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PROSECUTOR v SAMUEL HINGA NORMAN & ORS - DECISION ON PROSECUTION APPEAL AGAINST THE TRIAL CHAMBER’S DECISION OF 2 AUGUST 2004 REFUSING LEAVE TO FILE AN INTERLOCUTORY APPEAL - Case No.SCSL-04-14-T [2005] SCSL 1 (17 January 2005)
O
SPECIAL COURT FOR SIERRA LEONE
JOMO KENYATTA
ROAD • FREETOWN • SIERRA LEONE
PHONE: +1 212 963 9915
Extension: 178 7000 or +39 0831 257000 or +232 22 295995
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295996
IN THE APPEALS CHAMBER
|
Before:
|
Justice Emmanuel Ayoola, Presiding Justice Raja Fernando Justice
George Gelaga King Justice Renate Winter Justice Geoffrey Robertson
|
|
Registrar:
|
Robin Vincent
|
|
Date:
|
17 January 2005
|
|
PROSECUTOR
|
Against
|
Samuel Hinga Norman Moinina Fofana Allieu
Kondewa (Case No.SCSL-04-14-T)
|
DECISION ON PROSECUTION APPEAL AGAINST THE TRIAL
CHAMBER’S DECISION OF 2 AUGUST 2004 REFUSING LEAVE TO FILE AN
INTERLOCUTORY
APPEAL
Office of the Prosecutor: Court-Appointed Counsel for
Norman
Luc Côté Dr Bu-Buakei Jabbi
James C
Johnson
Christopher Staker Court-Appointed Counsel for
Fofana:
Adwoa Wiafe Michiel Pestman
Court-Appointed Counsel for Kondewa:
Charles Margai
THE APPEALS CHAMBER of the Special Court for Sierra Leone
(“Special Court” or “Court”);
SEIZED of the Prosecution Appeal Against the Trial Chamber’s
Decision of 2 August 2004 Refusing Leave to File an Interlocutory Appeal,
filed
on 30 August 2004 (“Appeal”);
NOTING the Defence Statement concerning Jurisdiction of the Appeals
Chamber to Hear the Prosecution’s “Application” for
Leave to
Appeal against the Decision on Request for Leave to Amend the Indictment filed
jointly on behalf of Norman, Fofana and Kondewa
on 10 September 2004;
NOTING the Prosecution Reply to Defence Response to Prosecution Appeal
against the Trial Chamber’s Decision of 2 August 2004 refusing
Leave to
File an Interlocutory Appeal filed on 15 September 2004;
HEREBY DECIDES:
I. PROCEDURAL HISTORY
- On
20 May 2004 the Trial Chamber rendered its Decision on Prosecution Request for
Leave to Amend the Indictment, refusing the Prosecution
request to add counts of
sexual violence by a majority with Judge Boutet dissenting (“Trial Chamber
Amendment Decision”).
- On
4 June 2004, the Prosecution applied to the Trial Chamber pursuant to Rule 73
(B) of the Rules of Procedure and Evidence (“Rules”)
for leave to
file an interlocutory appeal against the Trial Chamber Amendment Decision
(“Prosecution Leave to Appeal Request”).
On 2 August 2004, this
application was refused by the Trial Chamber in its majority Decision
(“Majority Opinion”) on
the Prosecution’s Application for
Leave to File an Interlocutory Appeal against the Decision on the
Prosecution’s Request
for Leave to amend the Indictment against Samuel
Hinga Norman, Moinina Fofana and Allieu Kondewa (“Impugned
Decision”).
Judge Boutet’s Dissenting Opinion was filed on 5 August
2004.
- On
30 August 2004, the Prosecution filed an appeal against the Impugned Decision.
The Prosecution filing consists of both an argument
on the Court’s
jurisdiction to entertain the appeal and its submissions on the merits of the
appeal. Attached to the appeal
are submissions on appeal against the Trial
Chamber Amendment Decision.
- On
10 September 2004 the Defence filed a consolidated Statement concerning
jurisdiction of the Appeals Chamber to hear the Prosecution’s
“Application” for leave to appeal against the Decision on request
for leave to amend the Indictment and the Prosecution
filed a Reply on 15
September 2004.
- The
filing of the Defence Statement overlapped with the Appeals Chamber Order on
Time Limits for response and reply of the same date.
