Sri Lanka Consolidated Acts

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Securities Council Act (No. 36 of 1987) - Sect 31

No licensed stock broker to be licensed as a dealer amp;c

31. No body corporate or an individual licensed under the provisions of this Act as a stock broker or stock dealer as the case may be, or, any holding, subsidiary or an associate company of such licensee, or any Director of such licensee shall-
(a) where such body corporate or an individual is licensed as a stock broker, be granted a licence as a stock dealer; and
(b) where such body corporate or individual is licensed as a stock dealer, granted a licence as a stock broker.

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