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PROSECUTOR v ISSA HASSAN SESAY & ORS - DECISION ON SESAY AND GBAO MOTION FOR VOLUNTARY WITHDRAWAL OR DISQUALIFICATION OF HON. JUSTICE BANKOLE THOMPSON FROM THE RUF CASE - Case No. SCSL-04-15-T [2007] SCSL 89 (6 December 2007)
O
SPECIAL COURT FOR SIERRA LEONE
JOMO KENYATTA
ROAD • FREETOWN • SIERRA LEONE
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295996
TRIAL CHAMBER I
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Before:
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Hon. Justice Benjamin Mutanga Itoe, Presiding Judge Hon. Justice Pierre
Boutet
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Registrar:
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Mr. Herman von Hebel
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Date:
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6th of December 2007
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PROSECUTOR
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Against
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ISSA HASSAN SESAY MORRIS KALLON AUGUSTINE
GBAO (Case No. SCSL-04-15-T)
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Public Document
DECISION ON SESAY AND GBAO MOTION FOR
VOLUNTARY
WITHDRAWAL OR DISQUALIFICATION OF
HON. JUSTICE BANKOLE THOMPSON FROM
THE RUF CASE
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Office of the Prosecutor:
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Defence Counsel for Issa Hassan
Sesay:
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Stephen Rapp Peter Harrison Anne Althaus
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Wayne Jordash Sareta Ashraph
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Defence Counsel for Morris
Kallon: Shekou Touray Charles Taku Kennedy
Ottego Lansana Dumbaya
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Court Appointed Counsel for Augustine
Gbao: John Cammegh Prudence Acirokop
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HON. JUSTICE BENJAMIN MUTANGA ITOE, PRESIDING JUDGE AND HON. JUSTICE
PIERRE BOUTET of Trial Chamber I (“Trial Chamber”) of the
Special Court for Sierra Leone (“Special Court”);
SEIZED of the Motion for Voluntary Withdrawal or Disqualification of
Justice Bankole Thompson from the RUF Case, filed jointly by Counsel
for the
First Accused, Issa Hassan Sesay, and Court Appointed Counsel for the Third
Accused, Augustine Gbao (“Defence”),
on the
14th of November 2007 (“Motion”);
NOTING the Statement in Support of the Sesay and Gbao Joint Motion for
Voluntary Withdrawal or Disqualification of Justice Bankole Thompson
from the
RUF Case filed by Counsel for the Second Accused, Morris Kallon on the
20th of November 2007;
HAVING RECEIVED the Response to the Motion filed by the Office of the
Prosecutor (“Prosecution”) on the 20th of
November 2007 (“Response”), the Reply thereto, filed jointly
by the Defence on the 21st of November 2007
(“Reply”), the Response of the Prosecution to the Kallon Statement
in Support and Corrigendum filed
on the 22nd of
November 2007 and the Addendum filed by the Defence on the
23rd of November 2007;
HAVING RECEIVED the Hon. Justice Bankole Thompson’s Comments on
Sesay, Kallon and Gbao Joint Motion for Voluntary Withdrawal or Disqualification
from the RUF Case Filed Pursuant to Rule 15 of the Rules of Procedure and
Evidence (“Comments of Hon. Justice Thompson”),
filed on the
28th of November 2007 and the Corrigendum thereto;
CONSIDERING that Justice Thompson has indicated that he will not
withdraw voluntarily from the RUF proceedings;
PURSUANT to Articles 17 of the Statute of the Special Court
(“Statute”) and Rule 15 of the Rules of Procedure and Evidence
(“Rules”);
PURSUANT to the provisions of Rule 16 of the Rules of Procedure and
Evidence;
HEREBY ISSUE THE FOLLOWING DECISION:
I. INTRODUCTION
- On
the 2nd of August 2007, this Chamber rendered a
Majority Decision of the Judgement of Trial Chamber I in the case of
Prosecutor v. Fofana and Kondewa (“CDF
Judgement”)[1] in
which we found the two Accused Persons in the CDF case, Moinina Fofana and
Allieu Kondewa, Guilty of crimes charged in the eight-count
Indictment and
convicted them. We also found them Not Guilty on others, and acquitted them
accordingly.[2]
- In
a Separate Concurring and Partially Dissenting Opinion (“Separate
Opinion”),[3] Hon.
Justice Bankole Thompson held a different view point. He found them Not Guilty
on all the eight Counts of the Indictment and
acquitted them accordingly.