II. SUBMISSIONS OF THE PARTIES
1. The Prosecution Appeal
- The
Prosecution requests the Appeals Chamber to:
- (1) Find that
it has the power to entertain an Appeal against the Impugned Decision, and to
exercise this power;
- (2) Reverse the
Impugned Decision, and hold that the Appeals Chamber will entertain an
interlocutory appeal against the Trial Chamber
Amendment Decision;
- (3) Proceed to
deal with the interlocutory appeal against the Trial Chamber Amendment
Decision.[1]
The
Question of Jurisdiction
- The
Prosecution proceeds on the footing that there is no express provision in the
Rules which permits a party to appeal to the Appeals
Chamber against a decision
of the Trial Chamber under Rule 73(B) refusing leave to file an interlocutory
appeal without leave of
the Trial Chamber. However the Prosecution submits that
it is clear from the jurisprudence of both the International Criminal Tribunal
for the Former Yugoslavia (“ICTY”) and International Criminal
Tribunal for Rwanda (“ICTR”) that the Appeals
Chamber has the power
to hear appeals in certain circumstances, even when the appeal is not expressly
provided for in the Statute
or Rules.
- The
Prosecution referred to three cases in which it submits that the ICTY exercised
appellate power even when an appeal was not expressly
provided for in the
Statute or the Rules:
- In Prosecutor
v. Tadic,[2] a
defence counsel had been found guilty of contempt of the ICTY by the Appeals
Chamber ruling in first instance. The Prosecution
submits that although the
Rules at that time made no provision for an appeal against such a first decision
of the Appeals Chamber,
an appeal was in fact entertained by the Appeals Chamber
constituted
differently.[3]
- In Prosecutor
v. Brdanin and Talic,[4]
the Trial Chamber of the ICTY rejected a motion filed by a witness
who sought to have a subpoena set aside on the ground that he enjoyed
a
testimonial privilege as a journalist. The Appeals Chamber permitted the
journalist to appeal against that decision, and ultimately
allowed the appeal,
notwithstanding the lack of any legislative provision for appeals by witnesses
against orders addressed to
them.[5]
- In Prosecutor
v. Milosevic[6], the
Appeals Chamber entertained an interlocutory appeal brought by amici
curiae , although acknowledging that “not being a party to the
proceeding, the amici are not entitled to use Rules 73 [of the Rules of
the ICTY] to bring an interlocutory
appeal”.[7]
- The
Prosecution further submits that the Appeals Chamber of the
ICTY[8] expressly held
that the Appeals Chamber has an inherent power, which derives from its judicial
function, to reconsider any of its
decisions and even final judgements which can
be exercised where it is persuaded that the judgement or the decision considered
has
led to an injustice and that such jurisdiction will be exercised to ensure
that its exercise of the jurisdiction which is expressly
given to it by the
Statute is not prostrated and that its basic judicial functions are safeguarded.
- While
not suggesting that the Appeals Chamber has a general power to hear any appeal
from any decision of a Trial Chamber in any circumstances,
the Prosecution
submits that the jurisprudence of the ICTY and ICTR reflects a general principle
that any decision that is erroneous
and that has led to an injustice, and which
is not capable of being remedied by other means, must be capable of being
corrected by
the Appeals
Chamber.[9]
- The
Prosecution argues that interlocutory decisions of a Trial Chamber are capable
of effective remedy in a post-judgment appeal or
where an interlocutory appeal
is necessary to avoid irreparable prejudice, in which case the Trial Chamber can
grant leave to appeal
pursuant to rule 73(B). However, the refusal of the Trial
Chamber to grant leave to appeal is unlikely to be capable of effective
remedy
in a post-judgment appeal.
Submissions on reasons why the
Court should exercise its inherent power
- The
Prosecution submits that the Appeals Chamber should exercise its inherent power
in relation to the Impugned Decision by reason
of specified errors in the
decision of the Trial Chamber and for the following reasons:
- The
Trial Chamber in its Impugned Decision erred in the interpretation and
application of Article 73 (B) in determining whether to
grant leave to bring an
interlocutory appeal.
