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PROSECUTOR v SAM HINGA NORMAN & ORS - DISSENTING OPINION OF HON. JUSTICE BANKOLE THOMPSON ON DECISION ON MOTIONS BY MOININA FOFANA AND SAM HINGA NORMAN FOR THE ISSUANCE OF A SUBPOENA AD TESTIFICATION TO H.E. ALHAJI DR. AHMAD TEJAN KABBAH, PRESIDENT OF THE REPUBLIC OF SIERRA LEONE - Case No.SCSL-04-14-T [2006] SCSL 71 (13 June 2006)
O
SPECIAL COURT FOR SIERRA LEONE
JOMO KENYATTA
ROAD • FREETOWN • SIERRA LEONE
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295996
TRIAL CHAMBER I
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Before:
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Hon. Justice Pierre Boutet, Presiding Judge Hon. Justice Bankole
Thompson Hon. Justice Benjamin Mutanga Itoe
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Registrar:
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Mr. Lovemore G. Munlo, SC
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Date:
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13th of June, 2006
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PROSECUTOR
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Against
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SAM HINGA NORMAN MOININA FOFANA ALLIEU
KONDEWA (Case No.SCSL-04-14-T)
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Public Document
DISSENTING OPINION OF HON. JUSTICE BANKOLE THOMPSON ON
DECISION ON MOTIONS BY MOININA FOFANA AND SAM HINGA NORMAN FOR THE ISSUANCE
OF A
SUBPOENA AD TESTIFICANDUM TO H.E. ALHAJI DR. AHMAD TEJAN
KABBAH,
PRESIDENT OF THE REPUBLIC OF SIERRA LEONE
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Office of the Prosecutor:
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Court Appointed Counsel for Sam Hinga
Norman:
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James Johnson Kevin Tavener Joseph Kamara
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Dr. Bu-Buakei Jabbi John Wesley Hall, Jr. Alusine Sani Sesay
Court Appointed Counsel for Moinina
Fofana:
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Attorney-General and Minister of Justice of the Republic of Sierra
Leone for President Kabbah:
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Victor Koppe Arrow Bockarie Michiel Pestman
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Fredrick M. Carew
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Court Appointed Counsel for Allieu
Kondewa: Charles Margai Yada Williams Ansu Lansana
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I. INTRODUCTION
1. I most respectfully dissent from the Majority Decision of my learned and
distinguished colleagues, Hon. Justice Pierre Boutet,
Presiding Judge and Hon.
Justice Benjamin Mutanga Itoe denying the respective Motions filed on behalf of
the Second and First Accused
for the issue of a subpoena ad testificandum to
President Alhaji Dr. Ahmad Tejan Kabbah to testify as a Defence witness in the
CDF
trial. I recognise that there are valid legal reasons for the Court's
Majority Decision and that it was a product of much careful
deliberation. My
disagreement with it stems essentially from reasons anchored in the nature,
scope, meaning and application of the
Rule facilitating, implementing or
executing the mandate of the Special Court specifically in respect of
investigations or the preparation
or conduct of a trial, and on the existing
state of international law regarding the grant of presidential immunity from
criminal
process. In dissenting, I feel compelled to observe that a subject of
such legal delicacy and complexity requires a comprehensive
judicial exposition
of the various facets of the law involved. Accordingly, I take my cue in
wrestling with the issues involved
from Judge Sir Hersch Lauterpacht when he
wrote:
“there are compelling considerations of
international justice and of the development of international law which favour a
full
measure of exhaustiveness of judicial
pronouncements.”[1]
2. For the purposes of this Opinion, I do recall here, and place much emphasis
on, the importance of the Court’s mandate in
the context of the absolute
necessity of ascertaining the truth as to the events, incidents and episodes
forming the factual bases
of the charges as laid in the Indictment brought
against the Accused persons herein. In this quest for the truth, I am guided by
the principle that it is of paramount importance for the Chamber to continue to
be flexible in the process of receptivity of evidence,
as it had been in the
case for the Prosecution, so as to ensure that no relevant evidence vital to the
discovery of the truth is
foreclosed by reason of legal technicalities, novel
artificial judicial conceptual distinctions, or outmoded juridical doctrines
not
contemplated by the plain and ordinary meaning of the applicable statutory
provisions and rules.
- Let
me, further, emphasize that such a flexible judicial approach is dictated, if
not rendered imperative, by the doctrine of equality
of arms and the principle
of fundamental fairness, both of which are the conceptual underpinning of
Article 17 (4) of the Court's
Statute which guarantees that in the determination
of any charge against an accused person he shall be entitled "to obtain the
attendance
and examination of witnesses on his behalf.... under the same
conditions as witnesses against him, " and also of Rule 89 (C) which
pre-
eminently governs the question of admissibility of evidence.
