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PROSECUTOR v ALEX TAMBA BRIMA & ORS - BRIMA - DECISION ON APPLICANT’S MOTION AGAINST DENIAL BY THE ACTING PRINCIPAL DEFENDER TO ENTER A LEGAL SERVICE CONTRACT FOR THE ASSIGNMENT OF COUNSEL - Case No. SCSL-04-16-PT [2004] SCSL 86 (6 May 2004)
O
SPECIAL COURT FOR SIERRA LEONE
JOMO KENYATTA
ROAD • FREETOWN • SIERRA LEONE
PHONE: +1 212 963 9915
Extension: 178 7000 or +39 0831 257000 or +232 22 295995
FAX:
Extension: 178 7001 or +39 0831 257001 Extension: 174 6996 or +232 22
295996
THE TRIAL CHAMBER
|
Before:
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Judge Bankole Thompson, Presiding Judge Judge Benjamin Mutanga Itoe
Judge Pierre Boutet
|
|
Registrar:
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Robin Vincent
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Date:
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6 May 2004
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|
PROSECUTOR
|
Against
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Alex Tamba Brima Brima Bazzy Kamara Santigie Borbor
Kanu (Case No.SCSL-04-16-PT)
|
BRIMA - DECISION ON APPLICANT’S MOTION AGAINST DENIAL
BY THE ACTING PRINCIPAL DEFENDER TO ENTER A LEGAL SERVICE CONTRACT FOR
THE
ASSIGNMENT OF COUNSEL
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1st Respondent:
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Defence Counsel for Alex Tamba
Brima:
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Sylvain Roy
|
|
Terence Terry
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2nd Respondent: Robin Vincent
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|
|
|
3rd Respondent: Robert Kirkwood
|
|
|
THE TRIAL CHAMBER (“Trial Chamber”) of the Special Court
for Sierra Leone (“Special Court”) composed of Judge Bankole
Thompson,
Presiding Judge, Judge Benjamin Mutanga Itoe and Judge Pierre Boutet;
SEIZED of the Applicant’s Motion against denial by the Acting
Principal Defender to Enter a Legal Service Contract for the Assignment
of
Counsel for and on behalf of the Accused Tamba Alex Brima, the Applicant, herein
pursuant to Rule 72 (B) (iv) of the Rules of
Procedure and Evidence of the
Special Court (“Rules”) and pursuant to Article 12 (A) of the
Directive on the Assignment
of Counsel of the Special Court for Sierra Leone,
and under the inherent Jurisdiction of the Trial Chamber of the Special Court
for
Sierra Leone (“Motion”) filed on 5 January 2004;
NOTING
the Responses filed to the Motion on 16 January 2004 by the Acting Principal
Defender (“A/PD”) and by the Registrar, (“A/PD’s
Response” and “Registrar’s Response” respectively) and
the Accused’s replies to both Responses filed
on 19 January 2004
(“Reply to A/PD” and “Reply to the Registrar”
respectively);
NOTING FURTHER that on 12 February 2004 the Chamber
heard oral arguments from the Parties in camera;
MINDFUL of the
Provisions of Article 17(4)(b), 17(4)(c) and 17(4)(d) of the Statute of the
Special Court (“Statute”);
MINDFUL of the Rules of
Procedure and Evidence an in particular Rules 5 and 45;
MINDFUL of the
Provisions of the Directive for the Assignment of Counsel for the Special Court
for Sierra Leone promulgated by the Registrar
o the 3rd
of October, 2003 and in particular Articles 12, 13, 14, and 16 of the said
Directive;
MINDFUL of the necessity to ensure the respect of the
rights of defence and to guarantee to the accused his right to a fair and
expeditious
trial;
NOTING the interim Order of the Trial Chamber dated
12 February, 2004;
CONSIDERING THE SUBMISSIONS AND ARGUMENTS OF THE PARTIES:
INTRODUCTORY PREVIEW OF THE MOTION
- This
Motion before Their Lordships of the Trial Chamber is filed and premised
principally on the extent of the powers of the “Acting
Principal
Defender”, 1st Respondent, on the one hand, and
on the other, the rights of the accused person as guaranteed and enshrined in
the provisions of
Article 17(4)(d) of the Statute.
- It
also raises issues related to the extent to which those rights, including those
of the designated Counsel, should be ensured by
the Principal Defender
(1st Respondent) under the authority and supervision of
the Registrar, (2nd Respondent), in their application
of the provisions of the Directive on the Assignment of Counsel promulgated by
the 2nd Respondent on 3
October, 2003, pursuant to the provisions of Article 17 of the Statute
and Rules 44, 45, 45 bis and 46 of the Rules.
- Furthermore,
it raises questions of conflict of interest and the more fundamental
jurisdictional question of whether the Trial Chamber
is competent to entertain
and adjudicate on this Motion which has resulted from a dispute arising from the
application by the 1st Respondent, of the legal
instruments referred to above. We consider it necessary therefore, before
examining the merits of the Motion,
to reproduce here, the relevant provisions
of these legal instruments:
Article 17(4) of the Statute provides:
“In the determination of any charge against the accused pursuant to the
present Statute, he or she shall be entitled to the
following minimum
guarantees, in full equality”
Article 17(4)(d) of the Statute provides:
“To be tried in his or her presence, and to defend himself or herself
in person or through legal assistance of his or her own
choosing; to be
informed, if he or she does not have legal assistance, of this right; to have
legal assistance assigned to him or
her in any case where the interests of
justice so require and without payment by him or her in any such case if he or
she does not
have sufficient means to pay for it”
- In
addition, Article 2(A) of the Directive on the Assignment of Counsel
provides:
“Any person detained on the authority of the Special
Court has the right to Counsel in terms conclusively defined in Article
17(4)(d)
of the Statute.”
Article 3 of the Directive on the Assignment of Counsel provides as
follows:
“If a suspect of Accused cannot engage Counsel by his or her own means
and he wishes to be represented by Counsel, he shall
be assigned a Counsel in
accordance with this Directive, if the interests of justice so
require.”
- The
choice of and the criteria for qualifying to be appointed as assigned Counsel
are governed by the provisions of Rule 45(C) of
the Rules of Procedure and
Evidence as well as by Article 13 of the Directive on the Assignment of
Counsel.
- It
should be noted that in the event of listed Counsel being retained by the
Principal Defender to assume and ensure the defence of
the accused, the
Principal Defender is supposed to enter into a Legal Services Contract with the
retained Counsel and this, in accordance
with the provisions of Articles 14(A)
and 16 of the Directive on the Assignment of Counsel.
- One
of the criteria to be fulfilled by the Assigned Counsel seeking to enter into a
Legal Services Contract, according to Rule 45(C)(iv)
of the Rules of Procedure
and Evidence as restated in by Article 13(B)(v) of the Directives, is that he or
she must “have indicated
their willingness and fulltime availability to be
assigned by the Special Court to suspects or accused”.
- Article
14(C) of the Directive provides as follows:
“No Counsel shall
be assigned to more than one Suspect or Accused unless the concerned Suspects or
Accused have received independent
legal advice and have waived their right to be
represented by separate Counsel. Any application by Counsel to be assigned to
more
than one suspect or Accused must be made through the Principal Defender, to
the Presiding Judge of the appropriate Chamber.”
THE BASIS OF THE MOTION
- The
Applicant in this Motion, Tamba Alex Brima, is indicted and detained for crimes
which come under the jurisdiction of the Special
Court.
- He
made his initial appearance before Hon. Judge Itoe on the
15th and 17th of March, 2003,
pleaded “Not Guilty” to all the counts of the indictment, and was
remanded into the custody of the Special
Court.
- On
the 19th of March, 2003, Judge Itoe issued an Order for
legal assistance to be provided to him. The Applicant accordingly filed a Power
of
Attorney designating Mr. Terrence Michael Terry as Counsel of his choice, to
defend his interests. On the 15th of April, 2003, the
Registrar assigned Mr. Terry as Provisional Counsel for 2 months until such a
time as he enters into a Legal
Services Contract with the Principal Defender of
the Defence Office who at that time, was not yet appointed.
- Mr.
Terry, notwithstanding the expiry of the stipulated time limit of 2 months of
his provisional designation, has, with the tacit
approval of the
1st and 2nd Respondents,
continued to act as the assigned Counsel to Mr. Brima until the dispute now
under litigation with Mr. Sylvain Roy, Defence
Advisor in the Defence Office,
acting as Principal Defender and the 1st Respondent in
this motion, arose following 2 letters dated 10th
November, 2003 and 12th December, 2003, respectively,
which the 1st Respondent addressed to the
Applicant’s Counsel.
- In
the letter dated 10th November, 2003, Mr. Sylvain Roy,
the 1st Respondent, purportedly acting as the Principal
Defender, rejected Mr. Terry’s request for him to sign a Legal Services
Contract
and formulated the following conditions before he could sign the said
contract:
- That
Mr. Terry undergoes a medical examination at the expense of the Defence Office
to confirm that he is medically fit to permanently
and at all times, be at the
disposal of his client, the Applicant.
