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PROSECUTOR v SAM HINGA NORMAN & ORS - JUSTICE ROBERTSON'S SEPARATE OPINION - FOFANA JUDICIAL NOTICE - Case No. SCSL-04-14-AR74 [2005] SCSL 71 (16 May 2005)
SEPARATE OPINION OF JUSTICE ROBERTSON
- The
procedural background to this appeal is set out in the initial paragraphs of the
judgements of the Court and of Ayoola J. It
concerns the application of the
test for judicial notice to statements in documents and in the UN resolutions,
and invites comment
upon both the procedures adopted below for the taking of
judicial notice and upon the consequences of such notice, once taken. Since
this chamber is differing from the Trial Chamber in a number of respects, I set
out my own reasons for so doing.
- The
Trial Chamber, in granting leave, noted the high threshold set for interlocutory
appeals by the conjunctive test of “exceptional
circumstances” and
“irreparable prejudice” laid down by Rule 73(B). In relation to Mr
Fofana, the second accused,
one circumstance that it found exceptional was its
own “opinion that it may not have given proper consideration to the oral
response of the second accused” to the Prosecution Motion which defence
counsel had made at a status
conference.[1] Its
misgivings in this respect are well founded: oral statements made by properly
instructed counsel are entitled to the same force
as those made in written
submissions, although if they constitute admissions it is obviously advisable,
to avoid misunderstandings,
that they should subsequently be reduced to writing.
But where an oversight of this kind occurs, it is always open to a Trial
Chamber,
in the exercise of its inherent power to avoid injustice, to reconsider
its decision, rather than to regard the oversight as an “exceptional
circumstance” justifying an appeal. An error recognised as such by the
Trial Chamber itself should be corrected in the course
of the trial, rather than
put right by the expensive and time-consuming process of appeal to this Chamber.
However, this appeal chamber
has had the benefit of full submissions from the
defence, and there cannot now be any question of a miscarriage of justce.
III. APPLICABLE LAW
- Unusually,
the law involved in this Appeal, namely the interpretation of the judicial
notice provision in Rule 94(A), has not been
the subject of any disagreement
between the parties: they all accept the analysis of the case law on judicial
notice provided by
the Trial Chamber in its
Decision[2], to the
effect that the criteria for taking judicial notice of a relevant fact is that
it is not open to reasonable dispute. The
Trial Chamber in this respect
followed the ICTR Semanza
decision.[3] This
appeal has turned upon the Trial Chamber’s application of this test, which
resulted in judicially noticing, under Rule
94(A), a number of factual
propositions and an array of UN resolutions and reports and other quasi-official
documents. For reasons
which I shall explain, judicial notice in respect of
these reports, rather than any facts extrapolated from them, was misconceived.
Further, certain of the Prosecution’s factual propositions should not have
been judicially noticed, either because they were
propositions of law or because
they were not beyond reasonable dispute.
- It
is necessary to explain the distinction between judicial notice and alternative
modes of receiving evidence and argument, notably:
- Rule
92bis, which permits the admission of relevant and reliable
information;
- The
practice of acting upon admissions made by the parties for the purpose of the
proceedings;
- Propositions
of law.
- Judicial
notice is an important means of receiving evidence, especially in international
courts[4], but it must
be carefully distinguished from these other procedures, because facts that are
judicially noticed are thenceforth taken
for granted and cannot be the subject
of further evidence or dispute in the trial. This appeal concerns judicial
notice of “facts
of common knowledge” under Rule 94(A): it does not
relate to the special form of judicial notice permitted by Rule 94(B), namely
of
facts adjudicated, or documents accepted, in other proceedings in the Special
Court.
- Provision
for judicial notice is found in the law of evidence applied in most national
courts. International criminal courts invariably
adopt a formulation that
originated in Article 21 of the Charter of the International Military Tribunal
at Nuremberg. In our rules,
Rule 94(A) provides:
“A chamber
shall not require proof of facts of common knowledge but shall take judicial
notice thereof.”
This mirrors the first sentence of Article 21, which went on additionally to
permit the reception, by way of exception to what was
then regarded in
Anglo-American jurisprudence as a rigid rule against hearsay, of a range of
official documents and records:
“The tribunal shall not require proof of facts of common knowledge but
shall take judicial notice thereof. It shall also take
judicial notice of
official government documents and reports of the United Nations, including the
Acts and documents of the committees
set up in various allied countries for the
investigation of war crimes, and of records and findings of military or other
tribunals
of the United Nations.”
