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PROSECUTOR v ISSA HASSAN SESAY & ORS - WRITTEN REASONS FOR THE DECISION ON APPLICATION BY COUNSEL FOR THE THIRD ACCUSED TO WITHDRAW FROM THE CASE - Case No. SCSL-4-15-T [2006] SCSL 81 (20 June 2006)
O
SPECIAL COURT FOR SIERRA LEONE
JOMO KENYATTA
ROAD • FREETOWN • SIERRA LEONE
PHONE: +1 212 963 9915
Extension: 178 7000 or +39 0831 257000 or +232 22 295995
FAX:
Extension: 178 7001 or +39 0831 257001 Extension: 174 6996 or +232 22
295996
TRIAL CHAMBER I
|
Before:
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Hon. Justice Bankole Thompson, Presiding Judge Hon. Justice Benjamin
Mutanga Itoe Hon. Justice Pierre Boutet
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|
Registrar:
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Mr. Lovemore G. Munlo SC
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Date:
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19th of June, 2006
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|
PROSECUTOR
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Against
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ISSA HASSAN SESAY MORRIS KALLON AUGUSTINE
GBAO (Case No. SCSL-04-15-T)
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Public Document
WRITTEN REASONS FOR THE DECISION ON APPLICATION BY COUNSEL
FOR THE THIRD ACCUSED TO WITHDRAW FROM THE CASE
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Office of the Prosecutor:
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Defence Counsel for Issa Hassan Sesay:
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Desmond de Silva QC James Johnson Peter Harrison
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Wayne Jordash Sareta Ashraph
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Defence Counsel for Morris Kallon: Shekou
Touray Charles Taku Melron Nicol-Wilson
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Court Appointed Counsel for Augustine Gbao: Andreas
O’Shea John Cammegh
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TRIAL CHAMBER I (“Trial Chamber I”) of the Special Court
for Sierra Leone (“Special Court”) composed of Hon. Justice Bankole
Thompson, Presiding Judge, Hon. Justice Benjamin Mutanga Itoe and Hon. Justice
Pierre Boutet;
SEIZED OF the oral application made on the
27th of March, 2006 by Professor Andreas O’Shea,
Counsel for the Third Accused, to be allowed to withdraw from the case pursuant
to Rule 45(E) of the Rules of Procedure and Evidence (“Rules”)
(“Application to
Withdraw”);[1]
NOTING the oral submissions made by the Principal Defender on the
28th of March,
2006;[2]
MINDFUL of the “Decision on Application to Withdraw
Counsel” issued by this Chamber on the 6th of
July, 2004;
MINDFUL of the “Decision on Appeal against Decision on
Withdrawal of Counsel” issued by the Appeals Chamber on the
23rd of November, 2004;
MINDFUL of this Trial Chamber’s “Decision on Application
by Counsel for the Third Accused to Withdraw from the Case” filed
on the
5th of April, 2006;
CONSIDERING that, in the said Decision, the Chamber dismissed the
Application to Withdraw and indicated that a comprehensive and reasoned Decision
will be filed in due course;
PURSUANT TO Article 17 of the Statute of the Special Court
(“Statute”) and Rules 26bis, 45, 46 and 54 of the Rules of
Procedure and Evidence (“Rules”);
NOW HEREBY ISSUES THE FOLLOWING REASONED DECISION:
I. PROCEDURAL HISTORY
- The
Application to Withdraw by Counsel for the Third Accused was made orally on the
27th of March 2006. On the following day, the Chamber
also heard oral submissions from the Principal Defender and the Prosecution and
various exhibits were
filed.[3]
- Previously,
on the 6th of July 2004, the second day of the RUF
Trial, the Chamber dismissed an oral request by the Third Accused to withdraw
his Defence
Counsel on the basis that he did not recognize the jurisdiction of
the Special Court and that he did not want anyone to represent
him before the
Court. In its Decision, the Chamber hold that “exceptional
circumstances” were not established to justify
the withdrawal and
emphasized that Defence Counsel has an obligation to conduct the case to
finality. In particular, the Chamber
ordered that Defence Counsel “must
continue to represent the
Accused”.[4] The
Accused then decided not to attend the RUF Trial proceedings any longer and
declined to provide any instructions to his Defence
Team.[5] The Trial
Chamber’s Decision was subsequently upheld by the Appeals
Chamber.[6]
- On
the 17th of February 2006, the Accused requested,
through letters addressed to the Trial Chamber, that Professor O’Shea be
withdrawn
from the case and a new Counsel called Mr. Shears Moses, from the Bar
of Sierra Leone, be appointed in his
place.[7] The Presiding
Judge indicated to the Principal Defender that the Chamber was not prepared to
allow such withdrawal, although it consented
to the addition of a competent
Sierra Leonean lawyer to the Accused’s Defence team due regard being given
to the domestic realities
of the
case.[8] The Accused
then wrote another letter to the Trial Chamber on the
25th of February 2006 stating that he has
“totally lost confidence” in his current Defence Counsel and
reiterated his request
to withdraw him from the
case.[9]
- At
a Status Conference held on the 27th of February 2006
prior to the commencement of the 7th Session of the RUF
Trial, during which the Accused was present, the Principal Defender made brief
oral submissions on the recent
developments concerning the representation of the
Accused as set out above. In particular, the Principal Defender stated that he
did not intend to withdraw the assignment of the Defence Counsel but supported
the addition of a Sierra Leonean lawyer to the Defence
Team, possibly as Co-lead
Counsel. Professor O’Shea expressed his general agreement with view of the
Trial Chamber and the
Principal
Defender.[10] From
then on, the Accused regularly resumed attending the trial proceedings.