- That
Mr. Terry’s Legal Services Contract with the Principal Defender for the
defence of the Applicant, could not be signed because
this would violate the
provisions of Article 14(C) of the Directive on the Assignment of Counsel. This
provision stipulates as follows:
“No Counsel shall
be assigned to more than one Suspect or Accused unless the concerned Suspects or
Accused have received independent
legal advice and have waived their right to be
represented by separate Counsel.”
- Mr.
Terry contested and rejected these conditions. As a follow up and in response,
Mr. Sylvain Roy, the 1st Respondent, in another letter
dated 12th December, 2003, and purportedly acting as
Principal Defender under the provisions of Article 16(C) of the Directive,
withdrew and
indeed, terminated the provisional agreement of 15 April, 2003,
signed by the 2nd Respondent, assigning Mr. Terry as
Counsel for the Applicant. The reasons the 1st
Respondent advanced to justify this withdrawal were that Mr. Terry was not
willing to have the issue of his (Terry’s) health
status verified and
clarified as requested by the 1st Respondent and
further, that signing a Legal Services Contract with Applicant’s Counsel,
Mr. Terence Michael Terry, would be
in violation of Article 14(C) of the
Directive on the Assignment of Counsel.
- It
is this withdrawal of the Applicant’s Counsel’s provisional
assignment and the refusal by the 1st Respondent,
purportedly acting as the Principal Defender, to enter into a Legal Services
Contract with the Applicant’s Counsel,
that triggered this dispute under
examination.
- The
Application is brought under the provisions of Article 17 of the Statute of the
Special Court for Sierra Leone, under Rule 72(B)(iv)
of the Rules of Procedure
and Evidence and under Article 12(A) of the Directive on the Assignment of
Counsel. The Applicant in addition
to the above, urges Their Lordships to invoke
the inherent jurisdiction, an attribute, of the Trial Chamber of the Special
Court,
to seize itself of the matter and the issues canvassed in the Motion,
for purposes of a determination, and this, in the overall
interests of
justice.
SUBMISSIONS BY THE PARTIES
A) The Applicant’s
- 1.
The Applicant, Mr. Brima, is seeking specific remedies against the “Acting
Principal Defender” Mr. Sylvain Roy, for
the latter’s refusal to
enter into a Legal Services Contract with his duly appointed Provisional
Counsel, Mr. Terrence Michael
Terry.
- The
Applicant argues that by his power of Attorney, he appointed Mr. Terry as his
Defence Counsel and that since the 26th of March,
2003, Terrence Michael Terry, his appointed Counsel, has been acting and
performing his duties faithfully and “non
stop” as his Counsel and
that this is to the knowledge and approbation of the Registrar (the
2nd Respondent), and this, notwithstanding the fact
that a Legal Services Contract had not yet been concluded with his Counsel.
- He
objects to the refusal of the Acting Principal Defender to enter into a Legal
Services Contract with his Counsel and contests
the reasons given for such a
refusal namely:
(a) That Mr. Terence Michael Terry must
undergo a medical examination and
(b) That Mr. Terence Michael Terry is presently representing Mr. Charles
Ghankay Taylor and that Article 14(C) of the Directive precludes
Counsel from
representing more than one Accused
4. The Applicant contests the legality of the refusal by the “Acting
Principal Defender” to enter into a Legal Services
Contract with his
Counsel because according to him, such a refusal can only be made by the
substantive holder of the post and not
by Mr. Sylvain Roy who was
“acting” as Principal Defender.
- The
Applicant further argues that the refusal by the 1st
Respondent to enter into this contract on the grounds that his Counsel is not
well and will therefore not be able to complete his
case is not “only
arbitrary but also contrary to all known principles and canons of fundamental
fairness”.
- On
the refusal to sign the contract on the grounds that it would be in violation of
Article 14(C) of the Directive, the Applicant
contends that this is
“premature and that proceedings involving Ex President Charles Ghankay
Taylor... is limited to a procedural
bar and does not as yet extend to the
actual Trial if at all the matter gets to that stage”.
- Furthermore,
the Applicant argues that as far as Ex President Charles Ghankay Taylor is
concerned, “the question of funding
his legal representation could only
have arisen if the could properly be described as an indigent Accused; which is
not the case
here”.
- It
addition the Applicant, on the issue of the rejection based on Article 14(C) of
the Directive, argues that “the said Ex
President Charles Ghankay Taylor
has not even been served with either the Indictment or the Warrant of Arrest to
warrant his taking
his plea before the said Trial Chamber of the Special Court
of Sierra Leone... that any reference to likely conflict of interests
as of now
is “premature”
- That
the refusal to enter into the Legal Services Contract constitutes a violation of
the rights guaranteed to the Applicant by the
provisions of Article 17 of the
Statute and that the two reasons given by the “Acting Principal
Defender” for the refusal
to enter into the Legal Services Contract with
his Counsel, Mr. Terry were... “contrary to the letter and spirit of the
provisions
of Articles 13(A) and 14(C) of the Directive on the Assignment of
Counsel”.
B) The 1st
Respondent’s
- 1.
That he was appointed Acting Principal Defender on 7 July, 2003.
2.
That as Acting Principal Defender, he is mandated to fully exercise the
authority of the Principal Defender as referred to under
the provisions of Rule
45 of the Rules of Procedure and Evidence.
- That
this Motion cannot be heard by the Trial Chamber under Rule 72(B)(vi) of the
Rules nor even under Article 17 of the Statute
or Article 12(A) of the Directive
on the Assignment of Counsel for the following reasons.
(a) That
under Rule 72, any preliminary motion must be filed within 21 days following
disclosure. That this was done on the 17th of April,
2003, by the Prosecutor and that all preliminary motions should have been filed
by the 8th of May 2003.
(b) That the issue raised by the Applicant before the Trial Chamber does not
turn on “denial of request for assignment of Counsel”
but rather on
Counsel complying with the requirements of availability of Counsel and his
fitness to conduct a proper defence of the
Accused pursuant to Rule 45 of the
Rules.
(c) That the Order for legal assistance granted by the Court to the
Applicant is clearly in force and has not been set aside.
- That
Counsel for the Applicant is on record as representing both the Applicant and
another accused, Mr. Charles Ghankay Taylor in
the same Tribunal and that this
is contrary to the provisions of Article 14(C) of the Directive particularly so,
because as he argues,
there is a possibility that the joinder application of the
RUF/AFRC groups made by the Prosecution is granted and a joint trial against
all
of them proceeds. The 1st Respondent urges the Chamber
to closely consider those issues and determine whether or not the possibility of
a conflict of interest
has arisen or that there is a reasonable possibility that
such a conflict will arise. (We now know that the RUF/AFRC joinder application
was rejected by the Trial Chamber.)
- On
the issue of the medical examination, the 1st
Respondent argues that he was justified in asking for it for the following
reasons:
(a) Counsel for the Applicant had absented himself on 2
occasions from ensuring the defence of the Applicant on medical grounds and
that
is was necessary for him to undergo the medical examination in order to ensure
compliance with Rule 45(C) of the Rules.
(b) That Article 13 (D) of the Directive confers a discretion on the
Principal Defender to verify “Counsels qualifications
for the list of
Qualified Counsel by any means”. Such means, the
1st Respondent submits, may include the undergoing of
a medical examination.
(c) That the Applicant’s allegation that it is discriminatory is
unfounded as it was occasioned only by the need for information
on the health
status of the Applicant’s designated Counsel.
- That
the motion be dismissed.
The 1st Respondent
has cited some cases to support his submissions. These include:
NTAKIRUTIMANA (ICTR) DUSKO KNEZEVIC, THE PROSECUTOR VS NYIRMSUHEKO AND
NTAHOBALI (ICTR) AND THE PROSECUTOR VS DELALIC.
C) The 2ND Respondent’s
That he appointed Mr. Sylvain Roy, (Defence Advisor) as Acting Principal
Defender on the 7th of July, 2003.
- That
the Principal Defender is fully competent to enter in a Legal Services
Contract.
- That
Article 16(C) of the Directive provides that “if the Assigned Counsel and
the Principal Defender cannot agree upon the
terms of a Legal Services Contract
within 90 days of the provisional assignment of Counsel, the provisional
assignment may be withdrawn
by the Principal Defender and other Counsel shall be
assigned to the Suspect or Accused”.
- That
the Directive does not contain any provisions which would allow such withdrawal
by the Principal Defender to be reviewed or invalidated.
- That
the decision of the Acting Principal Defender to withdraw the provisional
assignment of Mr. Terry “should therefore be
considered
final”.
D) The Applicant’s
Reply
- That
no evidence regarding the appointment of the Acting Principal Defender was
disclosed by the Registrar.
- That
the Acting Principal Defender does not have the right to enter or refuse to
enter into a Legal Services Contract but only the
Principal Defender.
- That
there is no basis for the requirement for him to satisfy the Acting Principal
Defender of his being fit and able to represent
the Accused as there was no such
“creature or person referred to as the Acting Principal to be found in the
Statute of the
Special Court of Sierra Leone” or any other legal act of
the Tribunal.