The second sentence of Article 21 has not been reproduced in the Special
Court Rules. It is unnecessary, because our proceedings
are not constrained by
the hearsay rule: recurrent and reliable factual statements in documents are
admissible under Rule 92bis. It is illuminating, nonetheless, to note
the recognition (at a time when the rule against hearsay was rigid in national
courts) that
prosecution of war crimes would require a much broader evidential
canvas and that the introduction of relevant background information
should not
be constrained by artificial rules developed in context of trial by jury.
- Decided
cases make clear that facts “judicially noticed” – that is,
accepted by the court as true facts incapable
of contradiction in the
proceedings – are facts which may not be known to all or even a majority
of the public but are facts
that are simply beyond any reasonable
dispute.[5] They will
include, of course, “notorious” facts that all reasonable people
accept without enquiry in their daily lives,
so that evidence would simply be a
waste of time.[6] More
often, they will be facts which have been propounded in official records or
reports or authoritative documents or books of
history or geography or science
and which cannot be seriously disputed. The theoretical basis of the procedure
by which courts take
judicial notice of facts in this latter category has been
the subject of some academic controversy in common law countries: should
they
treat authoritative sources as pieces of documentary evidence received by way of
exception to the hearsay rule, or do they look
at such sources simply in order
to equip themselves to take judicial notice? Since this court is not shackled
by the rule against
hearsay, the latter description is to be preferred. The
party which puts on the motion seeking judicial notice of a particular fact
must
direct the court’s attention to the range of authoritative sources which
taken together demonstrate that the fact is indisputable.
- Judicial
notice involves the acceptance by the court of a factual proposition, the
indisputability of which is usually deduced from
the multiplicity of reliable
sources in which the proposition is asserted, and from the absence of any source
which provides a contrary
indication. These sources, however authoritative, do
not themselves have to be “judicially noticed”. A party which
asks
the court to take judicial notice of a fact will normally append to its motion
copies of the written records or sources upon
which it relies. The court, after
considering any argument or material submitted by the opposite party, will take
judicial notice
if it decides that the fact is true, in the sense that it is not
reasonably capable of dispute. That fact will thereafter be deemed
incontrovertible in the proceedings. The only exception – and it will
rarely if ever arise – is if fresh information
subsequently comes into the
hands of a party or to the notice of the court suggesting that the fact is
questionable after all. Were
such a situation ever to arise, the chamber should
exercise its inherent power to reconsider its original decision.
- It
follows that facts judicially noticed are for all intents and purposes
invincible: no evidence in rebuttal is admissible. If it
were, the doctrine
would serve little purpose. It has sometimes been suggested that judicial
notice merely shifts the burden of
proof or creates a “well found
presumption” of truth, but logically this cannot be the case, certainly
with facts noticed
judicially under Rule
94(A).[7] Facts
judicially noticed must be given their full evidential weight and may be used by
any party as a basis for submissions or inferences
or
arguments.
IV. JUDICIAL NOTICE DISTINGUISHED
FROM:
a. Propositions of Law
- Judicial
notice is confined, however, to facts, which become part of the evidence in the
case. It does not include propositions of
law. This distinction is sometimes
difficult to draw: certain facts appropriate for judicial notice, such as the
ratification of
a treaty, will have legal consequences. In this case, the Trial
Chamber fell into error by treating a proposition of law (that the
Geneva
Conventions bound the factions fighting in Sierra Leone) as a fact of which it
could take judicial notice. Such propositions,
however irrefutable, are not
facts in evidence: they are legal principles available for the court to apply to
the facts in evidence
in order to produce conclusions necessary for the
determination of guilt or innocence. As an ICTR Trial Chamber said in the
Butare decision: “facts involving interpretation of legal
characterisations of facts are not capable of admission under Rule
94.”[8] A Trial
Chamber may of course draw legal conclusions from judicially noticed facts, but
such conclusions will be capable of contest
through the appeal process.