- The
effects of the alleged errors in the Impugned Decision cannot be cured by a
post-judgment appeal. The Prosecution amendment request
seeks to have additional
charges against the Accused tried as part of the present trial proceedings. If
the Appeals Chamber were
to decide in a post-judgment appeal that the Trial
Chamber should have granted leave to appeal, and that the Prosecution should
have
been given leave to amend the indictment, it would be too late at that
stage to include additional charges since the present trial
proceedings would be
completed.
- The
Prosecution has no other means of dealing with the adverse effects of the
Impugned Decision. If the Prosecution is denied the
possibility of amending the
Indictment to deal with additional charges, it is unlikely that the Accused will
be tried at all in respect
of additional charges and therefore the judgment in
the present case will not reflect the full alleged criminal culpability of the
Accused.
- The
issues at stake are of particular importance.
- If
the Impugned Decision contains the errors that the Prosecution alleges, it thus
has caused injustice, since the Prosecution would
be denied the possibility of
bringing important charges against the Accused, despite the existence of
evidence justifying these
charges.[10]
2.
The Defence Statement
- The
Defence having noted that the Prosecution’s argument consists of two
parts, namely: first that the Appeals Chamber has jurisdiction
to hear this
appeal and second, that the Appeals Chamber should exercise this jurisdiction,
submits that only the jurisdictional
issue has to be considered at this stage,
since it is only if the jurisdictional issue has been resolved in favour of the
Prosecution
that the merits could be
examined.[11]
Proceeding on that footing, the Defence Statement only contained submissions
relating to the first part, with a request that an
opportunity be given it to
respond further on the second question, if necessary.
- The
Defence submits that the Appeals Chamber does not have jurisdiction over this
appeal since, as admitted by the Prosecution, the
Rules do not allow for such an
appeal. The Defence argues that if the Rules of the Court can be altered
mid-trial in order to benefit
a specific party, the Rules themselves are at risk
of losing meaning and the rights of the accused risk being seriously
jeopardised.[12]
- The
Defence further argued:
- That no part of
Rule 73 (B)’s history, or of Rule 73 (B) itself, or other language used in
the Rules, indicates that the Appeals
Chamber has the jurisdiction to review the
Trial Chamber’s decision on granting leave to file an interlocutory
appeal[13] and that if
we allow the Prosecution’s “Application”, it will amount to an
amendment of the Rules ultra vires, as there would have been no
compliance with Rule 6 of the Rules which requires unanimous adoption by all
judges for such an
amendment.[14]
- That a Plenary
of the Special Court had already amended this specific rule with regard to the
specific issue. Rule 73(B) previously
did not allow for interlocutory appeals.
The Plenary decided that the Rule should include a limited right to appeal and,
using a
very restrictive language, granted the Trial Chamber, and the Trial
Chamber alone, jurisdiction to rule on whether such an appeal
was
warranted.[15]
- That Rule 73 was
last amended recently and if the Prosecution had any objection to the Rule it
could have used the appropriate forum
to make such objection
heard.[16]
- In
regard to the cases cited by the Prosecution, the Defence submits that they do
not support the conclusion that the Appeals Chamber
should hear this appeal
since each case that the Prosecution cites was governed by ICTY rules that vary
significantly from Rule
73.[17] In addition,
even if the Appeals Chamber should find these cases relevant, none of the cases
suggest that the Appeals Chamber has
jurisdiction over this
appeal.[18]
- The
Defence makes further observations that it would reserve the right to apply to
the Trial Chamber to have all witnesses who have
already testified in the CDF
trial recalled if the application is granted and that as it indicated during the
Status Conference before
the Trial Chamber of 7 September 2004, if such an
appeal were allowed it “may well apply to the Trial Chamber to recommence
the entire trial, re-questioning all the witnesses that have appeared, because
facing a different indictment means that [the accused]
may well have additional
questions to
ask.”[19]
3. The Prosecution Reply
- The
Prosecution agrees with the Defence that the Appeals Chamber must decide whether
it has jurisdiction to hear the Prosecution Appeal
before it can deal with the
merits of the appeal against the Impugned Decision. However the Prosecution
considers that there is no
reason why the Appeals Chamber should address these
issues in two separate phases of these proceedings. It should rather determine
whether the appeal falls within its jurisdiction and if so determine that appeal
as happened in the Tadic Jurisdiction
Appeal.[20] The
Prosecution concedes that if the appeal against the Trial Chamber’s
decision of 2 August 2004 is allowed, it will be necessary
to have a separate
phase in which the appeal against the Trial Chamber’s decision of 20 May
2004 is heard. In order to avoid
delays, the Prosecution’s arguments on
the appeal against the Trial Chamber’s decision of 20 May 2004 have
already been
set out in an annex to the Prosecution
Appeal.[21]
- The
Prosecution submits that the Defence position relating to the absence of an
applicable Rule is directly contradicted by the decisions
of the Appeals Chamber
of the ICTY. The Prosecution recalls that the existence of an inherent
jurisdiction is well established in
the case law of the ICTY and has been
recognised by the Appeals Chamber of the Special Court in Prosecutor v.