- That
if the issue of a potential conflict were founded, this should have been raised
by the Appeals Chamber when he appeared before
it on behalf of Taylor.
- That
this case is within the inherent jurisdiction of the Chamber as it is the duty
of the Trial Chamber of the Special Court to do
substantial justice to the
Accused.
IN CAMERA HEARING IN
CHAMERS
- We
would like to recall that on the 12th of February,
2004, The Chamber decided to hold a hearing of this Motion in Chambers in order
to hear Counsel on new issues if any,
which had not already been raised in their
written submissions, or on clarifications relating to the filed
submissions.
At the end of this hearing, given the consequences
which the decision by the 1st Respondent to withdraw
and cancel the provisional assignment of the Applicant’s Counsel would
have on the Applicant, and in
order to ensure the availability of Counsel to the
Applicant at all times, the Trial Chamber made an Interim Order to the effect
that the Provisional Counsel, Mr. Terence Michael Terry, continues to represent
the Accused in all matters before the Special Court
until further Order.
This Order was made pending the ruling on the deliberations on this Motion
which were still in process, with a view to ensuring the
protection of the
rights of the Applicant under the provisions of Articles 17(4)(b) and 17(4)(d)
of the Statute.
DELIBERATION
JURISDICTIONAL ISSUES
OBJECTIONS TO THE JURISDICTION OF THE TRIAL CHAMBER
TO ENTERTAIN THE MOTION
- We
note from the submissions of the 1st and the 2nd Respondents that they have both
raised jurisdictional issues and are contesting
the competence of the Trial
Chamber to entertain this Motion. We would first of all proceed to examine these
issues of our competence,
indeed, issues of our jurisdiction so raised, and to
determine whether they are founded on any legal basis, before we proceed to
examining the merits of the motion.
- The
1st Respondent submits that the Motion cannot be heard by the Trial Chamber
either under Rule 72(B)(iv) of the Rules or under
Article 17 of the Statute or
even under Article 12(A) of the Directive, firstly because the Motion was not
filed within twenty one
days after disclosure was effected in Applicant’s
case on the 17th of April, 2003, pursuant to the
provisions of Rule 66(A)(i) of the Rules.
- The
1st Respondent further submits that the issue raised by the Applicant does not
turn on denial of request for assignment of Counsel,
but rather, on Counsel
complying with the requirements of availability of Counsel and his fitness to
conduct the proper defence of
the Accused pursuant to Rule 45(C) of the Rules.
- The
Applicant further argues that since there is no refusal of assignment of Counsel
to the indigent Applicant, Rule 72(B)(iv) cannot
and should not be invoked in
the instant case to confer jurisdiction on The Chamber to entertain this
application.
- The
1st Respondent further submits that ‘the inherent jurisdiction of the
Trial Chamber cannot be invoked in the instant case
as Counsel has not
formulated a complaint supported by the Statute, by the Rules and the by
Directive on the Assignment of Counsel.’
- The
2nd Respondent for his part in his submissions argues
inter alia, that;
“The Directive does not contain any
provisions which would allow such a withdrawal by the Principal Defender to be
reviewed
or invalidated” and further, that “The decision of the
Acting Principal Defender to withdraw the provisional assignment
of Mr. Terry
should be considered final”.
- We
agree with the submission of the 1st Respondent
questioning the propriety of the Applicant bringing this motion under Rule
72(B)(iv) of the Rules and this, because the
provisions of the Directive on the
Assignment of Counsel promulgated by the Registrar on the
3rd of October, 2003, cannot operate to either replace
or to amend the Rules of Procedure and Evidence adopted by the Plenary of Judges
of the Special Court.
- Article
12(A) of the Directive on which the Applicant is relying to base his motion
cannot in these circumstances therefore, apply
to sustain it.
- In
this regard it is our opinion that motions brought under Rule 72(A) and 72(B)
can only be brought within 21 days following disclosure
to the Defence of all
material envisaged by Rule 66(A)(1).
- Accordingly,
this motion, not having been brought within the time limits of 21 days after the
said disclosure, cannot be entertained
under Rule 72(B)(iv) as provided for in
the Directive for the Assignment of Counsel.
- This
said however, the Chamber is of the opinion that the motion, even though brought
under the wrong Rule, can, and so do we decide,
in the overall interests of
justice and to prevent a violation of the rights of the Accused, be examined by
invoking our inherent
jurisdiction to entertain it and to adjudicate on it on
the ground of a denial of request for assignment of Counsel within the context
of Article 17(4)(d) of the Statute.
- In
this regard, The Chamber observes that Article 17(4)(d) of the Statute
guarantees to the Applicant, as an indigent, the right to
be represented by a
Counsel ‘of his or her own choosing’.
- It
should be noted that this provision is mandatory and even though jurisprudential
and interpretational evolutions have significantly
whittled down this right
which is now more qualified than it is absolute, The Chamber will not, given the
particular circumstances
of this and of each case, particularly those involving
allegations of serious breaches of the rule of law and the due process, lose
sight of the pre-eminently mandatory and defence protective character of the
provisions of Article 17(4)(d) of the Statute.
- It
is by virtue of this provision that the Registrar of the Special Court, on the
strength of the power of attorney signed by the
Applicant and designating
Terence Michael Terry, as his Counsel, that the latter was provisionally
assigned to ensure the Applicant’s
Defence even before the Directive on
the Assignment of Counsel was promulgated by the 2nd
Respondent on the 3rd of October, 2003.
- There
is no suggestion that Mr. Terry at any time did not assume this role diligently.
In fact, he alleges that the relationship with
his client, the Applicant and the
Defence Office was cordial until Mr. Sylvain Roy, a Defence Advisor acting as
the Principal Defender,
raised questions about his (Terry’s) health and
subjected him to the obligation of undergoing a medical examination. This,
we
understand, arose as a result of two Motions for extension of time filed by Mr.
Terry to file Motions for his client, the Applicant.
The reasons advanced by Mr.
Terry for not filing them within the time limits on the two occasions were that
he was ill. This was
what gave the 1st Respondent cause
to suspect his health status and his readiness to be available at all times to
defend his client’s interests
within the meaning, according to him, the
1st Respondent, of the provisions of Rule 45(C) of the
Rules of Procedure and Evidence.
- The
Applicant’s Counsel rejected that suggestion because he maintains and even
reiterated this fact during the oral hearing
of this Motion, that his
indisposition on these occasions is a bygone and that he has fully been living
up to his obligations to
his client, the Applicant. We note that this assertion
is neither contradicted by the Respondents nor by the Applicant.
- Given
the above facts, The Chamber is of the opinion that the withdrawal by the
1st Respondent for the reasons he has advanced, of the
provisional assignment of Applicant’s ‘chosen Counsel’ within
the meaning of Article 17(4)(d) of the Statute, tantamounts to a violation by
the 1st Respondent of the rights of the accused as
guaranteed under Article 17(4)(d) of the Statute, particularly so because the
withdrawal
itself was premised on an illegality and a misconception in the
interpretation and in the application of the provisions of Rule 45(C)
of the
Rules under which he purports to have acted.
- We
have taken note of the 1st Respondent’s argument
that withdrawing the provisional assignment of Mr. Terry or refusing at this
stage of the proceedings
which we consider advanced, to enter into a Legal
Services Contract with him in order to ensure the defence of the Applicant, does
not violate the latter’s rights under Article 17(4)(d) of the Statute
because according to him, some other Counsel can and
will indeed be assigned to
him.
- This
argument, in our opinion, is superficial, cosmetic, unimpressive and
unconvincing for the following reasons:
(i) The new Counsel to be
assigned to the Applicant may not be of his real “choosing” as
required by the Statute, particularly
having regard to the manner in which the
1st Respondent has terminated the otherwise apparently
healthy and confidence-inspiring statutory Counsel/Client relationship that so
far exists between the Applicant and his Counsel, Mr. Terence Michael Terry.
(ii) More importantly, we observe that at this stage of the proceedings when
we are at the door steps of the trial procedures, a newly
assigned Counsel,
having regard to the bulk and intricacies of the work involved in the
preparatory stages for trial that started
since March, 2003, will not be able to
provide to the Applicant, the same services that will properly, convincingly,
effectively,
and adequately ensure his defence and protect his equally important
and vital statutory entitlement to a fair and expeditious trial.
- We
infact therefore find that the 1st Respondent’s
impugned decision, viewed from this perspective, a fortiori, violated, for no
legal or just cause, the mandatory
statutory provisions of Article 17(4(d) of
the Statute of the Special Court particularly so because we note from the
records that
the Applicant has hitherto been happy with and has never expressed
any dissatisfaction against his ‘chosen’ and assigned
Counsel nor
did he ask or have any reason to request his withdrawal in preference of another
assigned Counsel who the 1st Respondent volunteers to
provide for him in replacement of Mr. Terry.
