rule of practice requiring
trial judges to give a warning and he expounded his 3 reasons for rejection at
pages 481-487. In particular, His Honour saw “no underlying rationale for a universal
practice requiring a warning in every case in which a police officer tenders
uncorroborated
confessional evidence which is challenged by the accused” – p.
482. Indeed he saw the matter as one of
basic principles. At p. 482 he said:
“In every case where the
prosecution case depends solely on a confessional statement that is
uncorroborated and is challenged, a
judge must direct the jury that they cannot
convict unless they are satisfied beyond reasonable doubt that the confession
was made
and that it was true.”
[81] And, speaking
with a high degree of understanding of the burdens on a trial judge, Brennan
J was of the firm view that:
“To impose on a trial judge the
burden of giving a warning in every case as to the danger of convicting when
there is no corroboration
is both unnecessary and more importantly, not [38]
even-handed …… To require a warning to be given in all such cases is to place
police evidence in a special category of unreliability
along with the evidence
of accomplices, (young children) and the victims of sexual offences.” – p. 484
[82] The Australian
Evidence
Act 1995 substantially re-enacted the majority view in
R v Beattie
[83] Since the
enactment in
[84] James
J. at p. 160 accepted that it may be that it is not essential in all
cases in which a judge is of the opinion that there are good reasons
for not
complying with the subsection the judge should expressly state what he
considers those reasons to be. However,
in most cases, he should give his reasons for non-compliance. Subsection (2) was characterized as
“discretionary” but in the circumstances of the case the Court of Criminal
Appeal allowed the
appeal on the ground that the trial judge had erred in not
giving the further directions in accordance with section 165(2).
Construing section 136
[85] It seems clear
to us that section 136 of the Evidence Act seeks to enact the majority view in McKinney
and Judge and to make it a rule of practice in all cases to which
paragraph (d)(ii) of subsection (1) applies that trial judges should give
a
warning in terms of subsection (2). A
literal interpretation of the section produces that result. Such an interpretation would not lead to a
manifest absurdity but it would certainly produce additional burdens for trial
judges.
[86] It is equally
clear to us that, in the drafting of the section, the crucial words “where a
party so requests” were omitted (no doubt
by [40] inadvertence). They were, more than likely, included in the
Australian Evidence Act to take account of the minority view in McKinney
and Judge that the rule of practice should not be of universal
application. Hence the rule only comes
into play usually at the instance of the defendant. In the practicalities of criminal trials, we
see much realism and common sense in the approach of the minority in McKinney
and Judge.
[87] We find the
reasoning of the minority in that case more persuasive than that of the
majority for all the reasons expressed in the
judgments. We share the opinion of Brennan J that there is
no cogent underlying rationale for a universal rule of practice since such a
rule would, in effect, elevate police
evidence to a special category of
unreliable evidence. This would hardly
be “even-handed.” Such a universal rule
of practice relating to the manner in which a trial judge should sum up would
imply that, regardless of the
circumstances, evidence of a defendant’s oral
statements to a police officer must be regarded as being particularly suspect
and
as being particularly liable to fabrication. Such a conclusion would hardly conduce to the
fairness of a trial.
[88] Decisions of
the High Court of Australia do not bind this Court. They are merely persuasive and, although we
pay them the greatest [41] respect,
we are free to choose whatever common law precedents will produce fairness and
justice in consonance with our circumstances.
[89] In so far as
we are satisfied that there is an omission of key words in section 136, it is
not our function, in this case, to fill
the gap. That must properly be the
[90] Because the
section allows a trial judge not to comply with the requirement of giving a
warning where there are good reasons for
not doing so, we are now prepared to
review and amend the earlier interpretation as stated in Bovell. Indeed, logically and with the benefit of
further thought and research, a provision cannot really be mandatory if a court
has a
discretion not to enforce it. The
word “shall” does not always impose an absolute and imperative duty to do the
act prescribed. The word “shall” cannot
be construed without reference to its context.
For an illuminating discussion of the proper approach to the
construction of the word “shall” when there has been non-compliance
with a
procedural requirement laid down by a [42] statute - see the judgment of Lord Woolf
MR in R v Secretary of State for the Home Department, ex parte
Jeyeanthan [1999] EWCA Civ 3010; [2000] 1 W.L.R. 354 and
the cases and learning referred to in that case.