Norman, Kallon and Gbao, Decision on Application for a Stay of Proceedings
and Denial of Right to Appeal of 4 November 2003. Therefore, it has to be
considered
established beyond doubt that an international criminal court has a
certain inherent jurisdiction and inherent powers by virtue of
its judicial
character.[22]
- The
Prosecution reiterates its earlier submission that an Appeals Chamber can, in
certain circumstances, in the exercise of its inherent
jurisdiction, hear
appeals that are not expressly provided for in the Statute or
Rules.[23] According
to the Prosecution, the Defence failed to address the question whether the
present case is one of those particular circumstances
but simply seeks to deny
altogether the existence of the Court’s inherent
powers.[24] The
Prosecution argues that it would not be inconsistent with Rule 73 (B) for the
Appeals Chamber to hear the Prosecution Appeal
as the exercise of its inherent
jurisdiction is in addition to and complements the express provisions in the
Rules.[25] The
Prosecution, while not arguing that the Appeals Chamber has the general power to
hear any appeal from any decision of a Trial
Chamber, submits that there is a
general principle that any decision that is erroneous and has led to injustice,
and which is not
capable of being remedied by any other means, should be subject
to correction by the Appeals Chamber pursuant to its inherent power
to
intervene.
- With
regard to the argument whether the provisions in the Rules relating to
interlocutory appeals were carefully considered by the
Plenary, the
Prosecution’s reply is that in the present case the question that arises
is what occurs if the Trial Chamber errs
in its interpretation and application
of the requirements of Rule 73 (B). No provision is made in the Rules to deal
with this situation,
and there is nothing to suggest that the Plenary ever
expressly considered
it.[26]
III. APPLICABLE LAW
- Rule
73 deals with appeals from interlocutory decisions of the Trial Chamber. It
provides:
(A) Subject to Rule 72, either party may move before the
Designated Judge or a Trial Chamber for appropriate ruling or relief after
the
initial appearance of the accused. The Designated Judge or the Trial Chamber, or
a Judge designated by the Trial Chamber from
among its members, shall rule on
such motions based solely on the written submissions of the parties, unless it
is decided to hear
the parties in open Court.
(B) Decisions rendered on such motions are without interlocutory appeal.
However, in exceptional circumstances and to avoid irreparable
prejudice to a
party, the Trial Chamber may give leave to appeal. Such leave should be sought
within 3 days of the decision and shall
not operate as a stay of proceedings
unless the Trial Chamber so orders.
(C) Whenever the Trial Chamber and the Appeals Chamber of the Court are
seized of the same Motion raising the same or similar issue
or issues, the Trial
Chamber shall stay proceedings on the said Motion before it until a final
determination of the said Motion by
the Appeals Chamber.
IV. ANALYSIS
- The
threshold question to be decided is not whether the Appeals Chamber can exercise
jurisdiction to entertain an appeal from a decision
of the Trial Chamber
rendered pursuant to Rule 73(A) of the Rules, but whether in certain cases it
can exercise inherent power to
dispense with the need to comply with the
provisions of Rule 73(B) in order to admit an appeal from an interlocutory
decision of
the Trial Chamber refusing leave to appeal to the Appeals
Chamber.
- That
question raises an immediate procedural question whether in the situation that
has arisen the appellant without first obtaining
the leave of the Trial Chamber
pursuant to Rule 73(B) can initiate these appeal proceedings, by directly
approaching the Appeals
Chamber. There is no reason to treat a motion for leave
to appeal an interlocutory decision of the Trial Chamber as anything other
than
a motion under Rule 73(A) of the Rules. But for the need to deal with the issue
raised in these proceedings once and for all
in order to clear any doubt as to
the limits of the Court’s inherent jurisdiction, it would have been in
order to refuse to
entertain the proceedings on the ground that there is no
procedural foundation for approaching the Appeals Chamber in matters such
as
this, touching on a decision of the Trial Chamber rendered in a motion under
Rule 73(A), without prior leave of the Trial Chamber.