- Could
the 1st Respondent therefore, one may ask, in these
circumstances, afford to withdraw the accreditation of the Applicant’s
assigned
Counsel? We do not think he could.
- We
would now proceed to address our minds to the arguments and submissions by the
2nd Respondent that ‘the Directive does not
contain any provisions which would allow such a withdrawal by the Principal
Defender
to be reviewed or invalidated’ and further, “that the
decision of the Acting Principal Defender to withdraw the provisional
assignment
of Mr. Terry should be considered as final”.
- We
understand by this submission that the 2nd Respondent
is claiming immunity from judicial review by this Chamber, a legally constituted
International Tribunal, in exercise of
its inherent jurisdiction, of the
decisions which are the subject of the litigation, made by an Official of the
Registry of the the
Chamber. In the same vein, we observe that the
2nd Respondent contests the Chamber’s inherent
jurisdiction.
- In
this regard, we are of the opinion that an arbitrary and illegal withdrawal, as
we find in this case, of the Applicant’s
‘chosen’ Counsel by
the 1st respondent, is tantamount to a denial of his
statutory right to a Counsel ‘of his own choosing’, and hold more
importantly
that this Motion, brought and even entertained under Rule 17(4)(d)
of the Statute, is properly before us within the context of the
exercise of our
inherent jurisdiction.
INHERENT JURISDICTION
AS A BASIS FOR ASSUMING JURISDICTION TO HEAR THE APPLICANT’S
MOTION
- In
his Motion, the Applicant has, in addition to relying on Rule 72(B)(iv) to base
his Motion, also invokes the inherent jurisdiction
of the Chamber to grant the
relief sought. In reply to this, the 1st Respondent
submitted that the inherent jurisdiction cannot be invoked in the instant case
as Counsel for the Applicant has not formulated
a complaint supported by either
the Statute, the Rules or the Directive on the Assignment of Counsel. The
2nd Respondent for his part, as we have observed,
claims immunity from a review or an invalidation of the administrative decision
and
further contends that the 1st Respondent’s
decision to withdraw should be considered as final.
- The
Chamber will proceed therefore to examining the propriety of invoking its
inherent jurisdiction as canvassed by the Applicant
so as to determine whether
his Motion can also be entertained on this ground or
not.
MEANING OF INHERENT
JURISDICTION
- The
Editors of Halsbury’s Laws of England articulate the concept of inherent
jurisdiction in these terms:
“...Unlike all other branches of
law, except perhaps criminal procedure, there is a source of law which is
peculiar and special
to civil procedural law and is commonly called ‘the
inherent jurisdiction of the court’. In the ordinary way, the Supreme
Court as a superior Court of record, exercises the full plenitude of judicial
power in all matters concerning the general administration
of justice within its
territorial limits, and enjoys unrestricted and unlimited powers in all matters
of substantive law, both civil
and criminal, except in so far as that has been
taken away in unequivocal terms by statutory enactment. The term
‘inherent
jurisdiction’ is not used in contradistinction to the
jurisdiction of the Court exercisable at common law or conferred on it
by
statute or rules of court, for the Court may exercise its inherent jurisdiction
even in respect of matters which are regulated
by statute or Rule of Court...In
sum, it may be said that the inherent jurisdiction of the court is a virile and
viable doctrine,
and has been defined as being the reserve or fund of powers, a
residual source of power, which the court may draw upon as necessary
whenever it
is just or equitable to do so, in particular to ensure the observance of the due
process of law, to prevent improper
vexation or oppression”.
- As
to its juridical basis, the orthodox view is that the authority to exercise
inherent jurisdiction derives not from any statute
or rule of law, but from the
very nature of the court as a Superior Court of law. LORD MORRIS in the case of
CONNELLY V. D.P.P (1964)
A.C. at p.1301 had this to say on inherent
jurisdiction:
“There can be no doubt that a court which is
endowed with a particular jurisdiction has powers which are necessary to enable
it to act effectively within such jurisdiction. I would regard them as powers
which are inherent in its jurisdiction. A court must
enjoy some powers in order
to enforce its rules of practice and to suppress any abuses of its process and
to defeat any attempted
thwarting of its process.”
- In
essence, the juridical basis of this head of a Court’s jurisdiction is the
very authority of the Judiciary to uphold, to
protect and to fulfil the judicial
function of administering justice according to law in a regular, orderly and
effective
manner.[1]
- The
Chamber notes that the doctrine of inherent powers has recently been invoked by
our Sister Tribunals – The ICTY and The
ICTR. In PROSECUTOR V.
TADIC,[2] The
Appeals Chamber concluded that the Tribunal did have jurisdiction, to examine
the plea against its own jurisdiction reasoning
that such authority is
“inherent in every judicial
organ.”[3]
- Furthermore,
in the case of THE PROSECUTOR V.
BLASKIC,[4] the issue
was that of the validity of a subpoena which Judge Macdonald in Trial
Chamber II had issued both to the Republic of Croatia and to its Defence
Minister personally. On
the issue of inherent jurisdiction, the Appeals Chamber
observed:
“The power to make this judicial finding is an
inherent power: the International Tribunal must possess the power to make all
those judicial determinations that are necessary for the exercise of its primary
jurisdiction. This inherent power inures to the
benefit of the International
Tribunal in order that its basic judicial function may be fully discharged and
its judicial role
safeguarded.”[5]
- The
BARAYAGWURIZA (Abuse of Process) Decision of the
ICTR[6],also lends
credit to the recourse to inherent jurisdiction principle by Tribunals. In that
case, the central issue was that of abuse
of process by the Prosecutor, for
which the Appeals Chamber found it necessary to invoke its inherent power to
dismiss the indictment.
The Trial Chamber had dismissed the Applicant’s
motion for orders to review or nullify his arrest and provisional detention.
He
appealed against the decision. Allowing the appeal, the Appeals Chamber alluded
to the inherent jurisdiction or supervisory powers
of a Court to curb an abuse
of process or a travesty of justice.
- We
further note here that our Sister Tribunals have not hesitated to invoke their
inherent jurisdiction to control and supervise Officials
of the Court on the
reasoning that such control and overseeing responsibility is fundamental to a
Court’s ability to regulate
its own process and to ensure a fair
trial.[7] In this
regard and to make the point we are driving home, we refer to the ICTY decision
in the case of THE PROSECUTOR Vs MOMCILO
KRAJISNIK Case No IT-00-39-PT of
20th January, 2004. In this case, the Registrar who, in
ICTY, cumulates the functions of the Principal Defender, arbitrarily and
unreasonably
assessed the means of an indigent accused, MOMCILO KRAJISNIK, and
declared him only partially indigent for legal aid purposes. Their
Lordships,
Judge Alphons Orie (Presiding) Judge Amin El Mahdi and Judge Joaquin Martin
Canivell, in the exercise of similar powers
that we are invoking to assume
jurisdiction in this Motion, concluded their judgement on an appeal against
their Trial Chamber decision
which quashed the Registrar’s decision, in
the following remarks:
“It should be clear from the analysis
in the previous section that the incidence of error and unreasonableness in the
Registrar’s
decision is such as to justify an order quashing the
Registrar’s Decision” The Registrar, Their Lordships added,
“should
reconsider his position in the light of the Chamber
decision”.
- This
Chamber strongly adheres to the view that the Special Court for Sierra Leone, as
an international judicial entity, in addition
to its statutory jurisdiction as
provided for in the Founding Instruments of the Court, is endowed with an
inherent jurisdiction
to enable it to act effectively in pursuance of its
mandate. Indeed, we firmly so hold. Likewise, in principle, consistent with the
aforementioned decisions of our Sister Tribunals, we rule that the Court’s
inherent jurisdiction does extend to the control
and supervision of officers of
the Court in the exercise of their statutory and related functions. The next
question we have to address
is whether the impugned decision by the First
Respondent is judicially reviewable as to its validity or otherwise, by The
Chamber
under the aforesaid jurisdiction.
- We
note in the case of the CHIEF CONSTABLE OF NORTH WALES POLICE VS EVANS (1982) 1
WLR 1155 at 1174, that Lord Birngham defined a
Judicial review as a
“review of the manner in which the decision was made", requiring that
statutory powers be exercised reasonably,
in good faith, and on correct
grounds,[8] evidently
implicating the parameters of the doctrine of ultra vires.
- In
the Chamber’s view, the subject-matter of the application before the Court
is essentially one that goes to the issue of the
legality or the reasonableness
of the exercise of the statutory power by the 1st
Respondent in refusing to conclude a Legal Services Contract for the assignment
of Counsel to the Accused, the Applicant herein,
and in fact, withdrawing, by
his letter dated 12th of December, 2003, the
Provisional Assignment of Counsel to the Applicant.
- On
these jurisdictional objections, it is our considered opinion, from the
foregoing analysis, that the Trial Chamber, in view of
the mandatory provisions
of Article 17(4)(d) of the Statute can, as it does now, invoke its judicial
prerogative based on the concept
of our inherent jurisdiction, to entertain and
adjudicate on a motion of the nature of the one under consideration.