- Subsequently,
on the 24th of March 2006 the Accused sought leave to
address the Chamber during the RUF trial proceedings. With leave of the Chamber,
he stated
that he did not want, did not trust and did not have confidence in
Professor O’Shea. In response, the Chamber firmly reiterated
its
opposition to any suggestion of a withdrawal of the said Defence Counsel on the
basis, inter alia, that it is in the interest of justice and that of the
Accused to maintain the current Defence team, and that the Chamber so far
has
full confidence in the team considering their satisfactory professional input
and the advanced stage of the trial
proceedings.[11]
II. THE SUBMISSIONS
A. Submissions by Professor O’Shea
- Counsel
for the Third Accused submitted that the Application to Withdraw is premised on
the Third Accused’s continuous unwillingness
to provide instruction to
him, his Defence Counsel as well as various public statements made by the Third
Accused that he had no
trust or confidence in him as Defence Counsel. He stated
that these public statements have caused him a great degree of personal
and
professional embarrassment and contended that this constitutes exceptional
circumstances for him to withdraw from the case pursuant
to Rule 45(E) of the
Rules.[12] In
particular, Professor O’Shea indicated that the Accused feels that he did
not abide by his professional obligations in dealing
with the issue of the
Lomé Amnesty and the re-arraignment on the whole of the amended
consolidated
indictment.[13]
- During
his submissions in support of the Application, Professor O’Shea also
stated by way of a “collateral issue”,
that it appeared that there
had been visits from a Sierra Leonean lawyer to the Accused in the Detention
Facility while he was not
in the Country and without him being informed and
consenting to such visits. He stated that the Defence Office facilitated such
visits
and that the visitor was indeed Mr. Shears Moses. In addition, Professor
O’Shea also asserted that it appeared that the Defence
Office reported to
the Accused information of a confidential nature arising from conversations
between Counsel and the said Office
and in so doing it misreported to the
Accused about Counsel’s understanding of the reasons for the
Accused’s request
to withdraw his assignment. Professor O’Shea
submits that these actions by the Defence Office contributed to a total
breakdown
in communication with the
Accused.[14] According
to Learned Counsel Professor O’Shea, in his own jurisdiction, under the
present circumstances, he would be under
an ethical obligation to withdraw from
the
case.[15]
B. Submissions
by the Principal Defender
- With
leave of the Trial Chamber, the Principal Defender made some submissions in open
court in response to the issues raised by Professor
O’Shea’s
Application to Withdraw and concerning the alleged involvement of the Defence
Office in this matter. The Principal
Defender stressed that given the present
circumstances, he and the Defence Office acted professionally and as mandated by
Rule 45
of the
Rules.[16] As to the
specific issue of the Accused’s request for withdrawal of his Defence
Counsel, the Principal Defender stated that
in all communications with the
Accused he maintained that he could not endorse or recommend such withdrawal and
that his view was
that, given the domestic dimension of the trial, a competent
Sierra Leonean lawyer should be added to the Defence Team, possibly
as a Co-lead
Counsel, as is the case, as he alleged, with Mr. Touray and Mr. Taku in the
Defence Team for the Second Accused, Morris
Kallon, but that at no time did he
suggest any particular Sierra Leonean lawyer or Mr. Shears Moses, in
particular.[17] In
addition, the Principal Defender indicated that Defence Counsel, Professor
O’Shea was copied in all correspondence relevant
to this
issue,[18] with
exception of certain direct communications between him and the Presiding
Judge.[19]
- On
the issue of the visit to the Accused by Mr. Shears Moses, the Principal
Defender indicated that, when the Accused requested his
Office to facilitate a
meeting between him and Mr. Shears Moses, the Defence Office granted the request
in the absence of Assigned
Counsel and in the interest of the rights of the
Accused, although without knowledge of the scope of such meeting. The Principal
Defender disclosed that a representative of the Defence Office, Mrs. Haddijatou
Kah-Jallow, was present during the said meeting,
held on 16 February 2006, and,
although Mr. Shears Moses introduced himself as member of the Bar, only when the
Accused requested
Mr. Shears Moses to be part of this Defence Team, did she
finally learn about the Accused’s intention. The Principal Defender
said
he then told the Accused to put such intentions in writing and address them to
the Trial Chamber for its input on this
issue.[20] Mrs.
Kah-Jallow added that a second meeting between the Accused and Mr. Shears Moses,
this time also to be attended by Professor
O’Shea and Mr. John Cammegh,
was subsequently organized but was not held due to the refusal of both Counsel
to meet with Mr.
Shears Moses under these
circumstances.[21]
- As
regards the allegations by Professor O’Shea that the Defence Office
misreported certain conversations he had with the said
Office about the Accused,
Mrs. Kah-Jallow stated that in her ongoing dealings with the Accused, she never
acted in an inappropriate
or detrimental manner, despite the difficult temper of
the Accused and his fragile relationship with his Counsel. She stated, however,
that during her conversation with Professor O’Shea, the latter mentioned
fears of a possible fee-splitting deal being behind
the Accused’s
intention to withdraw his Counsel, Professor O’Shea in favour of Mr.
Shears Moses and that she then subsequently
admonished the Accused on the
inappropriateness of any such
conduct.[22]
III. THE APPLICABLE LAW
- The
issue at hand, namely an application for the withdrawal of Counsel from a
criminal case pending in the Special Court, is governed
by a variety of
statutory and related provisions. These are embodied in relevant provisions of
the constitutive instruments of the
Court. Specifically, Article 17(4)(d) of the
Court’s Statute provides for one of the most important rights of a person
who
is accused of a crime under the Statute. The Article provides
that:
4. In the determination of any charge against the accused
pursuant to the present Statute, he or she shall be entitled to the following
minimum guarantees, in full equality:
...
(d) To be tried in his or her presence, and to defend himself or herself in
person or through legal assistance of his or her own
choosing; to be informed,
if he or she does not have legal assistance, of this right; and to have legal
assistance assigned to him
or her, in any case where the interests of justice so
require, and without payment by him or her in any such case if he or she does
not have sufficient means to pay for it;
- Another
relevant statutory provision in this regard is Rule 26bis of the Rules
which enjoins the Court to ensure, inter alia, that an accused person is
afforded a fair and expeditious trial and that the proceedings are conducted
with full respect for the
rights of the accused.