- Admissions
- Facts
judicially noticed must be distinguished from facts that are admitted by the
parties for the purpose of the proceedings. Both
categories of fact are binding
on the court and available as facts deemed true for the determination of the
case. But in separate
proceedings, facts which have been judicially noticed
will be treated as “adjudicated” for the purposes of Rule 94(B),
whereas those that have simply been agreed by the parties will lack this
quality. For present purposes, I simply note that it will
often be possible for
a party to agree a fact which is likely to be true and which they have no
evidence or information to controvert,
but which lack that high degree of
likelihood that puts them beyond reasonable dispute. Every counsel for every
party appearing
in this Special Court has a duty to assist it: this obligation
entails a duty to make admissions, if requested and at an early stage,
of facts
that they have no reason to dispute later in the trial. This is an ethical duty
binding professionally on all counsel who
appear in this court: it is reflected
in the Code of Conduct recently
adopted,[9] but exists
from the moment that Counsel accepts instructions. This duty particularly
applies to the Prosecution, which should readily
concede facts which it
apprehends the defence could only prove with expense and difficulty. The
presumption of innocence, as this
Chamber pointed out in its decision in
Fofana[10],
means no more but no less than that the prosecution must prove beyond reasonable
doubt the elements of the offence: it does not
relieve defence counsel of their
duty to make admissions, if requested, of matters which cannot or will not be
disputed.
- “Information”
admissible alternatively under Rule 92bis
- Judicial
notice under Rule 94 must be distinguished from the court’s reception of
information under Rule 92bis – the Rule which the prosecution
relies upon as an alternative mode of presentation. The court has a general
power under Rule
89(C) to admit any relevant evidence and Rule 92bis
provides:
Alternative Proof Of Facts
- A
Chamber may admit as evidence, in whole or in part, information in lieu of oral
testimony;
- The
information submitted may be received in evidence if, in the view of the Trial
Chamber, it is relevant to the purpose for which
it is submitted and if its
reliability is susceptible of confirmation.
- Our
Rule 92bis is different to the equivalent Rule in the ICTY and ICTR and
deliberately so. The judges of this Court, at one of their first plenary
meetings, recognised a need to amend ICTR Rule 92bis in order to simplify
this provision for a court operating in what was hoped would be a short
time-span in the country where the crimes
had been committed and where a Truth
and Reconciliation Commission and other authoritative bodies were generating
testimony and other
information about the recently concluded
hostilities.[11] The
effect of our Rule is to permit the reception of “information” -
assertions of fact (but not opinion) made in documents
or electronic
communications - if such facts are relevant and their reliability is
“susceptible of confirmation”. This
phraseology was chosen to make
clear that proof of reliability is not a condition of admission: all that is
required is that the
information should be capable of corroboration in
due course. It is for the trial chamber to decide whether the information comes
in a form, or is of a kind,
that is “susceptible to confirmation”:
propaganda claims or political attacks in partisan newspapers might be excluded,
for example, but information set out in UN or NGO or Truth Commission reports,
or in books by serious historians, should be admitted.
So might certain
newspaper reports, if they carry a reporter’s by-line and purport to be
based on eye-witness reports or interviews
or have other indicia of reliability.
It follows, of course, from the fact that their reliability is
“susceptible of confirmation”
that it is also susceptible of being
disproved, or so seriously called into question that the court will place no
reliance upon it.
- Rule
92bis permits facts that are not beyond dispute to be presented to the
court in a written or visual form that will require evaluation in
due course. A
party which fails in an application to have a fact judicially noticed under 94A
will nonetheless be able to introduce
into evidence under Rule 92bis many
of the sources upon which it has relied at the end of the trial the court may
well conclude that the fact has been proved beyond
reasonable doubt. The weight
and reliability of such “information” admitted via Rule 92bis
will have to be assessed in light of all the evidence in the case. This is
a familiar judicial exercise and experienced Trial Chamber
judges know how they
should conduct it, alert as always to the dangers of malice and media
“demonisation” of defendants
and the risks of fabrication or
exaggeration in reports from unidentified sources. Such risks might be reduced
if the court has
oral evidence from the reporter or compiler/ editor of the
report or details about the care with which it has been compiled. There
cannot,
however, be automatic acceptance of unsourced factual statements, even if
promulgated by a respected organisation. In this
context I note, in order to
reject, the suggestion (based on a passage in Semanza) that a court
established by the UN is bound to take judicial notice of factual averments made
in the resolutions of that
body.[12] Such
assertions, even when emanating from the Security Council, do not enter this
forum with an indelible imprimatur of truth.