-
We would like to say here that dismissing this Motion either on the merits or
on the jurisdictional grounds as the Respondents urge
us to do, would amount to
conceding to the merits of the objections of both the
1st and 2nd Respondents to our
jurisdiction and competence to entertain it and in particular, would be
approving a judicial endorsement of the
2nd
Respondent’s submissions, claiming immunity from a Judicial review of
1st Respondents acts which are palpably arbitrary,
ultra vires and offensive to the law.
- This,
in our opinion, would further amount to a total abdication on our part, of our
sovereign obligation and judicial responsibility
as a Court and as Judges, to
subject questionable administrative acts to Judicial scrutiny and review in
order to check and curb
arbitrary acts, conduct, or decisions taken by our
Administrative Officials in particular, and by the Executive Organs in
general.
- In
this regard, we cite the remarks of LORD REID in the case of PADFIELD VS.
MINISTRY OF AGRICULTURE, FISHERIES AND FOOD [1968] AC
997 which we consider and
analogous to the Brima/Terry situation now in our hands and where His Lordship
had this to say:
“... In a matter of this kind it is not
possible to draw a hard and fast line, but if the Minister, by reason of his
having
misconstrued the Act for any reason, so uses his discretion as to thwart
or run counter the policy and objects of the Act, then our
Law would be
defective if persons aggrieved were not entitled to the protection of the
Court.”
- The
Applicant and his Counsel, in the situation in which they find themselves, and
given the dictum of LORD MORRIS in CONNELLY VS
THE D.P.P., certainly deserve the
relief envisaged in LORD REID’S dictum, notwithstanding the jurisdictional
objections raised
by both the 1st and the
2nd Respondents which we dismiss as frivolous,
unfounded and bereft of any merits.
- The
stand we have taken in this regard is consonant with the justification the
Learned Editors of Halsbury’s Laws of England
advance to justify the
utility of the inherent jurisdiction of the court in terms of a residual source
of power to enable the court
...“in particular to ensure the observance of
the due process of the law, to prevent improper vexation or oppression”
such as the Applicant and his Counsel were indeed subjected to by the
1st Respondent in the instant case.
- The
further justification for our stand is based on the dictum of Lord Morris in the
case of CONNELLY VS. D.P.P. (already cited),
where the Lord Justice said, and I
quote:
“A court must enjoy some powers in order to enforce
its rules of practice and to suppress any abuses of its process and to
defeat
any attempted thwarting of its process”. This tendency, we observe, is
clearly manifested by both Respondents in their
submissions which we are
reviewing.”
THE MERITS OF THE MOTION
- Having
so far outlined the basic facts of the Motion, The Chamber will now proceed to
examine the substantive issues raised in the
oral and written submissions of the
Parties.
- The
Chamber observes that the dispute that has given rise to this Motion essentially
centres around the 1st Respondent, Mr. Sylvain Roy, a
Defence Advisor in the Principal Defender’s Office, in the course of his
acting as the Principal
Defender. It is important and necessary therefore, for
us to examine his administrative position, his status, the decisions he took,
and how they have impacted on the dispute under determination
THE POSITION AND ANALYSIS OF THE ROLE OF
THE 1st RESPONDENT AS ACTING PRINCIPAL
DEFENDER
- On
this issue, Mr. Sylvain Roy, acting as Principal Defender, did affirm in his
submissions that he was appointed Principal Defender
on the
7th of July, 2003. However, during the oral hearing of
the motion in Chambers on the 12th of February, 2004,
and in reply to a question from The Chamber, he admitted in contradiction to his
earlier assertion, that there
was no document appointing him. To quote him, he
said: “there was never such a document signed.”
-
Still on this issue, the Registrar, the 2nd Respondent,
in his written submissions affirms that he appointed Mr. Sylvain Roy, as the
Acting Principal Defender on the 7th of July, 2003.
Contrary to these affirmations, in fact, the document dated
7th July, 2003, did not appoint Mr. Sylvain Roy as an
Acting Principal Defender. It instead only delegated authority to him as a
Defence
Advisor to act as a “Certifying Officer” on all Defence
Office financial and budgetary accounts. As a prelude to this
written
delegation, this document says: “...In accordance with your appointment to
the Special Court for Sierra Leone, as Defence
Advisor, I hereby delegate to
you, the signing authorities on my behalf as follows...”.
- However,
and again during this same oral hearing, the 2nd
Respondent, confirmed and admitted that there was no such appointment of or
delegation of powers to the 1st Applicant to assume the
role of Acting Principal Defender. The Registrar however, explained that where
the head of a particular
Section is absent, some other person in that Section
can step in to perform his duties and that an appointment or delegation of
powers
is not necessary for the person to temporarily assume those
functions.
- On
this issue, the Applicant in this motion concedes that the
1st Respondent is the Acting Principal Defender but
argues that even in that capacity, only the Principal Defender is vested with
the
power and authority to take the decisions in dispute and not the
1st Respondent in his acting capacity.
- The
Chamber does not accept the Applicant’s argument in this regard. In fact,
in view of the very nature and functioning of
public or private services, it
is, and, should always be envisaged, that the substantive holder of the position
is not expected to
be there at all times. In order to ensure a proper
functioning and a continuity of services with a view to avoiding a disruption
in the administrative machinery, the Administration envisages and recognizes the
concept of “Acting Officials” in the
absence of their substantive
holders.
- The
Chamber, contrary to the Applicant’s submission on this issue, is of the
opinion that where an official is properly appointed
or designated to act in a
position during the absence of the substantive holder of that position, the
Acting Official enjoys the
same privileges and prerogatives as those of the
substantive official and in that capacity, can take the decisions inherent in
that
position. We therefore have no hesitation in arriving at the conclusion
that the Applicant’s argument in this regard is flawed
and accordingly
reject it.
- This
said however, The Chamber would like to observe that to perform such functions
which could give rise to far reaching and contentious
confrontations as has
happened in the instant case where the Official, like the
1st Respondent in this case, should be, and should
indeed have been regularly, clearly, and expressly appointed or designated by
the
2nd Respondent as the Acting Principal Defender
whilst waiting for the recruitment of the substantive holder of the
position.
- We
say this because the exercise of administrative duties, functions or
discretions, is founded on the notion of empowerment to exercise
the duties that
go with that office or the discretions that relate to it. This empowerment is
conferred on the official purporting
to so act, by a legislative, statutory,
regulatory or administrative instrument which clearly defines his competence,
and on which
the substantive holder of the position functions and takes
decisions.
- In
this regard, we observe that the most apparently contested decision taken by the
1st Respondent, is that contained in his letter dated
12th December 2003. In that letter, the
1st Respondent acting under Article 16 (C) of the
Directive,
i) refused and rejected the Applicant’s
Counsel’s request to enter into a Legal Services Contract with the latter
and
ii) withdrew the provisional assignment of the Applicant’s Counsel to
defend the interests of the Applicant for reasons contained
in the said letter
addressed by the 1st Respondent, Mr. Sylvain Roy, to
the applicant’s Counsel, Mr. Terry, which we would reproduce here to
illuminate this deliberation:
“RE: Prosecutor vs Alex Tamba Brima aka Tamba Alex Brima
Subject: Legal Service Contract.
Sir, I hereby acknowledge having received your letter of 11 December 2003, in
reply to my letter of the same day and earlier exchange
of correspondences, in
November 2003, this in the context of our discussions towards the signing of a
Legal Service Contract, to
provide for the legal representation of Mr. Brima
before the Special Court for Sierra Leone.
I do not intend to respond to the insults, some of a racial nature, nor the
unfounded accusations made against me or the threats you
have proffered towards
me, but, as you requested, want to inform you of the decision concerning your
appointment under a Legal Service
Contract.
In no uncertain terms, and given your position, your responses to my requests
and statement by yourself that this is your final position,
I am not prepared to
enter into a Legal Service Contract with you, this based on the following
reasons:
- You are not willing to have the issue of your health status clarified and,
therefore, I cannot ensure that you will remain available
to continue to
represent Mr. Brima to the finality of the proceedings before the Special Court,
this in accordance with Article 13(A)
of the Directive on the Assignment of
Counsel
- You continue to refuse to follow procedure indicated in Article 14(C) of the
Directive on the Assignment of Counsel, regarding
representing more than one
defendant before the Special Court.
Given these facts, I hereby inform you that, in accordance with
Article 16(C) of the Directive on the Assignment of Counsel, I am
withdrawing
your Provisional Assignment to represent Mr. Brima under the Legal Assistance
program of the Special Court.
Since Mr. Brima has the right to choose his own Counsel, he can decide to
continue having you as his Counsel but, this will not be
under the auspices of
the Legal Assistance program provided by the Special Court. You will have to be
retained privately.”
- As
can be gleaned from this correspondence, both the refusal to enter a Legal
Services Contract with the Applicant’s Counsel
and the withdrawal of the
latter’s provisional assignment to act as Counsel for the Applicant are
premised, firstly on the
unwillingness of Mr. Terry to have this issue of his
health status clarified in accordance with the provisions of Article 13(A) and
secondly, on the violation by Mr. Terry, of the provisions of Article 14(C) of
the Directive on the Assignment of Counsel, and his
refusal to follow the
procedure indicated therein.