- In
his Dissenting Opinion which he based principally on the defence of Necessity,
Hon. Justice Thompson made certain comments and
findings which, according to the
Accused persons in the RUF case, were prejudicial to them and to their case.
- The
two Applicants, Issa Hassan Sesay and Augustine Gbao, the First and Third
Accused respectively therefore, filed this joint Motion
requesting him to recuse
himself from continuing to sit by making a voluntary withdrawal as a Judge from
their RUF trial, or in the
event of his refusal to voluntarily withdraw under
the provision of Rule 15(C) of the Rules, for the Chamber to disqualify him
pursuant
to the provisions of Rule 15(B) of the Rules of Procedure and Evidence.
- Morris
Kallon, the Second Accused, also applied personally in open Court to be allowed
to file a memorandum to associate himself with
the Motion and his request was
granted. He did thereafter file his request for Hon. Justice Thompson’s
withdrawal or disqualification
from the case.
- This
Motion alleges that the factual and legal findings of the Separate Opinion to
the Judgement of Trial Chamber I in the earlier
case of Prosecutor v. Fofana
and Kondewa, create an appearance of bias on the part of Hon. Justice
Thompson with regard to the Accused in the present and second case of
Prosecutor v. Sesay, Kallon and Gbao (“RUF trial”).
- The
Motion was filed before the Chamber pursuant to Rule 15 of the Rules. It has
now fallen to the remaining Judges, Hon. Justice
Itoe, the Presiding Judge, and
Hon. Justice Boutet of the Chamber to render the Decision that now
follows.
II. SUBMISSIONS OF THE PARTIES
1. The Motion
- The
Defence submit that in his Separate Opinion to the CDF Judgement, Hon. Justice
Thompson “reached conclusions of fact and
law that give rise to reasonable
doubts concerning his impartiality and/or the express conclusions that evince a
strong commitment
to the Prosecution’s cause/case which gives rise to the
appearance of
bias.”[4]
- The
Defence contend that these conclusions “implicitly indict the RUF as a
criminal organisation” and create “an
appearance that the Learned
Judge has prejudged many of the essential issues in the RUF
case.”[5] In
support of this assertion, the Defence submit that Hon. Justice Thompson
unilaterally invoked the defence of necessity on behalf
of the CDF Accused and
that this demonstrates that he holds views on the “overriding criminality
of the
AFRC/RUF.”[6]
- Furthermore,
it is argued that Hon. Justice Thompson’s Separate Opinion characterises
the CDF as fighting against “imminent
evil, anarchy, and tyranny”
and that certain statements made and words used by Hon. Justice Thompson, evince
“political
and judicial support for any armed forces engaged in combat
with the RUF.”[7]
The Motion contrasts what is stated to be Hon. Justice Thompson’s
portrayal of the CDF as patriotic, altruistic and legitimate
with the fact that
“[t]he AFRC/RUF and inferentially its members (particularly its senior
commanders), appear to be characterised
as an ‘evil’ seven
times”.[8]
- The
Defence contend that Hon. Justice Thompson found in his Separate Opinion that
“the AFRC/RUF members shared a criminal enterprise
that was marked by
anarchy, tyranny and
evil,”[9] but that
he “seems to be overlooking the human rights violations perpetrated
against Sierra Leonean civilians” by the
CDF.[10]
- The
Defence further submit that Hon. Justice Thompson’s purported use of
strong and equivocal terms in relation to “the
AFRC/RUF” is
quantitatively and qualitatively no different from the language which led to the
disqualification of Hon. Justice
Robertson.[11] They
argue that this language creates the perception, not simply that the RUF Accused
have been deprived of their right pursuant
to Article 17(3) of the Statute to be
considered innocent until proven guilty, but also that a substantial burden has
been created
against the
Accused.[12] The
Defence therefore conclude that “as a consequence of the Learned
Judge’s views and the shifting burden for the RUF
to ‘prove’
its innocence, the RUF Accused can expect to be convicted by the Learned Judge,
irrespective of the law or
the
evidence.”[13]
- In
summary, the Defence argue that the Separate Opinion of Hon. Justice Thompson
betrays his emotional and intellectual prejudgement
of the RUF, its aims,
objectives and
members,[14] and that
“a reasonable fair minded person, properly informed, confronted by a judge
who has expressed such clear-cut, wide-ranging