II. THE ISSUES FOR DETERMINATION
- Having
established the analytical foundation for my Dissenting Opinion, I now proceed
to identify the issues for resolution. In my
considered view, two logically
interrelated issues arise for determination from these Motions. The first is
whether the Special Court for Sierra Leone, an international criminal tribunal,
has jurisdiction to issue a subpoena
to any person in Sierra Leone, irrespective
of status, in connection with the fulfillment of the Court's mandate. The second
is,
assuming the answer to (i) is in the affirmative, whether the orders sought
are necessary for the purposes of an investigation or
for the preparation or
conduct of the trial. It is not whether the issue of a subpoena to the person
sought to be compelled to testify
will serve "a legitimate forensic
purpose"[2] or will be
"a last
resort."[3]
To approach the issue from this perspective is too formalistic and deviates from
the settled principle of law that Rule 89 does not
authorize an assessment of
the reliability of evidence at the stage of admission of the evidence but after
the trial when the totality
of the evidence has been presented.
- Framing
the issue as one of the legitimacy of the “forensic purpose” of the
evidence or subpoena or that of an inquiry as to whether or not it will
be “a last resort”, is, I opine, logically flawed. It clearly
inhibits
the quest for the truth in so far as the impartial adjudication of the
case is concerned, an unquestionably key imperative of the
judicial process. The
crux of the matter is whether the Special Court has jurisdiction to issue
subpoenas directed to any person in Sierra Leone. In resolving this
issue, recourse must be had to the constitutive instruments of the Court
and the
relevant rule governing applications of this type, and any applicable
régime of international law principles.
III. RULE 54: ITS NATURE, MEANING, AND SCOPE.
- I
take it to be rudimentary that in addressing a judicial task of such complexity,
it is necessary to begin with a citation of the
specific applicable rule. In
this regard, suffice it to say that it is Rule 54 of the Rules of Evidence and
Procedure of the Court.
The aforesaid Rule provides as follows:
"At
the request of either party or of its own motion, a judge or a Trial Chamber may
issue orders, summons, subpoenas, warrants and
transfer orders as may be
necessary for the purposes of an investigation or for the preparation or conduct
of the trial"
- Expounding
on the nature, meaning and scope of Rule 54 as the statutory basis for the
Orders sought, it is my considered view that
the said Rule, given its plain and
ordinary meaning (gathered from its precise and unambiguous
language)[4], is
sufficiently broad to encompass the authority of this Court, an international
criminal tribunal (an issue that is now settled
law)[5], to issue a
subpoena directed to any person in Sierra Leone, whether natural,
corporate, governmental or otherwise, for the purpose of the fulfillment
of
the mandate of the Special Court.
- There
is nothing, I reckon, problematic about statutory powers to issue subpoenas,
nationally or internationally. They do not ordinarily raise issues of
constitutionality or illegality. My judicial comprehension
of the context and
purpose of the Rule leads me to conclude that it would seem fatuous to suggest
that Rule 54, by its terms, was
intended to be restrictive and limited in scope
as to the persons amenable to the Court's jurisdiction for the purpose of the
issuing
of the orders contemplated by the provision. It would, likewise, appear
anomalous if the Court's constitutive instruments, not expressly
or impliedly
exempting from international criminal process state actors or agents,
implicitly, were to be interpreted as requiring
a distinction between the
individual and official capacities of such persons as a function of whether or
not the Court should exercise
its discretionary authority to issue
subpoenas to such persons. I hold that Rule 54 contemplates no such
distinction or limiting condition. Hence, it is clear from the said Rule
that,
as a matter of law, the Special Court can issue process in the form of any of
the orders contemplated by its plain and ordinary
meaning against any person
amenable to its jurisdiction in Sierra Leone.
- To
interpret Rule 54 other than in accordance with its plain and ordinary meaning
is to blur the distinction between the process of
statutory
interpretation and that of statutory construction. It is settled law
that where the language of a rule is plain and unambiguous, it only requires
interpretation, and that only where
the language is ambiguous and uncertain is
construction required. Not to apply the plain and ordinary meaning of an
enactment when
the language is precise and unambiguous is to give the enactment
a strained construction. Without sounding pedantic, I take it to be an
elementary principle of legislative interpretation that words have their plain
and ordinary
meaning within the context and purpose of the enactment of
which they form part, except where giving effect to such meaning produces
extraordinary
results.[6]
- I
am fortified in the view of the law that no such exemption is contemplated by
the said Rule by the provisions of Article 6 (2) of
the Statute of the Court
which foreclose any claim of relief from criminal responsibility or mitigation
of punishment by a Head of
State or government or a responsible government
official as an accused in international criminal prosecution. As to the primacy
of
Article 6 (2) in this regard, I draw authoritative support from the Appeals
Chamber's observation in the case of Prosecutor against Charles Ghankay
Taylor[7],
that:
"The path of enquiry into the merit of the claim made by
the Applicant essentially starts from the constitutive instruments of the
Special Court, and particularly, the Statute. The Special Court cannot ignore
whatever the Statute directs or permits or empowers
it to do unless such
provisions are void as being in conflict with a peremptory norm of general
international law."