[91] In section 37
of the Interpretation Act, Cap.2, it is enacted that the word “shall”
is to be construed as imperative. But
that provision is qualified by sections 3 and 4 of the very Act. Thus in section 3 it is provided that:
“3(1) Every provision of this Act shall extend and
apply to every enactment whether passed or made before or after
Then, in
section 4,
“4. Nothing in this Act shall be construed as
excluding the application to an enactment of a rule of construction applicable
thereto
and not inconsistent with this Act”
[92] We therefore
hold that the requirement for a warning to be given under section 136 is not
mandatory but discretionary. We are fortified
in our view by the learning in Cross
on Evidence, Sixth Australian Edition 2000, where the
learned author states at paragraph [1454] that section 165 of the 1995 Act is
not mandatory.[43]
In the vast
majority of criminal cases, issues touching and concerning the reliability of
evidence are matters for a jury in its
analysis and evaluation of the evidence
in the case. That duty will best be
discharged in cases of disputed confessional statements by the trial judge
giving full directions on the
burden and standard of proof and giving proper
directions on the treatment of the evidence of the disputed statements and
assisting
the jury in their evaluation of the statements.
The section 136 omission in this appeal
[93] We have
deliberately reviewed the evidence in this case in considerable detail (see
paragraphs [2] to [27]) and it will be obvious
that there was a substantial
body of evidence other than the oral statements of the appellant upon which the
jury could have found
the appellant guilty as charged. No complaint was made of the directions of
the trial judge on the important matters of the burden and standard of proof,
oral statements
and discrepancies.
Indeed, in our view, such directions were impeccable.
[94] In the
circumstances of this case, it is our judgment that the failure of the trial
judge to give a section 136(2) warning is not
fatal to the conviction.
The cumulative effect of errors
[95] We have found
that the trial judge ought not to have informed the jury of the result of the voir dire, ought to have excluded evidence of the identification parade
and did not give a section 136(2) [44]
warning. Are these three errors
sufficient to cause us to quash the conviction?
We think not. In Mitchell
(supra) the Privy Council did not hold that the trial judge’s error of
informing the jury about his decision on the voir dire was enough, by itself, to cause the conviction to be
quashed.
[96] In Adams
and Lawrence v. R. (Privy Council Appeal No.14 of 2001 delivered on
[97] In this appeal
the prosecution case did not depend exclusively upon the accused’s
written and oral statements. As we have
indicated at paragraph [93] the facts and salient features of other evidence in
this case show that there was ample other
evidence upon which the jury could
have convicted the appellant. There was
the evidence of the virtual complainant; the evidence of Benskin
and Headley of facts [45]
surrounding the incident and, particularly pertinent, the evidence of the
physical condition of the car and its colour or colours.
[98] In the
circumstances of this case we do not believe that the irregularity of revealing
the decision on the voir dire to the jury caused injustice to
the appellant. We are satisfied that the
jury would have inevitably convicted the appellant even if the trial Judge had
not told them that he had
admitted the statement.
[99] In respect of the
infelicity of procedure at the identification parade, we note that in Creamer
(supra) the appeal was not
allowed. On the other hand, in Gall
(supra), the appeal was upheld, no
doubt because of a breach of the specific provision of the Code. We take cognisance
of the manner in which Counsel for the appellant approached this matter at the
trial. No issue was made of the
integrity of the parade nor was there any suggestion that the appellant was
prejudiced by the conversation
between Sgt. Alleyne
and the virtual complainant. No one
seemed to be aware that what transpired could possibly have been prejudicial to
the appellant. We doubt whether that
evidence had any impact whatever upon the jury’s verdict. [46]
[100] Applying the
test in
[101] We have
considered the section 136(2) point at paragraphs [66] to [94] supra.
Conclusion
[102] This Court has
no lurking doubt about the safety of the conviction in this case and we are
also satisfied that the appellant had
a fair trial. Points raised in this appeal have been
decided in favour of the appellant but, in our
considered judgment, no substantial miscarriage of justice has actually
occurred and, applying the
proviso,
we dismiss the appeal. The conviction
and sentence are affirmed and the sentence will run from April 24, 1998.[47]
Chief Justice
Justice of Appeal Justice
of Appeal (ag)
] [Hide Context]
CommonLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.commonlii.org/bb/cases/BBSC/2003/5.html