While it is undisputed
that the Court has an inherent jurisdiction which it exercises as and when such
is appropriate, it is an assumption
of the extent of the inherent powers of the
Court that goes too far, to assume that the Court also has an inherent
jurisdiction to
fashion a procedure for originating proceedings before it
outside the express provisions of the Rules.
- The
Prosecution, in invoking the inherent jurisdiction of the Appeals Chamber,
proceeded on the footing that there is no express provision
in the Rules which
permits an appeal to the Appeals Chamber against a decision of the Trial Chamber
under Rule 73(B) refusing leave
to file an interlocutory appeal. If a decision
refusing leave to appeal is regarded as falling within Rule 73(A) and (B) of the
Rules,
it cannot reasonably be argued that an appeal by leave of the Trial
Chamber has not been provided for by the Rules. An appeal from
the decision of
the Trial Chamber refusing leave to appeal could itself, in such a case, have
been brought pursuant to leave sought
and granted by the Trial Chamber. The
prospect of an endless series of applications for leave to appeal from a
decision of the Trial
Chamber that would make it absurd to contemplate an appeal
by leave of the Trial Chamber from such refusal, does lend some strength
to the
view that the intention of the Rules, though not expressly stated, is to exclude
appeals from refusal of the Trial Chamber
to grant leave to appeal.
-
The original Rule 73(B) did not provide for an interlocutory appeal at all. It
was an addition of a second limb by an amendment adopted
at the August 2003
Plenary that made provision for appeal by leave.
- The
equivalent ICTY/R rule (Rule 73(B)) states:
Decisions on all motions
are without interlocutory appeal save with certificate by the Trial Chamber,
which may grant such certificate
if the decision involves an issue that would
significantly affect the fair and expeditious conduct of the proceedings or the
outcome
of the trial, and for which, in the opinion of the Trial Chamber, an
immediate resolution by the Appeals Chamber may materially advance
the
proceedings.
- The
old ICTY rule provided that decisions were without interlocutory appeal save
with the leave of a bench of three judges of the
Appeals Chamber which could
grant leave if one of the following tests were satisfied.
(1) if the
impugned decision would cause such prejudice to the case of the party seeking
leave as could not be cured by the final
disposal of the trial including
post-judgment appeal.
(2) if the issue in the proposed appeal is of general importance to
proceedings before the Tribunal or in international law generally.
- The
underlying rationale for permitting such appeals is that certain matters cannot
be cured or resolved by final appeal against judgment.
However, most
interlocutory decisions of a Trial Chamber will be capable of effective remedy
in a final appeal where the parties
would not be forbidden to challenge the
correctness of interlocutory decisions which were not otherwise susceptible to
interlocutory
appeal in accordance with the Rules.
- A
comparison of the provisions of the ICTY/R Rules referred to above with our
Rules does not carry a consideration of the issues in
this matter insofar as the
question here is not whether or not there are provisions for appeal in
interlocutory decisions in our
Rules, but whether refusal of the Trial Chamber
to grant leave to appeal can be made subject of appeal to the Appeals Chamber by
invoking the inherent jurisdiction of the Chamber.
Inherent Jurisdiction
- The
Prosecution argues that notwithstanding the absence of express grant of
jurisdiction to the Appeals Chamber to grant leave to
appeal or to entertain
appeals from a refusal by the Trial Chamber of leave to appeal, the Appeals
Chamber has an inherent jurisdiction
to grant leave to appeal and to entertain
this appeal. It is undoubted that courts have inherent powers to do what is
necessary
to fulfill their mandate, to carry out their judicial functions and to
do that which is necessary to the fair administration of justice.
A court also
has the inherent power to control its proceedings to ensure that justice is
done. On the other hand, an allegation
of miscarriage of justice or the fact of
being dissatisfied with a decision of the Trial Chamber does not, on its own,
confer the
right to appeal.