By parity of reasoning, it is evident that Rule 54 directs the Court to
issue, inter alia, subpoenas. In this regard, I subscribe to the view
that the Court should not impose on itself any inhibiting factors, internal or
external, on
its authority to do what the Rule permits or empowers it to do
merely to be strictly in conformity with the jurisprudence of sister
international criminal tribunals that, in the context of their mandates and
sometimes contextually different formulations of their
own specific rules, in
their judicial wisdom, determine their own normative preferences and
methodologies in performing the complex
and delicate task of judicial
interpretation.
IV. EXTENT OF CONSTRUCTIVE RELIANCE ON JURISPRUDENCE OF OTHER
TRIBUNALS
- But
this is not to detract from the value to be gained from reliance upon the
jurisprudence of other international criminal tribunals
in developing one's own
jurisprudence when necessary and appropriate. Such reliance is desirable and
justified. It must be constructive.
However, a key question arises in this
context as to the extent to which there should be such reliance. This is
pre-eminent, but
it is also problematic.
- In
my Separate and Concurring Opinion on the Decision on Motions For
Judgment of Acquittal Pursuant to Rule
98[8], I articulated
a three-dimensional perspective on this issue, to wit, i) that "it may sometimes
be judicially prudent to look elsewhere
for jurisprudential support for the
plain and unambiguous meaning once that meaning has been determined and
applied," ii) that "this
was a judicial option not a mandate," and iii) that
"it is not necessary to have recourse to case-law authorities far afield......to
seek guidance to interpret and apply the plain and ordinary meaning." In effect,
it is my judicial conviction that indiscriminate
reliance on the jurisprudence
of other tribunals can inhibit the constructive growth of one's own
jurisprudence. There is no incompatibility
in advocating for the application of
a doctrine of constructive reliance upon the jurisprudence of other criminal
tribunals while
at the same time reserving the judicial option of adhering to a
principle recognizing the need for the constructive development of
one’s
own jurisprudence. Indiscriminate reliance has the potential of making us
“judges, victims of the fallacy of slippery
precedents."[9]
- Recognising,
as I do, in the context of the present Motions, that legal consistency in the
exposition and application of the law justifies
recourse to the ICTY Decision
On Assigned Counsel Application For Interview And Testimony Of Tony Blair and
Gerhard Schroeder for some judicial guidance, it is my considered view that
such a choice requires a rigorous analysis of the respective factual contexts
of
the Milosevic applications (the base-point situation) and the instant
Motions (the problem situation) so as to ascertain the factual similarities
and
differences between the two situations for the purpose of deciding whether the
familiar analogical form of legal reasoning, to
which we are accustomed,
warrants the application of the ratio decidendi of the Milosevic
Decision to the present Motions. A close examination of the two sets of factual
features and the plausible relationships of similarity
and difference between
the congeries of those factual features leads to no other conclusion than that
there is a major and decisive
factual difference between the two situations,
namely, that it was not alleged in the Milosevic situation that Tony Blair
and Gerhard Schroeder, as State actors, played a leadership
role in mobilising
military and logistical resources for any of the warring factions in the Balkan
hostilities.[10]
This difference, in my view, is critical in the context of the resolution of the
problem situation.[11]
Given, therefore, that the two situations are legally distinguishable, where
does this leave the immunity argument strenuously canvassed
by the learned
Attorney-General and Minister of Justice of Sierra Leone?