- In
addition, Rule 45(E) under which Learned Counsel Professor O’Shea made his
Application to Withdraw provides as follows:
- (E) Subject to
any order of a Chamber, Counsel will represent the accused and conduct the case
to finality. Failure to do so, absent
just cause approved by the Chamber may
result in forfeiture of fees in whole or in part. In such circumstances the
Chamber may make
an order accordingly. Counsel shall only be permitted to
withdraw from the case to which he has been assigned in the most exceptional
circumstances. In the event of such withdrawal the Principal Defender shall
assign another counsel who may be a member of the Defence
Office, to the
indigent accused.
- Also
germane to the issue to be addressed is Rule 45(D) which provides
that:
- (D) Any request
for replacement of an assigned counsel shall be made to the Principal Defender.
Under exceptional circumstances, the
request may be made to a Chamber upon good
cause being shown and after having been satisfied that the request is not
designed to
delay the proceedings.
- Furthermore,
Rule 46, as statutory authority for the promulgation of a professional Code of
Conduct by the Registrar provides as follows:
Misconduct of
Counsel
(A) A Chamber may, after a warning, impose sanctions against or refuse audience
to a counsel if, in its opinion, his conduct remains
offensive or abusive,
obstructs the proceedings, or is otherwise contrary to the interests of justice.
This provision is applicable
to counsel for the
prosecution.
(B) A Chamber may determine that counsel is no
longer eligible to represent a suspect or accused before the Special Court,
pursuant
to Rule 45. If declared ineligible, removed counsel shall transmit to
replacement counsel all materials relevant to the representation.
(C) Counsel who bring motions, or conduct other activities, that in the
opinion of a Chamber are either frivolous or constitute abuse
of process may be
sanctioned for those actions as the Chamber may direct. Sanctions may include
fines upon counsel; non-payment,
in whole or in part, of fees associated with
the motion or its costs, or such other sanctions as the Chamber may direct.
- Equally
pertinent to the determination of this Application as well are Article 5(iii) of
the Code of
Conduct[23] and
Article 24(A)(i) of the Directive on the Assignment of
Counsel,[24] a
Directive issued by the Registrar. According to Article 5(iii) of the Code of
Conduct, Counsel shall act with “integrity
to ensure that his actions do
not bring the administration of justice into disrepute.”
- Article
24(A)(i) of the Directive on the Assignment of Counsel empowers the Principal
Defender in these terms:
“in exceptional circumstances, at the
request of the Suspect or the Accused, or his Assigned Counsel, withdraw the
assignment
of Counsel;”
Jurisdictional Questions
- The
Chamber wishes to observe that under the Court’s regime of statutory
provisions regulating applications for withdrawal of
Counsel from a pending case
before the Court, whether at the instance of the Accused or his Counsel, such
applications do raise issues
of a jurisdictional nature requiring a demarcation
of the administrative discretion of the Principal Defender to withdraw an
Assigned
Counsel from a pending case and the judicial discretion of the Chamber
to order the withdrawal of Assigned Counsel from a pending
case. The clear
position is that Rule 45(E) of the Rules and Article 24(A)(i) of the Directive
on the Assignment of Counsel cumulatively
vest on the Principal Defender the
authority (i) to receive requests from an accused person or his counsel for the
withdrawal of
counsel from the case, and (ii) to withdraw the assignment of
counsel, at the request of the suspect or the accused person, or his
assigned
counsel, in exceptional circumstances.
- For
the sake of clarity and certainty in the law, the Chamber would like to indicate
that the administrative discretion conferred
on the Principal Defender by virtue
of Article 24(A)(i) of the Directive on the Assignment of Counsel is subject to
review by the
Presiding Judge of the
Chamber.[25] This
discretion, we would like to observe, is separate and distinct from the
discretionary authority vested in the Chamber pursuant
to Rule 45(D) to replace
an assigned Counsel under exceptional
circumstances.[26]
- In
addition, we take the view that the Chamber can, under its inherent
jurisdiction, entertain an application of the type under consideration
in
accordance with the established principle laid down by the Court in its Decision
in the case of Prosecutior v. Brima. In that case, we explicitly stated
that :
“... the Special Court for Sierra Leone, as an
independent judicial entity, in addition to its statutory jurisdiction as
provided
for in the Founding Instruments of the Court, is endowed with an
inherent jurisdiction to enable it to act effectively in pursuance
of its
mandate”.[27]
- In
taking that position, we drew support from the dictum of Lord Morris in the
English case of Connelly v. D.P.P that:
“A Court must
enjoy some power in order to enforce its rules of practice and to suppress any
abuses of it process and to defeat
any attempted thwarting of its
process.”[28]
- Hence,
notwithstanding the administrative discretion of the Principal Defender to order
the withdrawal of an Assigned Counsel from
a case pending before the Court, this
Chamber by virtue of and pursuant to both its statutory jurisdiction under Rule
45(D) and its
inherent jurisdiction, can properly hear and determine the merits
of the instant Application by Counsel for the Third Accused provided
and
because, as we did indicate in the Brima Decision, it impacts on the
rights of the Accused person under Article 17(4)(d) of the Statute. In effect,
we opine that the issue
of the withdrawal of Counsel for the Third Accused from
the case at this advanced stage of the trial proceedings is likely to impact
negatively or adversely to the fair and expeditious character of the said
proceedings, thereby justifying the exercise of our inherent
jurisdiction as a
Chamber, to hear and determine the merits of the present application from this
perspective and this consistent
with our reasoning in the Brima Decision.
In the same vein, we hold that the Chamber can properly entertain the
application pursuant to its statutory jurisdiction
conferred on it by Rule 45(D)
on a showing of “exceptional circumstances” by the applicant.
- Having
determined that the Chamber can properly entertain the present application, we
would now proceed to examine its merits.
IV. EVALUATION OF MERITS OF THE
APPLICATION
- The
statutory provisions and rules set out above as forming the regime of applicable
law on the issue of withdrawal or replacement
of Defence Counsel have been the
subject of extensive judicial interpretations in the Special Court system and
those of the ICTY
and ICTR.