- The
Appeals Chamber may have recourse to its inherent jurisdiction, in respect of
proceedings of which it is properly seized, when
the Rules are silent and such
recourse is necessary in order to do justice. The inherent jurisdiction cannot
be invoked to circumvent
an express Rule. When in the course of proceedings
which the Appeals Chamber is already properly seised of, a situation arises
which
it has to deal with in order to further its jurisdiction and fulfill the
purpose for which it is already vested with powers, the
Appeals Chamber may have
recourse to its inherent jurisdiction to exercise powers which will help to
further and fulfill that purpose
as justice demands, notwithstanding that the
rules do not expressly confer such powers. Inherent powers of the court are
powers which
are inherent in a court by virtue of its nature. They are powers
necessary for the administration of justice. They are not powers
derived from
the Rules or from statute but are powers which must be exercised in the interest
of justice by reason of absence of
express statutory provisions to cover a
particular situation. It is an attribute of judicial power.
Jurisprudence of the ICTY
- The
Prosecution refers to a number of ICTY and ICTR decisions where the Appeals
Chamber has found that it has the power to hear appeals
in certain circumstances
even where no appeal is provided for in the Statute or the Rules of those
Tribunals. The three cases referred
to by the Prosecution have earlier been
alluded to. These cases do not establish a general principle that an appellate
court can
exercise an inherent power to confer on itself jurisdiction to
entertain an appeal or that it can in exercise of such power side-step
the Rules
and by itself grant leave to appeal notwithstanding that the Rules do not vest
such power in it but in another tribunal.
All of these cases can easily be
distinguished from the current case.
- The
Prosecution also refers to the ICTY Appeals Chamber’s power to
reconsider its own decisions. The ICTY Judgment on Sentence Appeal in
the Delic case was referred to as being relevant. The accused in that
case argued that according to the ‘law of the case’ doctrine,
a
party is entitled to litigate issues which have already been decided when the
strict application of the res judicata principle
would cause ‘manifest
injustice’ to a party. The Appeals Chamber stated:
The
Appeals Chamber has an inherent power to reconsider any decision, including a
judgment where it is necessary to do so in order
to prevent an injustice. The
Appeals Chamber has previously held that a Chamber may reconsider a decision,
and not only when there
has been a change of circumstances, where the Chamber
has been persuaded that its previous decision was erroneous and has caused
prejudice. Whether or not a Chamber does reconsider its decision is itself a
discretionary
decision.[27]
- A
power to reconsider would arise in the event of a clear error of reasoning.
Judge Shahabuddeen added in a separate opinion that
the ‘clear
error’ should be “something which the court manifestly or obviously
overlooked in its reasoning and
which is material to the achievement of
substantial
justice.”[28]
However, the Appeals Chamber was clearly referring to the power of a Chamber to
reconsider its own decision and not to review the decision of
another Chamber.
- In
the Prosecutor v. Tadic (Appeal Judgement on Allegation of Contempt
against Prior Counsel, Milan Vujin) the appellant – defence counsel - was
found
guilty of contempt by the Appeals Chamber at first instance pursuant to
Rule 77 of the ICTY Rules of Procedure and Evidence and fined.
He was treated by
the Appeals Chamber as an accused whose right of appeal from conviction is
protected by Article 14(5) of the International
Covenant on Civil and Political
Rights (“the Convention”). The Appeals Chamber having noted that
Rule 77 of the ICTY
Rules did not expressly provide for the right to appeal a
contempt conviction of the Appeals Chamber, reasoned that the Convention
provided that “Everyone convicted of a crime shall have the right to his
conviction and sentence being reviewed by a higher
tribunal according to
law”[29] and
that article 14 of the Convention reflects an imperative norm of international
law to which the Tribunal must adhere. Following
from this reasoning, it held
that that the procedure established under Rule 77 of the Rules being of a penal
nature pursuant to which
a person convicted under the Rule faces a potential
custodial sentence of up to 7 years imprisonment, a person found guilty of
contempt
by the Appeals Chamber must have the right to appeal the conviction. It
is evident that the Appeals Chamber had recourse to an “imperative
norm of
international law” rather than inherent jurisdiction to entertain the
appeal, because “it is the duty of the
International Tribunal to guarantee
and protect the rights of those who appear as accused before
it.”[30]
- In
Prosecutor v. Brdjanin and
Talic[31] the
appellant was a person who had unsuccessfully applied to the Trial Chamber to
have a subpoena issued against him set aside. The
Trial Chamber granted him
certification for leave to appeal. It was pursuant to that leave that an appeal
was brought to the Appeals
Chamber. The Appellant in that case did not appeal as
a witness but as a person affected by the issue of a subpoena, failure to comply
with which would have rendered him liable to be held for contempt.