IV. THE IMMUNITY ARGUMENT
- Predicated
upon the plain and ordinary interpretation of Rule 54, the immunity argument put
forward by the learned Attorney-General
and Minister of Justice is legally
unsupportable and therefore meretricious, both at the international level and in
the context of
the domestic jurisprudence of Sierra Leone. The principle that
no Head of State or Government or responsible government official
enjoys
immunity from criminal process under international law was recently restated by
the Supreme Court of Sierra Leone in the
case, SC No.1/2003. Consistent with
Rule 72 bis (iii), I take the liberty of quoting the relevant passage from that
judgment. In
that case, delivering the unanimous judgment of the Court,
Renner-Thomas, CJ had this to say:
"A serving Head of State is entitled to absolute immunity from
process brought before national courts as well as before the national
courts of
third states except it has been waived by the state concerned. The principle was
applied by the House of Lords in the Pinochet
proceedings ( see R v. Bow
Street Metropolitan Stipendiary Magistrate and others, ex parte Pinochet Ugarte
(No. 2) at (2002), AC 119 and R. v Bow Street Metropolitan Stipendiary
Magistrate and others, ex parte Pinochet Ugarte (No.3) at (2002), AC. 147
and the Case concerning the Arrest Warrant of 11th April 2000 (Democratic
Republic of Congo v. Belgium before the International Court of Justice)
(2002 ICJ Reports). In contrast, where the immunity is claimed by a
Head of State before an international Court the position to be inferred from
decisions
of various national courts and international tribunals, and the
writings of international jurists is that there exists no a priori
entitlement to claim immunity particularly from criminal process involving
international
crimes.[12]
- Endorsing
the above statement of the law, I take for granted that, if a priori
there is no entitlement to immunity from international criminal prosecution
reserved to a Head of State or government or any responsible
government official
under international law as regards the perpetration of international crimes,
a fortiori international law does not confer any like immunity on such
officials from testifying as witnesses in international criminal trials.
The validity of this proposition will become apparent in the further exposition
of the law in the succeeding paragraphs of this Opinion. Specifically,
therefore,in the context of the Special Court, no such immunity is expressly or
impliedly provided for in the constitutive
instruments or subordinate
legislation of the tribunal. To suggest or imply the contrary flies in the face
of Rule 54 interpreted
in conjunction with Sections 21 (2) and 29 of the Special
Court Agreement, 2002, Ratification, Act 2002. Accordingly, it is pertinent
to note that Section 21 (2) enacts thus:
"Notwithstanding any other law, every natural person, corporation,
or other body created by or under Sierra Leone law shall comply
with any
direction specified in an order of the Special Court"
Significantly too, it is noteworthy that Section 29 provides that;
"The existence of an immunity or special procedural rule attaching to the
official capacity of any person shall not be a bar to the
arrest and delivery of
that person into the custody of the Special Court."
- To
my mind, the cumulative effect of these provisions is that presidential immunity
from prosecution has been waived by the State
of Sierra Leone. On this view,
the President cannot claim immunity from subpoena as a logical derivative
from his explicit immunity from prosecution since it is waived vis-à-vis
the Special Court for Sierra
Leone. Therefore, while the President enjoys
immunity under the domestic law of Sierra Leone from prosecution by reason of
Section
48(4) of the Sierra Leone Constitution Act No. 6 of 1991, no
immunity to appear as a witness before the domestic courts is granted to the
President. No immunity to appear as a witness before international criminal
tribunals, likewise, exists. One is fortified in this reasoning by the
exposition of the law in the Prosecutor vs.
Krstic[13], a
Decision of the ICTY Appeals Chamber, which I find persuasive, and accordingly
adopt. On the immunity issue, the Appeals Chamber
had this to say:
"The [Blaskic] Appeals Chamber did not say that the functional
immunity enjoyed by state officials includes an immunity against being
compelled
to give evidence of what the officials saw or heard in the course of exercising
his official functions. Nothing which was
said by the Appeals Chamber in Blaskic
Subpoena Decision should be interpreted as giving such an immunity to officials
of the nature
whose testimony is sought in the present case. No authority for
such a proposition has been produced by the Prosecution, and none
has been
found. Such an immunity does not exist.”
- Underlining
the persuasiveness of this view of the law, it seems to follow that in the
present era of civilization, and given the
existing state of international law,
a court would be laying itself open to the criticism of undermining the very
principle of legality
which is the bedrock of the judicial process, if it were
to permit characterization of the aggregation of the functions of a Head
of
State or Government or a responsible government official as 'public' to
obfuscate the issue of whether a person holding public office should, by reason
of such characterization, be deemed immune from
testifying on matters concerning
allegations as to the commission of crimes against humanity in the sphere of
international law where
such testimony may be relevant to the issues in
controversy between the parties.
- For
the purposes of this analysis, it is absolutely necessary to make a pertinent
legal distinction here. It is that a purported
claim of functional immunity on
the part of State actors from compulsion to testify before international
criminal courts is certainly
not on all fours with that of a claim of immunity
by a Head of State or Government to testify before the courts of a foreign
state.