- By
what principles, then, is the Chamber to be guided in determining the merits of
an application by an accused person for the withdrawal
of his Counsel or by
Counsel himself?
- In
the Brima Decision, we established some general principles. First, we
enunciated that the Trial Chamber, apart from its statutory jurisdiction,
enjoys
an inherent jurisdiction by virtue of its being a Court of Law. We then laid
down the principle that in pursuance of its inherent
jurisdiction the Chamber
has power to review an administrative decision of the Registrar, whether
directly taken or by way of delegated
authority, only where such a decision
impacts adversely on the rights of an accused person to a fair
trial.[29] The
Chamber, however, wishes to emphasize that the said principle is not directly
relevant to a determination of the merits of the
instant application in that no
administrative decision that is susceptible to judicial review by virtue of the
inherent jurisdiction
of the Chamber is in question here.
- We
further posited that in order to safeguard the rights of an accused, the
integrity and the expeditiousness of the proceedings,
Defence Counsel
“must continue to represent the Accused and shall, in accordance with the
provision of Rule 45(E), conduct
the case to the finality of the
proceedings.”[30]
- We
also reasoned that based on the clear and unambiguous language of Rule
26bis this Trial Chamber has a statutory duty to “ensure that a
trial is fair and expeditious and that proceedings before the Special
Court are
conducted in accordance with the Agreement, the Statute and the Rules, with full
respect for the rights and due regard
for the protection of victims and
witnesses”.
- Does
the Application have merit? In the Chamber’s opinion, the question can be
resolved by reference to either its inherent
jurisdiction or its statutory
jurisdiction pursuant to Rule 45(D) or both. In effect, the question is whether
Counsel has advanced
sufficient grounds on which the Chamber can properly
exercise its discretion, inherent or statutory, to grant this Application. The
principal thrust of Professor O’Shea’s complaint can be deduced from
four submissions: (i) the continuous unwillingness
of the Third Accused to
provide instructions to him; (ii) public statements by the Third Accused that he
no longer wants Counsel
to represent him, because he no longer has any trust or
confidence in him, and the resulting personal and professional embarrassment;
(iii) the feeling of the Third Accused that Counsel did not live up to his
professional obligations in dealing with the issue of
the Lomé Amnesty
and the issue of re-arraignment on the Amended Consolidated Indictment, and iv)
the role of the Defence Office
when interacting with an Accused who is already
represented by Assigned Counsel, more particularly with the Third Accused.
- In
our view, the first question that arises for determination as to the merits of
the Application is whether, in the context of the
Chamber’s inherent
jurisdiction and statutory jurisdiction, unwillingness, on the part of the
Accused, to provide instructions
to his Counsel does constitute a sufficient and
valid ground or “exceptional circumstances” for granting the
Application.
We have reviewed the facts and circumstances relevant to the
present Application as gathered from the oral hearing and the state
of the
records. We are satisfied, mindful of the established jurisprudence on the
subject,[31] that this
is not a valid or sufficient basis for granting the Application nor do we take
the view that it amounts to “exceptional
circumstances”.
- The
second question is whether, in the context of its inherent jurisdiction or
statutory jurisdiction, lack of trust or confidence
on the part of the Accused
in his Counsel does constitute a sufficient or valid ground upon which to grant
the Application. In effect,
more so in the context of its statutory jurisdiction
whether lack of trust or confidence amounts to “exceptional
circumstances”.
On this issue, we have reviewed the facts and
circumstances relevant to the said Application, and guided by the established
jurisprudence,[32] we
are satisfied that no valid or sufficient legal basis exists for granting the
Application on this ground.
- The
third question is whether the alleged ground that Counsel did not live up to his
professional obligations vis-à-vis the
Third Accused in respect of some
expectations in the context of the Lomé Amnesty Accord and the Amended
Consolidated Indictment
does constitute a valid and sufficient ground for
granting the Application. Again, based on a review of the facts and
circumstances
relevant to the Application and guided by the established
jurisprudence on the
subject,[33] we are
satisfied that this ground is untenable as a valid basis for the exercise by the
Chamber of its discretion to grant the Application.
- As
far as the fourth question is concerned, the Chamber finds it necessary to
address it separately and specifically in the following
section of this
Decision, given its overall relevance and implications concerning the statutory
role of the Defence Office of the
Special Court.
V. THE INSTITUTIONAL ROLE OF THE DEFENCE
OFFICE
- In
the Chamber’s view, one disturbing feature emerging from the facts and
circumstances relevant to the present Application
is the visit of Mr. Shears
Moses, a Sierra Leonean lawyer, to the Third Accused that was facilitated by the
Defence Office. The facts
in respect of this episode may be summarized as
follows: A visit by Mr. Shears Moses was requested by the Third Accused. Given
the
absence from the jurisdiction of Assigned Counsel for the Third Accused, the
Principal Defender’s Office arranged and facilitated
the said visit. The
meeting took place in the presence of Mrs. Kah-Jallow. She indicated that prior
to the said meeting Mr. Shears
Moses introduced himself as a lawyer, and that he
was accompanied by a legal
assistant.[34] The
Defence Office averred that it was acting in the best interest of the Third
Accused, though it admitted its failure to contact
and promptly notify assigned
Counsel of such visit.
- The
Defence Office, however, asserted that it did notify Professor O’Shea of
the Third Accused’s intention to have him
withdrawn from the case and
replaced by Mr. Shears Moses. The Principal Defender himself asserted that on
the issue of withdrawal
of Counsel, in all communications with the Third
Accused, he did maintain that he could not endorse or recommend such withdrawal
and that his view was that, given the domestic dimension of the trial, a
competent Sierra Leonean lawyer should be added to the Defence
Team, but that at
no time did he suggest any particular Sierra Leonean lawyer or Mr. Shears Moses
in particular. He also indicated
that all communications on this issue were
copied to the assigned Defence Counsel except for those with the Presiding Judge
of the
Trial Chamber.