LEGAL BASIS OF THE
1ST RESPONDENT’S DECISIONS
A) TO SUBJECT APPLICANT’S COUNSEL TO A MEDICAL
EXAMINATION
- Since
the 1st Respondent stands by the legality of his
decision to subject the Applicant’s Counsel to a Medical Examination
before entering
into a Legal Services Contract with him in conformity, as he
affirms, with the provisions of Article 13(A) of the Directive, it is
necessary
for us to examine the texts which he, the 1st
Respondent alleges, empower him to base his decision on those grounds.
- In
this regard, we note that even though the Applicant and his Counsel contest the
legality and fairness of this decision, they do
not contest the fact that
Counsel, Mr. Terry, due to ill-health , failed on 2 occasions, to assume his
statutory responsibility
of ensuring the defence of the Applicant. However, in
his written submissions, the Applicant had this to say on this issue and I
quote:
“First, it is submitted by Counsel for the Applicant
that the position taken by the Acting Principal Defender relating to the
fact
that Mr. Terrence Michael Terry was ill long ago does not with respect warrant
any finding by the Acting Principal Defender
to the effect that Mr. Terrence
will not be able to complete the case for the Accused Alex Tamba Brima, the
Applicant herein. In
any event, it is further submitted that the Acting
Principal Defender is not a Doctor and therefore cannot be seen to make
judgments
and/or express opinions on medical matters however strongly he may
feel regarding the state of health of the Counsel for the Applicant
herein. The
discretion therefore exercised by the Acting Principal Defender in this regard,
it is submitted, was not only arbitrary
at best but also contrary to all known
principles and canons of fundamental fairness.”
The Applicant has again, in our opinion, side-tracked the issue and instead,
articulated arguments on issues which, even though relevant
to his case, do not
touch on nor do they address the core problem.
- The
issue which The Chamber considers crucial to examine in this matter is not
whether the 1st Respondent is a Medical Officer or not,
but whether he could, under Rule 45(C) of the Rules of Procedure and Evidence,
or even under
any of the provisions of the Directive on the Assignment of
Counsel, impose on the Applicant’s Counsel, the obligation to produce
a
medical certificate of fitness or in the alternative, subject him to undergoing
a medical examination as he did in his letter to
him dated the
10th of November, 2003, albeit at the expense of the
“Defence office but from a budget other than that for the defence of
Brima”
to quote the 1st Respondent’s letter
to Counsel for the Applicant.
Rule 45(C) of the Rules of Procedure
and Evidence provides as follows:
(a) The Principal Defender shall, in providing an effective defence, maintain
a list of highly qualified criminal defence counsel
whom he believes are
appropriate to act as duty counsel or to lead the defence or appeal of an
accused. Such counsel who may include
members of the Defence shall:
(i) Speak fluent English
(ii) be admitted to practice law in any state
(iii) have at least 7 years experience and
(iv) have indicated their willingness and full-time availability to be
assigned by the Special Court to suspects or accused.
These same provisions have been incorporated in Article 13(B) of the
Directive on the Assignment of Counsel.
- The
Chamber observes that based on the ordinary traditional canons of statutory
interpretation, nowhere, in an ordinary reading and
meaning of these 2 texts, is
the presentation of a medical certificate or even undergoing a medical
examination, made one of the
conditions precedent for Counsel’s
qualification either to enter into a Legal Services Contract with the Principal
Defender,
or to be included on the list of assignable Counsel.
- The
only reason the 1st Respondent has put across to
justify the presentation of a medical certificate or undergoing a medical
examination is that it is
a means to ensure the fitness of the Counsel to
conduct a proper defence for the Accused pursuant to the provisions of Rule 45
of
the Rules and those of Articles 13(B) and 13(D) of the Directive, and that
this exigency is more in the interest of protecting the
rights of the Accused
under Article 17 of the Statute and Rule 45(C) of the Rules.
- We
neither share this interpretation nor the submission of the
1st Respondent in relation to the provisions of Rule
45(C) of the Rules and of Articles 13(B) and 13(D) of the Directive. In this
regard,
we would like to recall in order to emphasize, that in interpreting
statutory or regulatory instruments, due regard should primarily
be paid to
their ordinary and natural meaning so as to avoid, like the
1st Respondent is urging us to accept, importing
extraneous interpretations to statutory provisions or regulations which are as
clear
as those we have just reproduce for purposes of scrutinous
examination.
- To
underscore the importance of this approach, the Chamber would like to refer to
and adopt the dictum of LORD HERSCHEL in the case
of THE BANK OF ENGLAND VS.
VAGLIANO BROTHERS [1891] AC 107 at 144, where His Lordship had this to
say:
“I think the proper cause is in the first instance, to
examine the language of the Statute and to ask what its natural meaning
is.”
- This
dictum of Lord Herschell which was relied on by This Chamber in interpreting
Section 125 of the Constitution of Sierra Leone
when adjudicating on the Habeas
Corpus Application of this same Applicant in Case No. SCSL-03-06-PT of
22nd July 2003, has stood the test of time because it
limits the prevalent temptation to import into a clearly enacted Statute or
Regulation,
extraneous meanings and interpretations which, in the long run, not
only enable the authority to assume legislative functions which
is ultra vires,
but also produces a result that is directly contradictory or even contrary to
the necessary intendment of the legislative
or regulatory instrument.
- We
observe, contrary to the 1st Respondent’s
submissions to this effect, that the provisions of Article 13(A) of the
Directive did not intend to, nor do they
justify his insistence, on a medical
verification of the Applicant’s Counsel. Indeed, holding otherwise would
be attributing
to a very clear regulatory instrument, a strange and extraneous
interpretation and meaning which was never envisaged especially so
because the
Applicant contends that his Counsel is the only one of all others on the list of
Defence Counsel, who has been subjected
to a medical scrutiny, a fact which he
contends, is discriminatory.
- We
accordingly hold that the decision by the 1st
Respondent to withdraw the Applicant’s Counsel’s Provisional
Assignment on the grounds of his refusal to undergo a
medical examination,
having been made without any statutory or regulatory authority to do so, is
ultra vires, and deserves to be quashed as being both arbitrary and
unlawful.
- On
this score, and in light of the above, we declare the withdrawal of the
provisional Assignment based on the refusal by Mr. Terry
to conform to the
medical examination exigency of the 1st Respondent null
and void.
THE LEGALITY OF THE EXERCISE OF A
DISCRETION BY THE 1ST RESPONDENT
- The
Chamber has observed that Article 16(C) under which the
1st Respondent purportedly acted to withdraw the
Provisional Assignment of the Applicant’s Counsel, confers a discretion on
the
Principal Defender to withdraw or not to. We also observe that Article
13(D), which the 1st Respondent has invoked as giving
him a leeway to probing into the medical history or fitness of the
Applicant’s Counsel,
also confers on him, a discretion to inquire into
what is enumerated in D(i), D(ii), D(iii), and D(iv).
- Should
it be conceded that he could, under this provision, insist on a medical
certification of Mr. Terry, the question we would like
to address is whether it
is reasonable to precipitate into medical verifications just because Counsel was
sick on two occasions only,
assuming that this were even statutorily provided
for or permitted
- As
a matter of law, and so we hold, a discretion cannot be exercised when the issue
in respect of which it is purported to be exercised,
is not provided for by law,
or where the exercise of such discretion is either contrary to the law or
manifestly unreasonable.
- This
view is supported by the decision in the case of LAW SOCIETY OF NEW BRUNSWICK
VS. RYAN [2003] 1SCR 247 where JUSTICE LACOBUCCI
characterized a patently
unreasonable decision as one that is “so flawed that no amount of curial
deference can justify letting
it stand.”In yet another Canadian case of
THE CANADIAN UNION OF PUBLIC EMPLOYEES LOCAL 963 VS NEW BRUNSWICK LIQUOR
CORPORATION,
“CUPE” [1979] 2 SCR, 227, LORD JUSTICE DICKSON stated
that a ‘decision is unreasonable if it cannot be rationally
supported by
the relevant legislation’.
- In
the present Motion, the decisions taken by the 1st
Respondent do not, and indeed, cannot stand the standard set in these two cases
whose dicta we approve and adopt in annulling as
illegal, the exercise of a
discretion by the 1st Respondent, in a manner which
the Chamber deems to be without any legal authority. Indeed, as was held in the
case of PUBLIC SERVICE
OF NEW SOUTH WALES VS OSMOND (1986) 60 ALJ 209, for a
discretion to be exercised validly, it must be seen to have been exercised
reasonably, fairly, and justly. This, we find, was not the case with the
decision of the 1st Respondent, in the case under
examination where we hold that he could not exercise any powers or discretion
whatsoever because he
lacked the statutory authority to take the decision he
took.