In this regard, different legal considerations may apply. It may be
claimed that in such circumstances the key legal consideration
is the need to
preserve the sovereign equality of states on a practical as well as theoretical
level. In this context, it may be
necessary to have recourse to first
principles of international law, and to contend that a foreign Head of State,
the embodiment
of the sovereignty of his State, is entitled to the same immunity
as the State itself. Lord Millet in R v. Bow Street Metropolitan Stipendiary
Magistrate and others, ex parte Pinochet Ugarte (Amnesty International and
others intervening
(No.
3)[14] summed up
the law in these terms:
“The immunity of a serving Head of State is enjoyed by reason
of his special status as the holder of his State’s highest
office. He is
regarded as the personal embodiment of the State itself. It would be an affront
to the dignity and sovereignty of
the State which he personifies and a denial of
the equality of sovereign States to subject him to the jurisdiction of the
municipal
courts of another State, whether in respect of his public acts or
private
affairs.”[15]
However, it must be emphasized that the immunity which is the subject of
Lord Millet’s analysis is not in issue in the context
of the present
Motions. The Special Court for Sierra Leone is neither a municipal court of
Sierra Leone nor a municipal court of
a foreign state. It is an international
criminal tribunal authorised to apply international law.
- Furthermore,
a court would not, in my view, be acting with due regard for the principle of
legality if it were to base its determination
of the merits of the applications
of this type on whether or not there will be compliance with the orders sought,
if granted.[16] Such
an approach is both unorthodox and unprincipled. The Court's function is to
declare the law without fear, favour or prejudice, thereby reinforcing the
principle of legality. Hence, it cannot be right, that where judges are
confronted with a situation where they might think the enforceability of their
decision
may be problematical in the sense that declaring the law will be
characterized as an exercise in futility, or in familiar judicial
vocabulary, as
'acting in vain', for them to wring their hands and say 'there is nothing we can
do about it'. Adopting this kind
of reasoning is tantamount to an abdication of
the principle of legality. In addition, to submit that the subpoena should not
be
issued because if it is disobeyed, the court will be 'acting in vain', in my
view, savours of executive high-handedness of which
courts usually take a dim
view. It is also, in my view, a dangerous policy for the rule of law to assert
that subpoenas in the international
law domain must not issue against state
actors because of the possibility of disobedience.
- Moreover,
I do not doubt that it is clear from the opinion of highly-recognized
publicists, that any governmental or state immunity
from legal process in the
domain of crimes against humanity or war crimes, formerly recognized by
traditional international law,
no longer holds sway in modern international law.
Professor Cassese sums up the position in the context of criminal liability for
international crimes in these terms:
"The rationale behind the forfeiture of a right to immunity by
state officials who have perpetrated international crimes is simple:
in the
present international community respect for human rights and the demand that
justice be done wherever human rights have been
seriously and massively put in
jeopardy, override the traditional principle of respect for state sovereignty.
The new thrust towards
protection of dignity has shattered the shield that
traditionally protected state agents acting in their official
capacity."[17]
- Pursuing
the analysis further, it is worth noting that before the promulgation of the
Nuremberg Principles, the theoretical position
in traditional international law
was to recognize the existence of such immunity because of the entrenched and
hegemonic character
of the doctrine of state sovereignty. Contrastingly, the
undisputed position in contemporary international law is that this theoretical
position has changed, evidencing the dynamic nature of international law and its
capability of adapting itself to new circumstances,
impelled variously by common
sense, logic and experience. Indeed, it is this quality of adaptability that has
rendered the erstwhile
immunity, once impregnable, now devoid of doctrinal
content. Hence, it is presently a mere legal fiction. Accordingly, there is
now
no rule of international law depriving international criminal tribunals of
authority to issue orders to State actors and agents
to testify before them in
cases where “human rights have been seriously and massively put in
jeopardy.” It is evident
that the contemporary law on the subject of
state immunity reflects a sharp legal distinction between the
post-internationalisation
of human rights’ era of accountability and
respect for human rights and the pre-internationalisation of human rights’
era with its accent on the absolute sovereignty of states over their
nationals.