- In
the light of the preceding analysis, the Chamber does not accept the assertion
by the Defence Office that they did not initially
know the purpose of the visit
to the Third Accused in the Detention Facility, of Mr. Shears Moses who, for
this purpose, was accompanied,
according to the Defence Office, by a legal
assistant and when in fact the Defence Office does admit, that it indeed
facilitated
this visit.
- Given
the circumstances described above, the Chamber consider that the Defence Office
failed to appreciate their role and duties with
respect to an Accused they knew
was represented by a Counsel assigned to him and finds that they should not have
introduced Mr. Shears
Moses to the Accused without the knowledge and consent of
the Assigned Counsel, Professor O’Shea.
- Predicated
upon this summary of the facts, it is the considered opinion of the Chamber that
the dispute between the Third Accused
and his Counsel arose, in part, out of a
legal misconception on the part of the Defence Office as to its proper
institutional role
within the Special Court. The Chamber, as the judicial arm of
the Court, now takes this opportunity of pronouncing on the institutional
role
of the Defence Office as part of the Registry of the Special Court.
- Taking
the cue from the Statute, it is significant to note that the Defence Office is
not one of the principal organs of the
Court.[35] The Chamber
takes the view that the Defence Office was never intended, if such language is
appropriate in the present context, to
be one of the “pillars” of
the Court. Any such intention would have been embodied and expressly reflected
in Article
11 of the Stature. Hence, it is a misconception to postulate such an
institutional role for the Defence Office as long as the Agreement
creating this
Court and the Statute have not been amended to include the entity of the Defence
Office as one of the “pillars”
of the Special Court.
- In
familiar legal terminology, the Defence Office is a creature of a major
subordinate legislative instrument of the Court, to wit, the Rules
of Procedure and Evidence. Rule 45 which creates the Defence Office provides
as
follows:
Rule 45: Defence Office
The Registrar shall establish, maintain and develop a Defence Office, for the
purpose of ensuring the rights of suspects and accused.
The Defence Office shall
be headed by the Special Court Principal Defender.
(A) The Defence Office shall, in accordance with the Statute and Rules,
provide advice, assistance and representation to:
(i) suspects being questioned by the Special Court or its agents under Rule 42,
including non-custodial questioning;
(ii) accused persons before
the Special Court.
(B) The Defence Office shall fulfil its functions by providing, inter
alia:
(i) initial legal advice and assistance by duty counsel who shall be
situated within a reasonable proximity to the Detention Facility
and the seat of
the Special Court and shall be available as far as practicable to attend the
Detention Facility in the event of being
summoned;
(ii) legal assistance as ordered by the Special Court in accordance with Rule
61, if the accused does not have sufficient means to
pay for it, as the
interests of justice may so require;
(iii) adequate facilities for counsel in the preparation of the defence.
(C) The Principal Defender shall, in providing an effective defence, maintain
a list of highly qualified criminal defence counsel
whom he believes are
appropriate to act as duty counsel or to lead the defence or appeal of an
accused. Such counsel, who may include
members of the Defence Office, shall:
(i) speak fluent English;
(ii) be admitted to practice law in any State;
(iii) have at least 7 years' relevant experience; and
(iv) have indicated their willingness and full-time availability to be
assigned by the Special Court to suspects or accused.
(D) Any request for replacement of an assigned counsel shall be made to the
Principal Defender. Under exceptional circumstances, the
request may be made to
a Chamber upon good cause being shown and after having been satisfied that the
request is not designed to
delay the proceedings.
(E) Subject to any order of a Chamber, Counsel will represent the accused and
conduct the case to finality. Failure to do so, absent
just cause approved by
the Chamber, may result in forfeiture of fees in whole or in part. In such
circumstances the Chamber may make
an order accordingly. Counsel shall only be
permitted to withdraw from the case to which he has been assigned in the most
exceptional
circumstances. In the event of such withdrawal the Principal
Defender shall assign another Counsel who may be a member of the Defence
Office,
to the indigent accused.
(F) Notwithstanding Rules 44(A) and 45(C)(iii), the Principal Defender may,
in exceptional circumstances, assign as co-counsel, individuals
with less than
five years admission to the bar of a State.
- In
the Chamber’s considered view, the language of Rule 45 is clear, precise,
and explicit in providing for the creation of the
entire machinery of the
Defence Office. Accordingly, giving the Rule and its various sub-rules their
plain and ordinary meaning,
in terms of its purpose and context, the inference
is irresistible, and so we hold, that the Defence Office does not enjoy
institutional
autonomy and independence as a separate organ of the Court. This
Chamber has already expressed this view while hearing submissions
from the
Principal Defender on this
matter.[36] The
Defence Office, we would like to state, it is directly under the Office of the
Registrar and subject to the general and specific
directions of the Registrar,
as the administrative head of the Court, subject only to the supervisory
authority of the President
of the Special Court. To this effect, the Appeals
Chamber recently stated:
As a creation of the Registrar, the
Defence Office and at its head, the Principal Defender, remain under the
administrative authority
of the Registrar. Although the Defence Office is given
the main responsibility for ensuring the rights of the accused by accomplishing
the functions mentioned [in paras 81-82] above, it is supposed to exercise its
duty under the administrative authority of the Registrar
who, notably, is in
charge of recruiting its staff, including the Principal Defender, in accordance
with his general responsibility
on administration pursuant to Article 16(1) of
the Statute. [37]
- It
is also the Chamber’s view that the institutional role of the Defence
Office, once Defence Counsel have been assigned or
appointed to an Accused
person, is essentially to provide legal research as well as fiscal, logistical
and related support services
to Counsel assigned to defend the rights of
suspects and of persons accused of crimes falling within the jurisdiction of the
Court.
From the purport and tenor of Rule 45(A) and (B), the Chamber opines that
the role of the Defence Office is primarily not to represent
and defend suspects
and accused persons in collaboration or conjunction with Assigned
Counsel.[38] In our
view, Rule 45 has not created, or did not contemplate the creation of a two-tier
parallel mechanism for the effective representation
and defence of suspects and
accused persons within the Court system.