and unequivocal findings about
the object, purpose and activities of the AFRC/RUF would likely apprehend
bias.”[15] As
such, in circumstances where Hon. Justice Thompson has elected not to withdraw
voluntarily from continuing to hear the Case,
the Accused Persons call the
Chamber to order his disqualification for the remainder of the
proceedings.[16]
2. The Response
- The
Prosecution reminds the Chamber that there exists a presumption of impartiality
in relation to the functioning of any Judge, and
that this presumption can only
be rebutted by a reasonable apprehension of bias that has been firmly
established.[17] The
Prosecution argues that the correct test for bias in the present case is not
that used by the House of Lords in Pinochet (No 2) but rather, that
adopted by the Appeals Chamber of the ICTY in Prosecutor v. Furundzija
which is: whether the circumstances would lead a reasonable observer,
properly informed, to reasonably apprehend
bias.[18] The
Prosecution emphasises the finding of the ICTY Appeals Chamber in that case that
the “reasonable person” must be
an informed person with knowledge of
all the relevant circumstances, including the traditions of integrity and
impartiality of the
Bench and their expression in the judicial
oath.[19] The
Prosecution also points to jurisprudence of the ICTY which, it claims, suggests
that a Judge ought not to be disqualified on
the basis of a position taken in a
preceding case.[20]
- The
Prosecution asserts that the Motion mischaracterises the findings of fact and
law made by Hon. Justice Thompson in his Separate
Opinion and that the Defence
have selectively cited passages or taken them out of
context.[21] It is
submitted further, that the findings made by Hon. Justice Thompson are based
exclusively upon the evidence heard in the course
of the CDF trial, that many of
the phrases impugned by the Defence are supported by judicially noticed facts or
facts accepted by
the Defence, and that the Separate Opinion “does not
refer to the liability of the RUF, let alone of the Accused Sesay, Kallon
and
Gbao.”[22]
- The
Prosecution also rejects the Defence contention that there was any finding by
Hon. Justice Thompson that “the AFRC/RUF members
shared a criminal
enterprise that was marked by anarchy, tyranny and
evil,”[23] and
asserts that the Separate Opinion does not refer to crimes or criminal liability
other than that of Fofana and Kondewa or contain
any finding that there existed
a joint criminal enterprise between the AFRC and the
RUF.[24] In addition,
the Prosecution argues that the Defence assertion that the views expressed by
Hon. Justice Thompson are quantitatively
and qualitatively no different from
those which led to the disqualification of Hon. Justice Robertson, is without
merit, the language
used by the latter having been “significantly more
graphic.”[25]
Furthermore, the Prosecution contend that any Judge appointed to the Special
Court pursuant to Article 13 of the Statute would conclude
that the harm done in
Sierra Leone between 1991 and 2002 was reprehensible, but that is quite distinct
from the judicial role in
considering and apportioning
liability.[26]
- In
conclusion, it is the contention of the Prosecution that nothing in the Separate
Opinion of Hon. Justice Thompson suggests that
he is incapable of applying his
mind to the merits of the case against the Accused without prejudice or
partiality. Accordingly,
no reasonably informed observer would apprehend bias
on the part of Hon. Justice Thompson against the
Accused.[27] For
this reason, the Prosecution requests that the Motion be
dismissed.
3. The Reply
- In
their Reply the Defence reiterates that, in the context of a finding that the
commission of criminal acts on the part of the CDF
was a necessary evil, the use
of words and phrases such as “fear, utter chaos, widespread
violence,” “alarm and
despondency” and “evil” as
well as other expressions which are “emotive” and “connote
criminality”
would lead a reasonable person to conclude that grave crimes
were attributable to the enemies of the
CDF[28] and because
Hon. Justice Thompson did not distinguish between the AFRC and RUF factions, it
is argued that this implication of criminality
entails an abandonment of the
impartiality required of a Judge of the Special Court under Article 13 and
implies a degree of prejudgement
which creates “an undeniable appearance
of bias against the RUF and the RUF
accused.”[29]
III. SUMMARY OF THE COMMENTS OF HON. JUSTICE THOMPSON
- Hon.