- In
Prosecutor v. Milosevic the amici curiae were granted leave to
appeal. On the appeal coming before the Appeals Chamber, that Chamber
said:
Not being a party to the proceedings, the amici are not
entitled to use Rule 73 to bring an interlocutory appeal. The fact that the
amici were instructed by the Trial Chamber to take all steps they
consider appropriate to safeguard a fair trial for the Accused does not
alter
this conclusion.[32]
- However,
it seemed clear that the Appeals Chamber admitted the appeal because it found an
identity of interest between the accused
and the amici, a consideration
of the appeal would not infringe the interest of the Accused and the Prosecution
did not oppose consideration of
the appeal which would in the case serve the
interests of justice. In the event, the Appeals Chamber considered the appeal
and dismissed
it on the merits. It is instructive that Judge Shahabuddeen was of
the opinion that the dismissal of the appeal “should have
rested on the
more fundamental fact that the interlocutory appeal ha[d] not been brought by a
‘party’ within the meaning
of Rule 73(A) of the Rules of Evidence
and Procedure of the
Tribunal.”[33]
- It
is clear that there is really nothing in these cases that establish a principle
that could be of use in these proceedings. Those
cases were not illustrative of
inherent power being exercised to initiate appellate proceedings before the
Appeals Chamber. It appears
to be a misreading of the decisions of the ICTY to
submit that the jurisprudence of the ICTY and ICTR reflects a general
principle that any decision that is erroneous and that has led to injustice,
and which is not capable of being remedied by other means, must
be capable of
being corrected by the Appeals Chamber. What can be discerned as emerging from
the jurisprudence of the ICTY is that
the Appeals Chamber has an inherent
jurisdiction to reconsider its own decision to avoid injustice or
miscarriage of justice.
The present case
- In
the final analysis this case must be determined by reference to what the Rules
permit. Where the Rules make provision for a particular
situation it is it is
not a proper exercise of inherent jurisdiction for a tribunal to substitute its
own view of what the rules
should have been for what the Rules are. Such a claim
would be an unwarranted usurpation of the rule-making powers of the tribunal,
which in our own case is vested in the Plenary of the Court. Besides, the
exercise of the inherent power of the court does not extend
to an act that will
be inconsistent with the express provisions of the Rules. It is a different
thing where the court has jurisdiction
or duty to grant a remedy but the rules
are silent as to the procedure.
- In
this case, the question whether the Appeals Chamber has inherent jurisdiction to
grant leave to appeal to itself from an interlocutory
decision of the Trial
Chamber can, and should, be answered, shortly, in the negative. Rule 73(B) has
made express provision for one
and only one approach to the Appeals Chamber,
namely by way of a successful application for leave made to the Trial Chamber.
It
would subvert that provision for us to permit applications to this Chamber to
be made without leave and it would usurp the exclusive
jurisdiction of the Trial
Chamber to determine which – if any – of its interlocutory decisions
should be reviewed on
appeal in the course of the trial. The Appeals Chamber
cannot invoke its inherent power in such circumstances.
- An
application made to the Appeals Chamber for leave to appeal an interlocutory
decision of the Trial Chamber rendered pursuant to
Rule 73(A) is incompetent. An
appeal brought to this Chamber without the requisite leave of the Trial Chamber
pursuant to Rule 73(B)
is also incompetent.
Conclusion
- For
the reasons given, we find that the Appeals Chamber has no jurisdiction to grant
leave to the Appellants to appeal from the interlocutory
decision of the Trial
Chamber and also has no jurisdiction to entertain the appellant’s appeal
brought without the leave of
the Trial Chamber. In the result there is no need
to consider the merits of the application for leave or of the proposed appeal.
The application is accordingly struck out as being not properly brought before
the Appeals Chamber.
Done at Freetown this seventeenth day of January 2005
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Justice Ayoola
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Justice Fernando
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Justice King
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Presiding
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Justice Winter
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Justice Robertson
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[Seal of the Special Court for Sierra Leone]
[1] Prosecution
Appeal against the Trial Chamber’s Decision of 2 August 2004 Refusing
Leave to File an Interlocutory Appeal,
para.23.