- On
the contrary, the proper interpretation to be given to Rule 45 in terms of the
role of the Office in ensuring and protecting the
rights of suspects and accused
persons is that of (i) providing preliminary or tentative legal advice and
assistance to suspects
and accused persons with a view to their being afforded
their right to effective legal representation and defence through the
instrumentality
of the Assigned Counsel Regime, and (ii) of continuous
administrative supervision, under the direction of the Registrar, of the
Assigned Counsel Regime to ensure its effectiveness and efficiency in achieving
its objectives, namely, the effective representation
and defence of suspects and
accused
persons.[39]
- Once
a Defence Team is put in place by the Principal Defender, he can no longer, and
should not interfere in the conduct of the Defence
of the Accused which
henceforth is exclusively under the control of the Defence Team he has put in
place.
- It
is, likewise, our view that nothing in Rule 45 empowers the Defence Office to
interpose itself between an accused person and his
assigned Counsel in terms of
ordinarily protecting or defending the latter’s rights to a fair trial,
which will ordinarily
include any matter related to the Accused’s
detention, this being an integral part of the trial process, except in instances
warranted by the invocation of Rule 45(D).
- DEFENCE
COUNSEL APPOINTED AS COURT APPOINTED COUNSEL
- The
Chamber will now address an issue of some collateral interest which relates to
Counsel’s ethical obligation under his national
system. The Chamber does
not dispute the cogency of the position taken by Counsel that in the
circumstances that have given rise
to the present Application, he would under
his own national jurisdiction, have an ethical obligation to withdraw from the
case. However,
on this issue, the Chamber observes that, as a matter of law, the
relevant Code of Conduct of Counsel’s national Bar Association
is not
applicable in this Court, as an international criminal tribunal, and that under
Article 3(B) of the Special Court’s
Code of Conduct, it is stipulated
that:
“in the event of any inconsistency between this Code and
any other codes of practice and ethics governing Counsel, the terms
of this Code
shall prevail in respect of Counsel’s conduct before the Special
Court”.[40]
- Besides,
we are of the opinion that Professor O’Shea has all along not acted
unprofessionally and that he has always acted in
the supreme interest of his
client in the conduct of the proceedings in this case. For this reason,
therefore, this Chamber now considers
it necessary and in the overall interests
of justice to appoint Professor Andreas O’Shea and Mr. John Cammegh, Court
Appointed
Counsel for the Third Accused. The presence of Court Appointed Counsel
is, indeed, a common feature in the trial of Prosecutor v. Norman, Fofana and
Kodewa, where, it has to be noted, Defence Counsel for all of the Accused
were appointed as such after the Accused refused to appear at
trial. This status
has been maintained after the Accused resumed attending court proceedings, also
in consideration of the advanced
stage of the proceedings.
[41]
- Further
to such appointment by the Court, the obligations arising under the normal
Counsel-Accused relationship must now be interpreted,
mutatis mutandis,
to give effect to the order appointing Court Appointed Counsel. Accordingly, the
specific duties of Court Appointed Counsel will
be set forth in the disposition
of this
Decision.[42]
- CONCLUSIONS
- In
totality, therefore, based on our findings in paragraphs 29-44 we hold that the
Application by Counsel for the Third Accused is
legally unsustainable on the
grounds that to accede to Counsel’s request at this advanced stage would
undermine the integrity
and expeditiousness of the trial proceeding in this
case.
FOR THE ABOVE REASONS, THE CHAMBER
REITERATES its “Decision on Application by Counsel for the Third
Accused to Withdraw from the Case” of the 5th of
April, 2006;
HEREBY DISMISSES the Application to Withdraw;
APPOINTS the Defence Counsel for the Third Accused, namely Andreas
O’Shea and John Cammegh, to represent and defend him in the capacity
of
Court Appointed Counsel; and
ORDERS that Court Appointed Counsel shall, in doing so, perform these
specific duties:
a. represent the Accused by investigating and preparing for the testimony of
Prosecution witnesses and cross-examining them;
b. prepare for and examine those witnesses Court Assigned Counsel deem it
appropriate to call for his defence;
c. make all submissions on fact and law that they deem it appropriate to
make in the form of oral and written motions before the
court;
d. seek from the Trial Chamber such orders as they consider necessary to
enable them to present the Accused's case properly, including
the issuance of
subpoenas;
e. discuss with the Accused the conduct of the case, endeavour to obtain his
instructions thereon and take account of views expressed
by the Accused, while
retaining the right to determine what course to follow; and
f. act throughout in the best interests of the Accused;
|
Done at Freetown, Sierra Leone, this 19th day of
June, 2006
|
Hon. Justice Benjamin Mutanga Itoe
|
Hon. Justice Bankole Thompson
|
Hon. Justice Pierre Boutet
|
|
Presiding Judge Trial Chamber I
|
|
[Seal of the Special Court for Sierra Leone]
|
[1] Transcripts, 27
March 2006, p.
2-35.
[2] Id.,
28 March 2006, p. 2-60.
[3] Exhibits 89 A and
B, 90, 91, 92, 93, 94, 95, 96, 97 and
98.
[4] Prosecutor
v. Sesay, Kallon and Gbao, Case No. SCSL-04-15-T, Gbao – Decision on
Application to Withdraw Counsel, 6 July
2004.
[5] Id.,
Ruling on the Issue of the Refusal of the Third Accused, Augustine Gbao, to
Attend Hearing of the Special Court for Sierra Leone
on 7 July 2004 and
Succeeding Days, 12 July
2004.
[6] Id.,
Case No. SCSL-04-15-AR73, Gbao – Decision on Appeal against Decision on
Withdrawal of Counsel, 23 November
2004.
[7] Exhibit 89A
and B.
[8] Exhibit
91. See also Exhibit
92.
[9] Exhibit
93.
[10]
Transcripts, Status Conference, 27 February 2006, p.
5-8.
[11]
Transcripts, 24 March 2006, p.
2-8.