They will, of course, normally be
regarded as reliable and readily susceptible of confirmation: indeed, in the
absence of information
to the contrary a Trial Chamber may well decide to take
judicial notice of a factual assertion made in a Security Council resolution.
However, if there is any real reason to doubt the assertion, it will have to be
introduced into evidence via Rule 92bis and not noticed as an
incontrovertible fact of common knowledge under Rule
94(A).
V. THE PURPOSE OF JUDICIAL
NOTICE
- The
purpose of judicial notice in the law of evidence is often said to be
expedition, from which it has been assumed that the court,
in deciding whether
to apply Rule 94(A), must reach what is described as “the balance between
judicial economy and the right
of the accused to a fair
trial”.[13] In
my view, expedition and judicial economy do not accurately reflect the real
purpose of this Rule and the “balance”
sets up a false dichotomy
between the assumed purpose of economy and the rights of the defendant.
Expedition and economy may be
the result of judicial notice, but the
purpose of the Rule is rather to promote a fair trial for all parties both by
relieving them of the burden
of proving facts that have been convincingly
established elsewhere and by enabling the tribunal to take into account in its
decision
the full panoply of relevant facts currently available in the world.
Judicial notice equips courts to make just decisions and enables
them to avoid
the rebuke and ridicule that would be heaped upon them were they to turn a blind
eye to history or science or to embark
upon fatuous and unnecessary enquiries.
Judicial notice is not, most emphatically, a prosecution tool that must be
“balanced”
or “weighed” against countervailing rights to
a fair trial: it is a procedure that can and should also be used by defendants
to simplify a task which might otherwise be beyond their
resources.[14] They
benefit, as much as the Prosecution and the Court, from any expedition that
results. Facts that can be judicially noticed
must be judicially noticed
– Rule 94(A) is mandatory.
- The
doctrine of judicial notice does not and cannot relieve the Prosecution of
proving the elements of the offence. The defendant,
by pleading “not
guilty”, puts in issue his mens rea or guilty mind which cannot in
consequence be the subject of judicial notice. He also puts in issue the
actus reus, i.e. that description of offending conduct to which the court
must be satisfied that his actions amount. Judicial notice may be
taken of
facts which are relevant to characterise his actions, but those actions
themselves must be proved by evidence. In practice,
any fact which is within
the knowledge of the defendant, but which he denies, cannot be made the subject
of judicial notice: his
denial must be accepted by the court as indicative that
the alleged fact is reasonably disputable if only because the defendant himself
disputes it and intends to do so on oath or affirmation or to call witnesses to
dispute it.
VI. THE MERITS
- The
facts and matters which the Trial Chamber decided judicially to notice in this
case are helpfully annexed to its Decision. Annex
1 relates to certain
statements of fact, which I comment upon in turn, adopting the alphabetical
numbering used in the Court below:
- The
armed conflict in Sierra Leone occurred from March 1991 until January 2002.
- That
a prolonged armed conflict took place in Sierra Leone is a truly
“notorious” matter of historical record and indeed
is obvious to
anyone living in or visiting this country, and to all the judges of this
court.[15] It is
incapable of reasonable (or any) dispute and should not have been disputed by
the defence. They did not question the dates,
but evinced concern that a
finding of “armed conflict” might be a legal characterisation. It
is not: it is a straightforward
description of a state of affairs that existed
in this country over the relevant time. Judicially noticed facts may well have
legal
consequences, but that does not prevent them from being judicially
noticed.
- The
city of Freetown, the Western area and the following districts are located in
the country of Sierra Leone: Kenema, Bow, Bonthe,
Moyamba.
- These
are straightforward geographical facts that cannot sensibly be disputed. They
were not disputed and the Trial Chamber was bound
to take judicial notice of
them.
- The
accused and all members of the organised armed factions engaged in fighting
within Sierra Leone were required to comply with International
Humanitarian Law
and the laws and customs governing the conduct of armed conflicts, including the
Geneva Conventions of 12th August 1949 and additional
protocol II to the Geneva Conventions.