B . CONFLICT OF INTEREST –APPLICATION OF ARTICLE
14(C) OF THE DIRECTIVE ON THE ASSIGNMENT OF COUNSEL
- The
other reason advanced by the 1st Respondent in his
letter to the Applicant’s Counsel to justify his refusal not only to enter
into a Legal Services Contract
with the latter, but also to withdraw his
provisional assignment as Counsel for the Applicant is that Mr. Terry refused to
follow
the procedure indicated in Article 14(C) of the Directive on the
Assignment of Counsel, on the issue of representing more than one
defendant
before the Special Court.
- In
this regard, the 1st Respondent alleges that the
Applicant’s Counsel is also representing another accused, Charles Ghankay
Taylor, who has been
indicted before the Special Court for offences related to
war crimes that are within its jurisdiction.
The provisions of
Artcle 14(C) of the Directive which is in issue read as follows:
“No Counsel shall be assigned to more than one Suspect or Accused
unless the concerned Suspects or Accused have received independent
legal advice
and have waived their right to be represented by a separate Counsel. Any
application by Counsel to be assigned to more
than one Suspect or Accused must
be made, through the Principal Defender to the Presiding Judge of the
appropriate Chamber.”
- The
Applicant’s Counsel does not deny the fact that he is representing the
interests of Ex President Charles Taylor but argues
that it is premature to
raise the issue of conflict of interest at this stage as the Taylor matter is,
according to Counsel, “limited
to a procedural bar and does not as yet
extend to the actual trial if at all the matter gets to that stage”.
- On
this issue, the Chamber observes that although the Taylor Indictment is approved
and a warrant of arrest issued, he has not yet
made his initial appearance to
take a plea as he is yet to be arrested and physically brought within the
jurisdiction of the Special
Court. It is only at that stage that his status will
be verified vis a vis the Applicant’s situation with a view to
determining
whether the Applicant’s Counsel is in breach of the provisions
of Rule 14(C) of the Directives on the Assignment of Counsel
or not.
- Consequently,
we find and accordingly so hold, that the decision to refuse to enter into a
Legal Services Contract with the Applicant’s
Counsel and to withdraw and
cancel the Provisional Assignment of the Applicant’s Counsel on the
grounds of a violation of Article
14(C) of the Directive, a fact which is yet to
be verified and determined, is premature and illegal as such a ground cannot be
invoked
at this early stage when the alleged conflict of interest is yet to be
established by the 1st Respondent.
- We
accordingly, without going further into the merits of the reasons so far
advanced, declare that decision null and void since which
we find it
speculative, and also in the circumstances, quash and set aside at this
uncertain phase of the exiled Taylor proceedings.
THE STATUS AND VALUE OF THE DECISIONS OF THE
1ST RESPONDENT ACTING AS PRINCIPAL
DEFENDER
- In
arriving at these conclusions on the issues raised so far, The Chamber has taken
cognizance of an Administrative Law Treatise on
this subject which succinctly
sums up the law as follows:
“An element which is essential to
the lawful exercise of power is that it should be exercised by the authority
upon whom it
is conferred, and by no one else. The principle is strictly
applied, even where it causes administrative inconvenience except in
cases where
it may reasonably be inferred that the power was intended to be delegable.
Normally the courts are rigorous in requiring
the power to be exercised by the
precise person or body stated in the Statute, and in condemning as ultra vires,
action taken by
agents, sub committees or delegation however expressly
authorized by the authority endowed with the power.” See H.W.R. Wade
and
C.F. Forsyth – Administrative Law, 7th Edition:
P- 347.
- In
the Motion under examination, we have noted that the
2nd Respondent, in a document dated
7th July 2003, only gave limited express delegation of
powers to the 1st Respondent on Financial and Budgetary
matters. It is expressly silent on whether he was made the Acting Principal
Defender or whether
those powers were delegated to him in that capacity.
- We
further note that the 2nd Respondent who affirmed
during the oral hearing in Chambers that he enjoys a very wide discretion from
the Management Committee
in the exercise of his powers under the Statute and the
Rules, did not expressly designate the 1st Respondent
as Acting Principal Defender so as to enable the latter to lawfully exercise the
prerogatives that are so conferred on,
and exercisable only by the Principal
Defender under the provisions of Rule 45 of the Rules of Procedure and Evidence
and under the
Directive on the Assignment of Counsel. This was and is still, in
our opinion, necessary particularly within the present context
of a decision as
grave in nature and in its consequences as that provided for in Article 16(C) of
the said Directive which confers
on the Principal Defender, a power coupled with
a discretion, to exercise that power or not.
- The
troubling issue in this case is as we have observed, the absence of an
appointment or an express designation of Mr. Sylvain Roy,
a Defence Advisor in
the Principal Defender’s Office, to act in that substantive position, a
fact which, as a result, has
occasioned a total lack of authority under which he
purported to have acted in taking such vital decisions which legally and
administratively,
could only have been, and can only be taken by a substantively
appointed Principal Defender or someone duly and regularly designated
or
appointed to act on his behalf.
- It
is the absence of this regular designation or appointment of the
1st Respondent to so act for the Principal Defender, as
he was infact doing, and the manner in which he interpreted and applied the
instruments
under which he so acted to arrive at the decisions which are
contested by the Applicant, coupled with the content of the said decisions,
that
have contributed to this dispute in which the Applicant and his Counsel, Mr.
Terence Michael Terry, are contesting and questioning
the regularity and
validity of these decisions, and do invite The Chamber, to quash and set them
aside.
- It
is the finding of The Chamber therefore, in the light of the above analysis,
that Mr. Sylvain Roy, a Defence Advisor in the office
of the Principal Defender,
in the absence of an express appointment to the position of Acting Principal
Defender, could not perform
the duties that he purported to be performing nor
could he take decisions in relation thereto and that if he did, as he indeed
did,
it was ultra vires his powers and that consequently the said decisions were
null and void.
- It
is our view and conviction as a Chamber, that the legal doctrine of Ultra Vires
on which the dispensation of administrative law
is principally founded, is a
very vital component of the principle of the Rule of Law and of the Due Process.
It constitutes an important
substratum in the edifice of judicial administration
without which it can easily crumble. Indeed, what accounts for and justifies
the
perenity of this vital doctrine is the role it has played and continues to play
in the protection of rights of all sorts, individual
and collective, against the
formidable armada of the privileged and the ruling class, to which anybody or
group, particularly the
less privileged, and including of course, even erstwhile
omnipotents who at times end up in stormy waters, could fall a victim. It
is
that vital weapon in the armory of the judicial machinery that checks, controls,
mitigates and combats administrative despotism,
illegalities and arbitrariness
which could otherwise become the order of the day even in the most advanced
democracies, and nip in
the bud, the implantation of the doctrine of good
governance that is rapidly perfecting its grip on the judicial, administrative
and political cultures of emerging societies around the world.
- We
note that even if the 1st Respondent were regularly
appointed as “Acting Principal Defender" and vested with the legal
authority to take the contested
decisions which he has taken pursuant, according
to him, to the provisions of Rule 45(C) of the Rules and Article 16(C) of the
Directive,
The Chamber is firmly of the opinion that those decisions, given
their content and their consequences, vis-à-vis the provisions
of the
enabling enactments referred to above, can still be set aside as infringing the
principle of ultra vires, the grounds being
that those provisions do not provide
for the presentation of a medical certificate nor do they require that the
Applicant’s
Counsel be certified as being medically fit as a condition
precedent for his inclusion on the list of Defence Counsel, eligible
for
assignment to indigent Accused or Suspects.
- In
this regard, we again refer to the Legal Treatise, WADE & FORSYTH:
ADMINISTRATIVE LAW ,7th Edition, P.41, where The
Learned Authors have this to say:
“A public authority may not
act outside it powers’ (ultra vires). Any administrative act or order
which is ultra vires
or outside jurisdiction is void in law, i.e. deprived of
legal effect. This is because in order to be valid, it needs statutory
authorization
and if it is not within the powers given by the Act, it has no leg
to stand on. The Court will then quash it or declare it to be
unlawful or
prohibit any action to enforce it.”
It follows from the above legal statement that for the decision to be valid,
it must first be authorized by Statute and secondly,
it must conform with the
power given by the Statute. In this regard Lord MACNAUGHTEN in the case of
WESTMINSTER CORPORATION V. L
& NW RAILWAY [1905] AC 426 and 430 made the
following observations:
“It is well settled that a public body invested with statutory powers
such as those conferred upon the corporation must take
care not to exceed or
abuse its powers. It must keep within the limits of the authority committed to
it. It must act in good faith.
And it must act reasonably. The last proposition
is involved in the second, if not the first.”
- The
Chamber finds that the decision of the 1st Respondent
did not fulfill any of these enunciated criteria. We accordingly, having regard
to the above, declare the said decision
to withdraw the Applicant’s
Counsel’s Provisional Assignment as Counsel for the Applicant, and his
refusal to enter into
a Legal Services Contract with the Applicant’s
Counsel, Mr. Terry, which decision is contained and conveyed in his
letter dated 12th December 2003, null and void, and of
no effect. Accordingly we set it aside immediately in order to preempt a
possible and continued
violation of the Applicant’s rights as guaranteed
under the provisions of Article 17 of the
Statute.