[12]
Id., 27 March 2006, p. 2-35. See, in particular, p. 25, l. 17-22:
“So my application to withdraw from this case is based on my
ethical
position that I have a client who has indicated in no uncertain terms that he
wants absolutely nothing to do with me. He
will not co-operate with me, he will
not provide me with instructions, he will not communicate with me. He wants to
have absolutely
nothing to do with
me.”
[13]
Id., p.
22-23.
[14]
Id., p. 6, 17, 19-21. See also Exhibit
94.
[15]
Id., p.
21.
[16]
Transcripts, 28 March 2006, p. 2-60.
[17] Id.,
p. 5. See also p.
32-34.
[18] See
Exhibit 89A and B,
91.
[19] See
Exhibit 92, 96.
[20] Transcripts,
28 March 2006, p. 26-30, 41-43 and 57. See also Exhibit 95. The Principal
Defender subsequently met with Mr. Shears
Moses and found that he was a senior
member of the Sierra Leone Bar, with substantial criminal law experience and
recommended that
he met the requirements to be listed as qualified counsel in
the list maintained by the Defence Office. See Exhibit
96.
[21]
Transcripts, 28 March 2006, p. 41-49. See also Exhibits 97 and
98.
[22]
Id., p.
49-52.
[23] Code of
Professional Conduct for Counsel with the Right of Audience before the Special
Court for Sierra Leone, Adopted on 14 May
2005, Amended on 13 May 2006
(“Code of
Conduct”).
[24]
Directive on the Assignment of Counsel, Adopted on 1 October 2003.
[25] See
id., Article
24(E).
[26] See
Prosecutor v. Blagojevic. Obrenovic, Jokic and Nikolic, Case No.
IT-02-60-PT, Decision on Oral Motion to Replace Co-Counsel, 9 December 2002,
where this distinction or demarcation of jurisdiction
was recognized implicitly
by the Chamber in its observation that it is not obliged to intervene in every
complaint regarding the
assignment of counsel, conceding the Registrar’s
primary responsibility in these
matters.
[27]
Prosecutor v. Brima, SCSL-04-16-PT, Decision on Applicant’s Motion
Against Denial by the Acting Principal Defender to Enter a Legal Service
Contract
for the Assignment of Counsel, 6 May 2004 (“Brima
Decision”), para.
62.
[28]
Connelly v. D.P.P, A. C. 1301.
[29] Brima
Decision, para. 39. See also Prosecutor v. Brima, Kamara and Kanu, Case
No. SCSL-04-16-PT, Decision on Brima-Kamara Defence Appeal Motion against Trial
Chamber II Majority Decision on Extremely Urgent
Confidential Joint Motion for
the Re-Appointment of Kevin Metzger and Wilbert Harris as Lead Counsel for Alex
Tamba Brima and Brima
Bazzy Kamara, 8 December 2005, paras 78 and 135. This
principle is consistent with the view taken by the Appeals Chamber of the ICTY
that “The only inherent power that a Trial Chamber has is to ensure that
the trial of an accused is fair; it cannot appropriate
for itself a power which
is confined elsewhere.” See Prosecutor v. Milosevic, Case No.
IT-02-54-T, Decision Affirming the Registrar’s Denial of Assigned
Counsel’s Application to Withdraw, 7 February
2005, para. 6. See also
Prosecutor v. Blagojevic and Jokic, Case No. IT-02-60-T, Decision on
Independent Counsel for Vidoje Blagojevic’s Motion to Instruct the
Registrar to Appoint New
Lead and Co-Counsel, 3 July 2003, para. 27;
Prosecutor v. Blagojevic, Obrenovic, Jokic and Nikolic, Case No.
IT-02-60-PT, Decision on Oral Motion to Replace Co-Counsel, 9 December 2002. See
also Prosecutor v. Hadzihasanoovic, Alagic and Kubura, Case No.
IT-01-47-PT, Decision on Prosecution Motion for Review of the Decision of the
Registrar to Assign Mr. Rodney Dixon as Co-Counsel
to the Accused Kubura, 26
March 2002, paras
18-23.
[30]
Prosecutor v. Sesay, Kallon and Gbao, Case No. SCSL-04-15-T, Ruling on
the Issue of the Refusal of the Third Accused, Augustine Gbao, to Attend Hearing
of the Special
Court for Sierra Leone on 7 July 2004 and Succeeding Days, 12
July 2004, para .12. See also id., Gbao – Decision on Appeal
against Decision on Withdrawal of Counsel, 23 November 2004, para. 59:
“The representation
of the Accused from the date of that Ruling is now
pursuant to the directive of the Ruling, that is to say, that “Mr. Andreas
O’Shea and other Members of his team will continue to represent the Third
Accused”.”
[31]
See, for instance, Prosecutor v. Blagojevic, Case No. IT-02-60-T,
Decision on Independent Counsel for Vidoje Blagojevic’s Motion to Instruct
the Registrar to Appoint New
Lead and Co-Counsel, 3 July 2003, para. 100:
“An accused does not have the right to claim a break down in communication
through
unilateral actions, including refusals to meet with or receive documents
from his counsel, in the hope that such action will result
in the withdrawal of
his counsel”. See also Prosecutor v. Brima, Kamara and Kanu, Case
No. SCSL-04-16-T, Decision on the Confidential Joint Defence Application for
Withdrawal by Counsel for Brima and Kamara and
on the Request for Further
Representation by Counsel for Kanu, 20 May 2005, para. 34-39; Prosecutor
v. Barayagwiza, Case No. ICTR-97-19-T, Decision on Defence Counsel
Motion to Withdraw, 2 November 2000, para. 14 ff.; Prosecutor v.
Milošević, Case No. IT-02-54-T, Decision Affirming the
Registrar’s Denial of Assigned Counsel’s Application to Withdraw, 7
February
2005, para.
10.
[32] See
Prosecutor v. Bagosora, Kabiligi, Ntabakuze and Nsengiyumva, Case No.