- Judicial
notice of this “fact” was impermissible, for two reasons. First, it
assumes that the accused were engaged in
fighting – a matter that they
dispute and which the prosecution must therefore prove. Secondly, shorn of any
reference to
the accused, what remains is plainly a proposition of law rather
than a statement of fact. It appears to be a correct proposition
–
certainly the defence indicated that it would not be disputed (although some
commentators have questioned the extent to which
Additional Protocol II has
become part of international humanitarian law). Legal propositions must only be
presented through legal
argument: if accepted, they will be applied to the facts
that are found by the court.
- Sierra
Leone acceded to the Geneva Conventions of 12th August
1949 and additional protocol II to the Geneva Conventions on
21st October 1986.
- This
is an indisputable official fact which can readily be verified by reference to
authoritative sources. Although it carries legal
consequences, it nonetheless
remains a relevant fact of which judicial notice must be taken.
- Groups
commonly referred to as the RUF, AFRC and CDF were involved in armed conflict in
Sierra Leone.
- Whether
or not the defence was prepared to agree, there can be no reasonable dispute, a)
that armed conflict occurred in Sierra Leone,
b) that groups were involved in
that conflict, and c) every reliable source refers to groups identified as the
RUF, the AFRC and
the CDF. Judicial notice of this fact was appropriately
taken.
- The
accused, Samuel Hinga Norman, was the national coordinator of the
CDF.
- The
accused Moinina Fofana was the national director of war of the
CDF.
- The
accused Allieu Kondewa was the high priest of the CDF.
- The
Prosecution showed the Court some material (reports from NGOs, and in
Norman’s case from the UN Secretary
-General)[16] which
described the defendants as occupying these positions. Through their counsel,
they denied the correctness of the identification.
The positions were not
public offices which are filled through a process which can be officially
verified, for example, by an electoral
declaration or a gazettal, and it follows
from the defendants’ denials that these facts cannot be made the subject
of judicial
notice. In the absence of any agreement as to the defendants’
true positions in the CDF, if any, the prosecution will be entitled
to introduce
its source information under Rule 92bis.
- In
or about November and/ or December 1997, the CDF, including Kamajors, launched
an operation called “Black December”.
- This
is a fact capable of being judicially noticed, irrespective of defence
objection, but I doubt whether the five sources relied
upon by the Prosecution
really put it beyond reasonable
dispute.[17]
Moreover, I fail to see where this so-called “fact” gets the
prosecution, unless it includes (as it did in the original
prosecution request)
some description of the operation. A military action described as
“Operation No Living Thing” may
speak for itself, but “Black
December” is equivocal in the absence of explanatory detail. For these
reasons, the Trial
Chamber erred in making it the subject of judicial
notice.
- The
Junta was forced from power on or about 14th February
1998. President Kabbah’s government returned in March 1998.
- The
prosecution relies not merely upon UN and NGO Reports, but upon a CDF statement
and a Kamajor Press Release. If the Trial Chamber
is satisfied that these are
authentic, then the preconditions for 94(A) would appear to be satisfied. These
matters were properly
made the subject of judicial notice, although the phrase
“forced from power” lacks clarity.
ANNEX
II: 13 reports of the UN Secretary General on the situation in Sierra Leone and
two UNICEF reports accusing the AFRC and the
CDF of recruiting child soldiers.
These reports are judicially noticed “as to their Existence and
Authenticity”.
- These
lengthy documents contain many factual assertions. Those which relate to the UN
and its peacekeepers obviously carry a high
degree of reliability, but other
statements “reporting” aspects of the conflict may be based on
unreliable – certainly
unattributable – sources. The UNICEF
accusations come in a form that is not ipso facto reliable but is
nonetheless information “susceptible to confirmation”. However,
none of these reports was admitted under
92bis: all were judicially
noticed “as to their existence and authenticity” but not as to their
contents or any factual assertion
made in their pages.
- This,
with due respect, appears to be an exercise without obvious point. Of course
these reports exist and are authentic, but that
gets the prosecution nowhere
unless they wish to put the reports in evidence, e.g. to explore the
defendant’s reaction to them
at the time they were published – and
for that purpose, they can use Rule 92bis. The only basis for judicially
noticing them is that a particular fact stated in them, and identified clearly,
has been established
beyond peradventure. There are various facts which would
seem at first blush to be so reliably stated in these documents as to be
beyond
dispute and no doubt those facts could be supported from other sources. If
there is no basis for disputing them, then the
facts themselves, set out clearly
as a proposition, should be judicially noticed. But this is a precise exercise
which cannot possibly
be accomplished by purporting to notice an entire report
for its authenticity alone. It is up to the prosecution to extrapolate
the
particular fact or facts which it claims are beyond dispute, and to marshal
corroborative material. It should not deluge the
court with reports many pages
in length which state hundreds of facts, and ask merely for judicial notice to
be taken of the report’s
“existence”.