V. THE COMPETING VALUES CRUCIALLY AT STAKE
- Jurisprudentially
speaking, crucially at stake here are two competing values, namely, the
overriding need to ascertain in matters
of such grave humanitarian law
dimensions the absolute truth, on the one hand, and the need to protect State
actors or agents, acting
in their official capacity, from forensic scrutiny as
to the role, if any, they might have played during the course or sequence of
events, incidents or episodes forming the factual bases of the charges laid in
the Indictment, on the other hand. Viewed from a
related perspective, it may
plausibly be claimed that at issue here is whether upholding the value or
principle of ascertaining the
absolute truth should be subject to some
carefully-crafted exemption from testifying in favour of State actors or agents
even where
their evidence may be relevant in assisting the Court in arriving at
the truth. Whichever perspective is tenable, resolving the issue
implies the
exercise of judgment in interpreting and applying Rule 54, the relevant
statutory provisions and the applicable régime
of international law
principles. It calls for a judicial effort to do what is right and not what is
expedient, consistent with the
freedom of judges in democratic societies "to
perform their judicial duties dispassionately, impartially and
objectively",[18] a
clear manifestation of the primacy accorded to the authority of judgment in the
adjudicatory process. In reinforcing this position,
I can do no better than
adopt the observation of Professor Palley underscoring the power of judicial
judgment. The learned author
noted:
"The Court has neither sword
nor purse to enforce its views and there are certainly United States precedents
for the executive to
ignore judicial decisions. In the end the judiciary depends
on willingness of those in power to accept
disabilities."[19]
VI. HAVE THE DEFENCE SHOWN THE ‘NECESSITY’ FOR THE ISSUE OF
THE SUBPOENA?
- The
various facets of the analysis thus far shift the focus back to the issue of the
application of Rule 54 as the controlling principle
in determining the merits of
these Motions. The relevant inquiry now is whether the orders sought are
necessary for the purposes of an investigation or for the preparation or
conduct of the trial. In effect, the crucial question is whether the
Defence have made a prima facie showing that the issue of the
subpoena is necessary for the purposes of an investigation or for the
preparation or conduct of the trial. The answer lies in the application of
Rule 54. The Rule does not require the Defence to show by clear and convincing
evidence
or on a preponderance of evidence that the issuing of the
subpoena is necessary for the purposes of investigation or for the
preparation or conduct of the trial. Any such requirement would be unduly
burdensome and exacting.
(A) THE FACTUAL CONTEXT OF THE
MOTIONS
- In
my view, the Indictment, cumulatively, alleges that human rights were seriously
and massively put in jeopardy and that certain
persons, now facing trial before
the Court, are alleged to have been involved in a leadership capacity in those
activities. Two of
these accused persons aver that at times relevant to the
indictment, “Mr. Kabbah was commanding, materially supporting and
communicating with various members of the CDF leadership, both from his exile in
Conakry and later from his presidential offices
in
Freetown.”[20]
They further aver that "the Kamajors claimed to be fighting in part, on behalf
of Mr. Kabbah with a view to affecting his restoration
as the
democratically-elected President of the nation."
- Furthermore,
Second and First Accused point out that some Prosecution witnesses have
mentioned the President in their oral testimonies.
A few examples will suffice
for the purpose of this Opinion. Firstly, reference is made to TF2-140 as
“having testified that
he travelled to Guinea with Mr. Norman where he met
Mr. Kabbah, the then Vice-President Albert Joe Demby, the then British High
Commissioner
Peter Penfold.” They also say that according to the witness,
Mr. Demby “indicated that it was Mr. Norman's responsibility
to handle
security in Sierra Leone during the President's absence, and Mr. Kabbah gave Mr.
Norman a sum of money to support the war
effort.”
[21] Secondly, reference is made to
Witness TF2-096 as “having testified that Mr. Norman arrived at Talia in
1997 along with Maxwell
Khobe.” They say further that according to the
witness, “Mr. Norman said that "Papa Kabbah" told him and General Khobe
to
fight the war
together.[22] Third,
reference is made to Witness TF2-190 as having testified that he travelled to
Freetown to receive Mr. Kabbah from exile at
the request of Mr.
Norman.[23] The
records confirm the existence of such evidence. These are, in my judgment, quite
significant pieces of evidence calling for
either rebuttal, explanation, or
confirmation by the person alleged to have been at the helm of affairs of the
Civil Defence Forces.
They do not call for argumentation or speculation by way
of legal submissions but for resolution on a factual plane as to what actually
transpired at the highest level of the CDF hierarchy. In effect, the resolution
of these issues is indeed necessary for an investigation
or for the preparation
or conduct of the trial. Who best can rebut, explain, confirm, or in any other
way shed some light on these
pieces of evidence than the President himself? To
my mind, philosophically and practically, the answer lies in the dispensation of
even-handed justice.
- I
have also carefully reviewed the summary of President Kabbah’s evidence as
filed by the Defence. Recognising the possibility
of expansion or modification
of the said evidence, being merely a summary at this point and the permissible
flexibility of expanding
or modifying such evidence within the context of the
principle of orality, to evaluate the weight of the evidence for the purpose
of
determining whether the subpoena should issue or not is not only
premature but amounts also to blurring the legal distinction between
admissibility of evidence and
its probative value.