ICTR-98-41-T, Decision on Maitre Paul Skolnik’s Application for
Reconsideration of the Chamber’s Decision to
Instruct the Registrar to
Assign him as Lead Counsel for Gratien Kabiligi, 24 March 2005, para. 21:
“Appeals Chamber case law
has emphasised that an accused does not have the
right to unilaterally destroy the trust between himself and his counsel in the
hope
that such actions will result in the withdrawal of his counsel.” See
also Prosecutor v. Blajojevic, Case No. IT-02-60-AR73.4, Public and
Redacted Reasons for Decision on Appeal by Vidoje Blagojevic to Replace His
Defence Team (AC),
7 November 2003, para. 51; Prosecutor v.
Milošević, Case No. IT-02-54-T, Decision Affirming the
Registrar’s Denial of Assigned Counsel’s Application to Withdraw, 7
February
2005, para. 9. See also id., Decision on Assigned
Counsel’s Motion for Withdrawal, 7 December 2004, para.
18.
[33] For
instance, as stated in the Milosevic Case with regard to the duty of
diligence and professionalism of a Defence Counsel: “the refusal of one
Accused to instruct
or cooperate, let alone his criticism of counsel in the
conduct of his defence, ..., cannot be the basis for deeming whether counsel
are
acting in the best interest of the Accused”. See Prosecutor v.
Milošević, Case No. IT-02-54-T, Decision on Assigned
Counsel’s Motion for Withdrawal, 7 December 2004, para. 22. See also
id., para 23: “... assigning counsel to an unwilling and
uncooperative accused – including an accused who attacks the professional
conduct of counsel – cannot be said to impose pressure on counsel such
that their integrity is compromised”.
[34] Transcripts,
28 March 2006, p.
57.
[35] See
Article 11 of the Statute which provides for the principal organs of the Special
Court as “a. The Chamber; b. The Prosecution;
and c. The
Registry.
[36]
Transcripts, 28 March 2006, p.
39-40.
[37]
Prosecutor v. Brima, Kamara and Kanu, Case No. SCSL-04-16-AR73, Decision
on Brima-Kamara Defence Appeal Motion against Trial Chamber II Majority Decision
on Extremely
Urgent Confidential Joint Motion for the Re-Appointment of Kevin
Metzger and Wilbert Harris as Lead Counsel for Alex Tamba Brima
and Brima Bazzy
Kamara, 8 December 2005, para. 83. See also id.: “It results from
the Statute and Rules that the Defence Office is not an independent organ of the
Special Court, as Chambers,
the Office of the Prosecutor and the Registry are
pursuant to Articles 11, 12, 15 and 16 of the Statute. See also paras.
80-82.
[38] See
also Transcripts, 28 March 2006, p.
37-38.
[39]
Prosecutor v. Brima, Kamara and Kanu, Case No. SCSL-04-16-AR73, Decision
on Brima-Kamara Defence Appeal Motion against Trial Chamber II Majority Decision
on Extremely
Urgent Confidential Joint Motion for the Re-Appointment of Kevin
Metzger and Wilbert Harris as Lead Counsel for Alex Tamba Brima
and Brima Bazzy
Kamara, 8 December 2005, para 84. The Appeals Chamber, in discussing the extent
of the delegation of power by the
Registrar to the Principal Defender, held in
particular that: “The delegation given by the Registrar to the Defence
Office
is therefore limited to certain aspects of the Registrar’s
responsibility for ensuring the rights of the accused under the
Statute, namely
the administrative aspect of the task, which includes notably, assignment,
payment, withdrawal and replacement of
Counsel.”
[40]
See also Prosecutor v. Brima, Kamara and Kanu, Case No. SCSL-04-16-T,
Decision on the Confidential Joint Defence Application for Withdrawal by Counsel
for Brima and Kamara and
on the Request for Further Representation by Counsel
for Kanu, 20 May 2005, paras 43-50. See also Prosecutor v. Bagosora,
Kabiligi, Ntabakuze and Nsengiyumva, Case No. ICTR-98-41-T, Decision on
Maitre Paul Skolnik’s Application for Reconsideration of the
Chamber’s Decision to
Instruct the Registrar to Assign him as Lead Counsel
for Gratien Kabiligi, 25 March 2005, para. 29; Prosecutor v. Slobodan
Milošević, Case No. IT-02-54-T, Decision on Assigned
Counsel’s Motion for Withdrawal, 7 December 2004, para.
15.
[41] See
Prosecutor v. Norman, Fofana and Kondewa, Case No. SCSL-04-14-T, Ruling on
the Issue of Non-Appearance of the First Accused Samuel Hinga Norman, the Second
Accused Moinina
Fofana and the Third Accused Allieu Kondewa at the Trial
Proceedings, 1 October 2004; Id., Decision on Fofana Motion for
Adjustment of Status of Counsel, 9 December 2005; id., Order on the
Appointment of Additional Counsel for the Norman Defence Team, 8 December 2005.
Due to the circumstances of the case
and the advanced stage of the trial
proceeding concerning the Third Accused, representation through Court Appointed
Counsel can ensure
that his rights to a fair and expeditious hearing are
ensured. As found in the Blagojevic case: “One aspect of the right
to a fair trial is the right to an expeditious trial. Immediately before or at
any time after
the commencement of trial proceedings, only the most exceptional
motions for withdrawal of counsel will be entertained, as any replacement
of
counsel will have an effect on the accused’s right to be tried
expeditiously.” See Prosecutor v. Blagojevic and Jokic, Case No.
IT-02-60-T, Decision on Independent Counsel for Vidoje Blagojevic’s Motion
to Instruct the Registrar to Appoint New
Lead and Co-Counsel, 3 July 2003, para.
119. See also, more generally, Prosecutor v. Ngeze, Case No.
ICTR-97-27-I, Decision on the Accused’s Request for Withdrawal of his
Counsel, 29 March
2001.
[42] See also
Prosecutor v. Noman, Fofana and Kondewa, Case No. SCSL-04-14-T,
Consequential Order on the Role of Court Appointed Counsel, 1 October 2004.
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