[2]
Prosecutor v. Tadic, Case No. IT-94-1-A-AR77, Appeal Judgement on
Allegations of Contempt by Prior Counsel, 27 February
2001.
[3] Prosecution
Appeal against the Trial Chamber’s Decision of 2 August 2004 Refusing
Leave to File an Interlocutory Appeal,
para.6.
[4]
Prosecutor v. Brdanin and Talic, Case No. IT-99-36-AR, Appeals Chamber,
Decision on Interlocutory Appeal, 11 December
2002.
[5] Prosecution
Appeal against the Trial Chamber’s Decision of 2 August 2004 Refusing
Leave to File an Interlocutory Appeal,
para.6.
[6]
Prosecutor v. Milosevic, Case No. IT-02-54-AR, Decision on the
Interlocutory Appeal by the Amici Curiae against the Trial Chamber Order
Concerning the Presentation
and Preparation of the Defence Case, 20 January
2004.
[7] Prosecution
Appeal against the Trial Chamber’s Decision of 2 August 2004 Refusing
Leave to File an Interlocutory Appeal,
para.6.
[8]
Prosecutor v. Delalic et al. Case No. IT-96-21bis, Appeals
Chamber, Judgment on Sentence Appeal, 8 April
2003.
[9] Prosecution
Appeal against the Trial Chamber’s Decision of 2 August 2004 Refusing
Leave to File an Interlocutory Appeal,
para.8.
[10]
Prosecution Appeal against the Trial Chamber’s Decision of 2 August 2004
Refusing Leave to File an Interlocutory Appeal,
para.10.
[11]
Defence Statement Concerning Jurisdiction of the Appeals Chamber to Hear the
Prosecution’s “Application” for leave
to Appeal against the
Decision on Request for Leave to Amend the Indictment,
para.7.
[12]
Ibid,
para.9.
[13]
Ibid, para.10.
[14]
Defence Statement Concerning Jurisdiction of the Appeals Chamber to Hear the
Prosecution’s “Application” for leave
to Appeal against the
Decision on Request for Leave to Amend the Indictment, para.
11.
[15]
Ibid, paras12 and
13.
[16] Ibid,
para.15.
[17] Ibid,
para.16.
[18] Ibid,
paras17-19.
[19]
Pages 38-39 of Transcript of CDF status conference, 7 September 2004, by Quincy
Whitaker (counsel for Norman).
[20] Prosecution
Reply to Defence Response to Prosecution Appeal against the Trial
Chamber’s Decision of 2 August 2004 Refusing
Leave to File an
Interlocutory Appeal,
para.5.
[21] Ibid,
para.6.
[22] Ibid,
paras 11 -12.
[23]
Ibid, paras
13-14.
[24] Ibid,
paras 14-15.
[25]
Ibid, para.
16.
[26] Ibid,
para. 21.
[27]
Prosecutor v Delic et al., Case No. IT-96-21-Abis, Judgement on
Sentence Appeal, Appeals Chamber, 8 April 2003, para.
48.
[28]
Prosecutor v Delic et al., Case No. IT-96-21-Abis, Judgement on
Sentence Appeal, Appeals Chamber, 8 April 2003, Separate Opinion of Judge
Shahabuddeen, para.
15.
[29]
Prosecutor v. Tadic, Case No. IT-94-1-A-AR77, Appeal Judgement on
Allegations of Contempt by Prior Counsel, 27 February 2001, p.
2.
[30] Ibid, p.
3.
[31]
Prosecutor v. Brdanin and Talic, Case No. IT-99-36-AR, Appeals Chamber,
Decision on Interlocutory Appeal, 11 December
2002.
[32]
Prosecutor v. Milosevic, Case No. IT-02-54-AR, Decision on the
Interlocutory Appeal by the Amici Curiae against the Trial Chamber Order
Concerning the Presentation
and Preparation of the Defence Case, 20 January
2004, para. 4.
[33]
Prosecutor v. Milosevic, Case No. IT-02-54-AR, Decision on the
Interlocutory Appeal by the Amici Curiae against the Trial Chamber Order
Concerning the Presentation
and Preparation of the Defence Case, of 20 January
2004, Separate Opinion of Judge Shahabuddeen, para. 21.
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