- In
this connection, I deem it inappropriate, at this point, to determine whether
the evidence that may be given by the witness against
whom the subpoena
is sought will be favourable or adverse to the Defence, or to decide, as a
matter of law whether such a consideration should be a
conclusive factor in the
equation whether the issue of the said subpoena is necessary for the
purposes of an investigation or for the preparation or conduct of the trial. It
would be improper for the Chamber
to embark upon such an exercise, at this
stage, as it would amount to a predetermination of the probative value of such
evidence.
(B) SIGNIFICANT FINDING
- Some
of the foregoing matters remain contentious and are germane to the alleged
massive violations of human rights and international
humanitarian law.
Given these specific pieces of evidence, and having regard to the fact
that there was no judicial restriction on the Prosecution's
ability to call
witnesses of their choice, regardless of their alleged role in the alleged
hostilities and however classified, I
say without the least hesitation that the
Defence should not be precluded from calling President Kabbah to assist the
Court with
evidence on these matters. I find significantly that the very
nature of the charges, the gravity of the allegations, the state of the
evidence, and the state
of the Defence to the charges, as it is emerging and the
overall interests of justice do override all considerations not to afford
President Kabbah the opportunity of assisting the Court with the resolution of
these matters.
VII. CONCLUSION
- Predicated
upon the several considerations, analyses undertaken thus far, and finding in
this Opinion, I conclude that whenever there
is a normative conflict of the
nature articulated in Part V of this Opinion, the need for discovering the
absolute truth, through
the judicial process, becomes the paramount
consideration and no legal technicalities must encumber such an objective or
shield from
process anyone who may assist the court in realizing this
objective. [24] In
this regard, my strong judicial inclination is to err on the side of Dicey's
juristic conception that no one is above the law.
Any other view would
detract from the sacrosanctity of the doctrine of the rule of law which, if I
may add, the Government of the
Republic of Sierra Leone is on record as having
consistently defended and unreservedly committed itself to uphold. I,
therefore,
rule that there is merit in both Motions, in so far as they relate to
the issue of a subpoena ad testificandum to President Alhaji Dr. Ahmad
Tejan Kabbah. In effect, I am satisfied that the Defence have demonstrated by
prima facie evidence that the issue of the said subpoena is
necessary for the purposes of an investigation or for the preparation or conduct
of the trial from the Defence perspective. In
short, the explicit test of
necessity prescribed by Rule 54 has, in my considered view, been met by
the Applicants. Hence, my dissent from the Majority Decision.
VIII. DISPOSITION
- I,
accordingly, grant the said Motions, and order that a subpoena ad
testificandum as prayed for, be issued to President Alhaji Dr. Ahmad Tejan
Kabbah to testify as a witness for the Defence in the CDF trial, with
the option
being granted to the President to give such testimony through the medium of
closed-circuit television as provided for
by Rule 85(D) of the Court’s
Rules of Procedure and Evidence.
Done in Freetown, Sierra Leone, this 13th
day of June, 2006.
Hon. Justice Bankole Thompson
|
[Seal of the Special Court for Sierra Leone]
[1] Sir Hersch
Lauterpacht, The Development of International Law by the International
Court, reprinted edition, Cambridge: Grotious Publications, 1982, page
37.
[2] See
Prosecution's Response, para.
5.
[3]
Id.
[4] We have it on
high authority in jurisprudence common to the major legal systems of the world,
notably, the common law tradition that
“if the words of the statute are in
themselves precise and unambiguous, then no more can be necessary than to
expound those
words in their natural and ordinary sense.” (per Lord Tindal
in the Sussex Peerage Case, (1844), 8.E.R. 1034 at
1057).
[5] The
authority for this proposition is the Appeal Chamber's Decision on Immunity from
Jurisdiction in Prosecutor against Charles Ghankay Taylor, Case Number
SCSL-2003-01-1, 31 May 2004 at para. 42 where the Chamber stated:
"We come to the conclusion that the Special Court is an international
criminal court. The constitutive instruments of the Court contain
indicia too
numerous to enumerate to justify that conclusion. To enumerate these indicia
will involve virtually quoting of the entire
provisions of those instruments. It
suffices that having adverted to those provisions, the conclusion we have
arrived at is inescapable."