SEMBLANCE OF AUTHORITY OF
1ST RESPONDENT TO ACT AS PRINCIPAL
DEFENDER
- Having
so decided, the Chamber accepts the explanation of the
2nd Respondent on the difficulties encountered in
recruiting the right person to that post of Principal Defender and why he had to
rely
on the 1st Respondent, albeit implicitly, to act
in that capacity pending that recruitment.
- In
these circumstances, the public and litigants including the Applicant and Mr.
Terry, had already accepted and familiarized themselves
with the fact that the
1st Respondent was in fact, the “de
facto” Acting Principal Defender even though he was not, but could
regularly have been, so as to legalise and legitimize at least
the form as
opposed to the merits of the contentious decisions which he has taken, as
emanating from an authority vested with those
powers.
- The
Chamber accordingly accepts the legitimacy of all the decision which Mr. Sylvain
Roy, Defence Advisor, had taken while purportedly
acting as the Principal
Defender, and which have so far, not been contested excepting of course, the
decisions taken in the matter
that is now before us which has been contested by
the Applicant.
- In
taking this stand, the Chamber is again comforted in this view by a statement of
law in HWR. Wade and Forsyth – Administrative
Law
7th Edition: Page 326 where the Learned Authors opine:
“The acts of the Officer or a Judge may be held to be valid
in Law even though his own appointment is involved and in truth
he has no legal
power at all. The logic of annulling all his acts has to yield to the
desirability of upholding them where he has
acted in the office under a general
supposition of his competence to do so. In such a case he is called an officer
or Judge “de facto” as opposed to an officer or Judge
“de jure”.”
- The
only observation The Chamber makes here is that those officials referred to in
the above authoritative legal statement and who
also acted were, unlike the
1st Respondent, regularly appointed, albeit, in a
flawed manner, and that they acted with the semblance of authority that is
inherent
in the positions which they held and by virtue of which they
acted.
RELEVANCE OF
JURISPRUDENCE CITED BY 1ST RESPONDENT TO SUPPORT HIS
ARGUMENTS
- As
we mentioned earlier, the 1st Respondent has, in
support of his arguments, cited some cases on the rights of the Accused to
Counsel of his choosing. He has in
this regard, argued that the
Applicant’s right to Counsel of his choice is not absolute.
- The
cases are however, distinguishable from this Brima Motion. For instance, in the
Gerard Ntakirutiama case, it is the accused himself
who requested the change of
his Counsel. The request was rejected by the Trial Chamber on the grounds, inter
alia, that the statutory
entitlement of an accused to Counsel of his choosing is
not an absolute right.
- In
the case of THE PROSECUTOR VS DUSKA KUEZEVIC, Case No IT-95-4-PT, IT-95-8/1-PT,
it was again the accused who requested a replacement
of his Counsel. This
request was also rejected basically on the same grounds as in the Ntakirtiama
case. Furthermore in the case
of THE PROSECUTOR VS PAULINE NYIRAMASUHUKO AND
ARSENE SHALOM NTAHOBALI, it was still the accused, Ntahobali who requested that
his
Counsel be replaced. Here the request to withdraw and replace her Counsel
was granted.
- In
these cited cases, we observe that the withdrawal of Counsel was expressly
requested by the Accused persons. Brima, the Applicant,
on the contrary however,
has not asked for the withdrawal of his assigned Counsel Terry, who appears up
to now, to offer him satisfactory
services. The withdrawal has instead been
precipitated by the illegal and arbitrary act of the
1st Respondent. We hold therefore, that the cases cited
do not, by any stretch of the imagination or of the law, apply in the instant
case, and that they do not, in any way whatsoever, strengthen the arguments in
the case Respondents are making.
- On
another score, our attention is drawn to Applicant’s Counsel’s
submission where he says that Article 16(C) does not
exist according to him,
“within the four corners of the Directive on Assignment of Counsel of the
Special Court for Sierra
Leone” and further, that Mr. Ibrahim Yilla, a
Defence Counsel in the Principal Defender’s Office, could not make, as
he
did, written submissions for the 1st Respondent.
- As
regards the first remark, we consider it unfortunate and unprofessional, to in
effect, accuse the adverse party of citing a legal
text that does not exist when
in fact it does exist. This allegation infact implies professional dishonesty on
the part of Counsel
who has cited the said text. Contrary to this erroneous and
false affirmation by the Applicant and Mr. Terry, his Counsel, Article
16(C) in
fact exists and is indeed part of the Directive on the Assignment of Counsel.
The Applicant and his Counsel are cautioned
to properly verify their facts and
to avoid making such denigrating remarks that turn out to be untrue and
unfounded.
- On
the second issue, the 1st Respondent and Mr. Ibrahim
Yilla are Colleagues in the Defence Office. The 1st
Respondent acted colores offici, albeit, ultra vires. In a matter brought
against him for acting colores offici, we hold the view
that he himself or a
Colleague in the Defence Office, could make submissions and sign them on his
behalf as Mr. Ibrahim Yilla did
in this case.
- We
dismiss the Applicant’s objections in this regard and hold that the
submissions are properly before us as we see nothing
wrong with this
conventional practice.
- We
also would like to observe, and do so hold, that the
3rd Respondent should not have been involved in this
Motion since the Registrar, his immediate superior in hierarchy who is the head
of the Registry, is included in it as the 2nd
Respondent. We hold that his inclusion in it is superfluous, misconceived and
without just cause.
CONCLUSION
- We
sum up the role of the 1st Respondent in this matter as
that of an official who, even though he acted colores offici, did so
ultra vires not only because he did not have the statutory empowerment to
so act, but also because he acted in excess of and beyond the limits
of the
Statutory empowerment and authorisation of the Principal Defender whose
functions he was purportedly exercising.
- It
is therefore our considered opinion, in light of the preceding analysis, that
the Trial Chamber has jurisdiction to determine this
Motion and that the
arguments advanced to support it are founded as against those of the Respondents
which we find both factually
and legally unconvincing.
- Accordingly,
we allow the Motion and make the following Orders.
-
That our Order dated 12th February, 2004, directing
that Mr. Terence Michael Terry, continues to represent the Accused in all
matters before the Special Court
until further Order, is confirmed and remains
in force until further Order.
-
That the decision of the 1st Respondent to withdraw the
provisional assignment of Mr. Terence Michael Terry as Counsel for the Applicant
on the pretext of non-compliance
with Rule 45(C) of the Rules and for a
violation of Article 14(C) of the Directive on the Assignment of Counsel is null
and void
and is accordingly quashed and set aside.
- That
the decision by the 1st Respondent to refuse to enter
into a Legal Services Contract with the Applicant’s Counsel, Mr. Terence
Michael Terry, on the
pretext of non compliance with the provisions of Rule
45(C) of the Rules and for a violation of Article 14(C) of the Directive on
the
Assignment of Counsel is null and void and is accordingly quashed and set
aside.
- That
the 3rd Respondent is struck out of the Motion as his
inclusion in it is superfluous, misconceived and without just cause.
- That
the Principal Defender immediately enters into a Legal Service Contract with Mr.
Terence Michael Terry for the defence of the
interests of Alex Tamba Brima
- That
all other reliefs and orders sought by the Applicant are dismissed as they are
frivolous, baseless, and misconceived.
- That
these Orders be carried
out.
|
Done at Freetown this 6th day of May 2004
|
Judge Bankole Thompson
|
Judge Benjamin Mutanga Itoe
|
Judge Pierre Boutet
|
|
Presiding Judge, Trial Chamber
|
|
|
[Seal of the Special Court for Sierra Leone]
|
[1] Jacob,
supra note 2,
p.28.
[2] Decision on
the Defence Motion for Interlocutory Appeal for Jurisdiction, Case IT – 94
– 1, 2 October 1995, Appeals Chamber
(Tadic (Jurisdiction)), referred to
in an instructive article on the subject by Louise Symons entitled “The
inherent power
of the ICTY and ICTR” in International Criminal Law
Review 3: 369-404,
2003.
[3] Ibidem.
p.238.
[4] Judgement
on the Request of The Republic of Croatia for Review of the Decision of Trial
Chamber II of 18 July 1997, Case IT-95-14,
29 October 1997, Appeals
Chamber.
[5] Ibidem
para. 33
[6] Case
ICTR-97-13, 3 November 1999, Appeals
Chamber.
[7] See
Delalic and Ors (Withdrawal of Counsel) Nyiramasukuko and Ntahobali
(Withdrawal of Counsel) and Ntabakuze and Kabiligi Motion to Counter
Indictment Void)
[8]
Wade, H.W.R and C.F Forsyth, Administrative Law.
7th Edition Oxford: Clarendon Press, 1994 at 380-381;
see also de Smith, S.A. Judicial Review of Administrative Action,
3rd Edition, London: Stevens, 1973.
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