UN
SECURITY COUNCIL RESOLUTIONS. Nine were judicially noticed “as to their
Existence, Authenticity and Contents”
- Even
Security Council resolutions do not come with an iron-clad guarantee of the
truth of the facts stated in them. They come, however,
with a high degree of
credibility, and in the absence of any information to the contrary the court
might well be justified in judicially
noticing such facts. However, it is
unacceptable for the court simply to adopt an entire resolution, invariably a
mixture of posited
facts, propositions of law, and opinions of the Secretary
General or the powers that be in the Security Council. It is necessary
for the
prosecution to extrapolate from these wide-ranging resolutions such specific
facts as it wishes the court to notice under
94(A), and present it to the court
together with corroboratory material. It will be for the Trial Chamber then to
decide whether
the particular fact stated in the resolution is incontrovertible.
Maps, Peace Agreements, Treaties
- These
are all properly admissible in the absence of any dispute. The UNAMSIL map is
an authoritative document, and the various ceasefire
agreements and peace
accords are matters of record and indeed of history. The ICRC list of states
that are party to the Geneva Conventions
and their additional protocols is
authoritative. There was no need to take judicial notice of the Geneva
Conventions themselves,
which have become part of international law.
General Comment
- The
Prosecution’s initial motion for judicial notice and admission of evidence
was filed on 1 April 2004. Insofar as it seeks the
notice of factual statements A through to Y, it properly sets out the multiple
sources for each
statement. However, when it comes to appendix II material it
simply requests “an authenticity finding and admission of the
following
documents” and lists no less than 69 documents ranging from political
speeches by Johnny Paul Koroma and President
Kabbah to lengthy reports by
Amnesty International, Human Rights Watch and No Peace Without Justice, together
with press releases,
UN humanitarian situation reports, Secretary-General
reports and Security Council resolutions. This mass of undigested paperwork
should not be imposed upon the Trial Chamber and the defence in such an
undisciplined fashion. It is apt to swamp the proceedings
in detail, much of it
irrelevant, and to increase costs massively as counsel will be entitled to
charge for reading all this material,
much of it extraneous. The court’s
task of finding relevant facts is not assisted by approaching a judicial notice
motion
in this fashion. This is the problem with permitting judicial notice of
lengthy documents per se – a practice that some other international
courts appear to have
allowed.[18] It must
not become a practice in this court. Any party, whether prosecution or defence,
that seeks to introduce a lengthy document
must indicate in the margin the
passages they claim to be relevant and indeed, if judicial notice under Rule
94(A) is sought, they
must identify and set out as a proposition the fact which
they want judicially noticed and direct the court’s attention to
the
assertion of that fact in any document that they present in pursuance of their
application.
- The
judges of this court have taken a conscious decision to produce rules that avoid
wherever possible lengthy legal argument over
admissibility. All relevant
material is admissible, but that is not an invitation to parties to deluge the
court with thousands
of pages of NGO and UN reports. The wider admissibility
provisions in the SCSL carry a concomitant duty on the parties to narrow
the
documentary material they seek to introduce and to identify only those passages
which are of direct relevance to the case, however
interesting or insightful
other aspects of the report may be.
CONCLUSION
- The
Trial Chamber erred in taking judicial notice of facts D, K, L, M and U. The
evidential material submitted by the prosecution
in respect of that notice is,
however, admissible under Rule 92bis. The contents of Security Council
resolutions may in principle be the subject of judicial notice, once such
propositions are extrapolated
from the Resolution and recognised as incapable of
reasonable disputation.
Justice Geoffrey Robertson
[1] Decision on Joint
Request for Leave to Appeal Against Decision on Prosecution’s Motion for
Judicial Notice, 19 October 2004,
para 20
[2] Trial Chamber
Decision, paras
15-30
[3]
Prosecutor v Semanza, Case No. ICTR-97-20-T, Decision on the
Prosecutor’s Motion for Judicial Notice and Presumption of Facts Pursuant
to Rules
94 and 54, 3 November 2000, para. 4 (“Semanza
Decision”).