See also the Decision of the Supreme Court of Sierra Leone, delivered on
the 14th of October 2005 in the case of Issa Hassan Sesay et al. v. President
of the Special Court et al., where Renner-Thomas CJ stated:
"In my opinion any other Court in Sierra Leone exercising jurisdiction apart
from those listed as constituting the Judicature cannot
be considered as part of
the Judiciary of Sierra Leone... It is in the same manner that section 11 (2) of
the Ratification Act expressly
provides that the Special Court shall not form
part of the Judiciary of Sierra Leone. I therefore hold that the Special Court
is
not part of the Judiciary of Sierra Leone as established by the by the
Constitution. " (p.10)
[6] See Terence
Ingman. The Legal Process, 9th ed. Oxford: Oxford University Press 2002
page 49, See also Richard Ward, Walker & Walker's English Legal
System, 8th ed. London: Butterworths, 1998, page 34; see also the
English case of Franklin v. A-G (1974) QB 185 where this distinction was
emphasized by Justice Lawson. For an analysis of the complexity of the judicial
task of statutory interpretation,
see Separate and Concurring Opinion of
Hon. Justice Bankole Thompson on Decision on Motions for Judgment of Acquittal
Pursuant to Rule
98 in Prosecution Against Sam Hinga Norman, Moinina Fofana,
Allieu Kondewa (Case No. SCSL-04-14-T), 21st of October, 2005 at page 3,
footnote 1. For some recent rationalizations in respect of the notion
of
‘rectifying construction’ as a legitimate judicial technique
justifying a departure from the plain and ordinary meaning
approach to statutory
interpretation, see Francis Bennison, Threading the Legislative Maze-4,
Website: www.FrancisBennison.com.
Documents List: 1998. 009 pages 1-5. He sets out four reasons warranting the
application of the method of strained construction:
(1) where the consequences
of a liberal construction are so undesirable that the legislature cannot have
intended, (2) where there
is an error in the text, (3) where there exists a
repugnance between the words of the enactment and those of another enactment,
and
(4) where there has been a passage of time since the enactment was
originally
drafted.
[7]
(Case No. SCSL-04016T), 21st of October, 2005 para.
9.
[8] Id.
Prosecutor Against Sam Hinga Norman. Moinina Fofanah, Allieu Kondewa
(Case No. SCSL-04-14-T), 21st of October, 2005 at para.
9
[9] See Dissenting
Opinion of Hon. Justice Bankole Thompson on Prosecutor's Motion for Leave to
Amend Indictment Against Accused Alex Tamba Brima, Brima Bazzy Kamara and
Santigie Borbor Kanu (Case No-SCSL-04-16-PT), 6th May 2004 at para.
5
[10]
Prosecutor v. Slobodan Milosevic, Case No. TT-02-54-T, 9 December
2005.
[11] See
Steven J. Burton, Introduction to Law and Legal Reasoning, Boston:
Little, Brown and Company, 1985, pages 25-40 for the various steps in the
analogical form of legal
reasoning.
[12]
Issa Hassan Sesay et al. v President of the Special Court et. al.
Judgement dated 14th October 2005, at page 13 para. 2.
[13] IT-98-33-A,
Appeals Chamber 'Decision on Application for Subpoena', 1 July
2003.
[14] (1999) 2
AII ER 97, House of Lords. See also Martin Dixon and Robert McCorquodale,
Cases and Materials on International Law, Oxford: Oxford University
Press, 2003 at pages 310-315 and generally Hazel Fox, The Law of State
Immunity, Oxford: Oxford University Press,
2002.
[15]
Id.
[16] See
Response of the Attorney-General and Minister of Justice to the Applications
Made by Moinina Fofana and Samuel Hinga Norman for
the Issuance of Subpoena Ad
Testificandum to President Alhaji Dr. Ahmad Tejan Kabbah, para. 15 for this
argument.
[17]
Antonio Cassese, International Criminal Law, Oxford: Oxford University
Press, 2003.
[18]
See Bankole Thompson, The Constitutional History and Law of Sierra Leone
(1961-1995), Maryland: University Press of America Inc, 1997 page
64.
[19] See
article by Claire Palley entitled "Rethinking the Judicial Role: The Judiciary
and Good Government" in the Zambian Law Journal (1969) 1-35. To a similar
effect is the view of Thomas Hobbes that "in the matter of government when
nothing else is turned up clubs are trump"
in Dialogue between a Philosopher
and a Student of the Common Law of England, of Punishment
(1681).
[20] Second
Accused’s Motion, para.
13.
[21] Second
Accused's Reply to Prosecution's Response, para. 7 (a).
[22] Id. para. 7
(b).
[23] Id. para
7 (c).
[24] For
this view of the law, I draw constructive support from the principle enunciated
by the International Criminal Tribunal for Yugoslavia
(ICTY) in Brdanin and
Talic Admission of Evidence Order (15 February 2002) at paragraph 10 that a
Trial Chamber “should not be hindered by technical rules
in its search for
the truth.”
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