[4]
The ICTY, for example, has notably liberalised its approach towards written
evidence. See Steven Kay, “The Move from Oral
Evidence to Written
Evidence”, Journal of International Criminal Justice 2 (2004) 495.
This may in part be in response to the UN working party, which recommended that
greater use be made of the doctrine
in the ICTR.
See:
[5] Semanza
decision, ibid, para 23, and cases there
cited.
[6] Examples
are given in Cross on Evidence, 7th Australian
Edition, edited by Heydon, (2004)
p144-5.
[7] See for
example, Prosecutor v Krajisnik, Case No. IT-00-39&40, Decision on
Prosecution’s Motion for Judicial Notice of Adjudicated facts and
Admission of Written
Statements of Witnesses Pursuant to Rule 92bis, 28 February
2003, para. 15 (“Krajisnik Decision”); Prosecutor v
Milosevic, Case No. IT-02-54-AR73.5, Decision on the Prosecution’s
Interlocutory Appeal against the Trial Chamber’s 10 April 2003
Decision on
Prosecution Motion for Judicial Notice of Adjudicated Facts, 28 October 2003;
Semanza Decision. The Krajisnik decision accepts that facts
judicially noticed cannot be challenged during the trial, as does the Semanza
decision. To the extent that Milosevic suggests otherwise it should
not be followed, although it would appear that both Judge Shabbudeen and Judge
Hunt, for different reasons,
thought that facts noticed under 94(A) were
conclusive. As Cross on Evidence, 7th Edition
(Heydon ed), p166 and footnote 183) puts it “In spite of occasional
remarks suggesting that taking judicial notice
is merely the equivalent of
prima facie proof of a fact, it appears that rebutting evidence is
inadmissible”.
[8] Prosecutor v
Nyiramasuhuko et al, ICTR-97-21-T, Decision on the Prosecutor’s
Motion for Judicial Notice and Admission of Evidence, Trial Chamber, 15 May 2002
(Butare Decision), para
39.
[9] The
obligation to the Court is found in Article 8 of the Code of Conduct.
[10] Prosecutor
v Fofana, Case No SCSL-2004-14, Appeal Against Decision Refusing Bail, 11
March 2005, para
37.
[11] The
amendment was adopted on 7 March
2003.
[12]
Semanza Decision, para 38.
[13] For example,
the ICTY Trial Chamber has stated that: “the purpose of judicial notice
under Rule 94 is judicial economy, that
Rule 94 should be interpreted as
covering facts not subject to reasonable dispute, and that a balance should be
struck between judicial
economy and the right of the accused to a fair
trial”: Prosecutor v Simic, Case No. IT-95-9-PT, Decision on
Pre-Trial Motion by the Prosecution Requesting the Trial Chamber to take
Judicial Notice of the
International Character of the Conflict in
Bosnia-Herzegovina, 25 March 1999 at para 17; see also Semanza Decision,
para 37; see also Prosecutor v Mejakic, Case No IT-02-65-PT, Decision on
Prosecution Motion for Judicial Notice Pursuant to Rule 94(B), 1 April 2004.
[14] An example of
creative defence use of judicial notice is given by Steven Kay (above, note 4)
at p497. Nokes, The Limits of Judicial Notice, p74 (1958) LQR 59 at 66-7
suggests that the judge who “provokes lay ribaldry” by asking
“Who are the Beatles?”
is merely indicating that the name is not the
proper subject of judicial notice. But no legal doctrine should be allowed to
bring
courts or judges into disrepute: “household” names, e.g. of
popstars at the height of their fame, should be judicially
noticed as a matter
of common knowledge.
[15] Who may use
the evidence of their own eyes, and rely upon local knowledge: Mullen v
Hackney Borough Council
etc
[16] See
Prosecution Motion, 1 April 2004, Annex A,
p5
[17] Ibid,
p9.
[18] ICTY
and ICTR precedents on this point should not be followed, if in fact they are
true precedents: the cases where reports have
been admitted under 94(A)
“for existence and authenticity” may reflect the survival in those
courts of the rule against
hearsay and their lack of SCSL 92bis. The
more appropriate appeal approach is that of Simic (above note 13 at para
9): any document admitted under 94(A) must be “a readily accessible source
of indispensable accuracy”.
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