Justice Thompson raises three preliminary issues his Comments. He contends that
the Motion is repugnant to the notion of judicial
immunity according to Article
12(1) of the Agreement Between the United Nations and the Government of
Sierra Leone on the Establishment of a Special Court for Sierra
Leone[30] which in
his view flows from Article 13(1) of the Statute. Secondly, he asserts that
Rule 15 ought properly to be construed as applying
only to matters and issues of
an extrinsic or extrajudicial nature, and thirdly, that Rule 15 should not be
understood as providing
a mechanism for circumventing the appeals procedure
provided for by Part VII of the
Rules.[31]
- In
relation to the substantive issues raised by the Motion, Hon. Justice Thompson
states that his Separate Opinion does not attribute
anarchy and rebellion to the
AFRC or the RUF and that his use of the term “evil” was not intended
to refer to either
faction, but rather to the destabilisation and disintegration
of the Sierra Leonean
State.[32] Likewise,
Hon. Justice Thompson denies that in his Separate Opinion he made any finding to
the effect that the AFRC and RUF authorities
were engaged in a joint criminal
enterprise.[33] It is
his contention that the Motion is founded on “a complete misreading and
misinterpretation” of his words out of
context.[34]
- Hon.
Justice Thompson reminds the Chamber that nowhere in his Separate Opinion did he
imply that it is settled law that the principle
of necessity is a defence to
violations of International Humanitarian Law. He reiterates that, in his view,
the application of the
principle depends on the facts of a given case; that the
principle may, in certain circumstances, excuse (but never justify) criminal
conduct, and that, in the peculiar circumstances of the CDF case, the criminal
conduct of the Accused was excusable in accordance
with the
principle.[35]
- He
argues that even if he is mistaken in this view, the proper allegation is that
of error of law, not of bias or of lack of
impartiality.[36] Hon.
Justice Thompson also rejects the Defence’s suggestion that by accepting
the defence of Necessity and acquitting the CDF
Accused, he accepted the
Prosecution’s case in the RUF trial as founded on flawed
logic.[37] Hon.
Justice Thompson concludes his Comments by stating that “[b]y no judicial
calculus have I, in my Separate Concurring and
Partially Dissenting Opinion,
determined in advance, the guilt or innocence of the Accused in the RUF
case.”[38]
IV. APPLICABLE LAW
- Rule
15 of the Rules provides for the disqualification of a Judge in the following
terms:
(A) A Judge may not sit at a trial or appeal in any case in which his
impartiality might reasonably be doubted on any substantial
ground.
(B) Any party may apply to the Chamber of which the Judge is a
member for the disqualification of the said Judge on
the above
ground.
- Article
13(1) of the Statute of the Special Court on the appointment and qualification
of Judges provides:
The judges shall be persons of high moral character, impartiality and integrity
who possess the qualifications required in their
respective countries for
appointment to the highest judicial offices. They shall be independent in the
performance of their functions,
and shall not accept or seek instructions from
any Government or any other source.
- The
relevant portions of Article 17 of the Statute state
that:
2. The accused shall be entitled to a fair and public hearing, subject to
measures ordered by the Special Court for the protection
of victims and
witnesses.
3. The accused shall be presumed innocent until proved guilty according to the
provisions of the present Statute.
V. DELIBERATIONS
1. The Chamber’s Observations on the Preliminary Comments of Hon. Justice
Thompson
1.1. Judicial Immunity
- In
his Comments, Hon. Justice Thompson suggests that his Separate Opinion cannot be
challenged in this context due to the principle
of judicial immunity for
anything done in the performance of judicial functions.
- We
find that Hon. Justice Thompson’s reliance on the diplomatic privileges
and immunities that are granted to the Judges, the
Prosecutor, the Registrar and
their families in accordance with Article 12 of the Agreement Between the
United Nations and the Government of Sierra Leone on the Establishment of a
Special Court for Sierra Leone and his proffered understanding of what
judicial immunity really means in the context of this case, is misplaced and
misguided.
The protections granted by this provision are clearly circumscribed
by the Article and are completely irrelevant to the present Motion.
- A
Judge can never enjoy immunity from allegations of bias. In both national
systems and in International Tribunals, it has always
been accepted that a Party
has the right to challenge any alleged partiality on the part of a Judge. We
consider that this is an
essential component of the right of an accused to a
fair trial and is a necessary ingredient to ensure that the public have
confidence
in the judicial system. To deny the right of an accused person to
challenge the impartiality of a Judge would be inconsistent with
the rules of
natural justice.
- We
are of the opinion, and do so hold, that the Immunities referred to, not only
under Article 12 of the Agreement Between the United Nations and the
Government of Sierra Leone of the 16th of January
2002, but also as provided for in Articles 3 and 14 of the Headquarters
Agreement Between the Government of Sierra Leone and the Special Court dated
the 21st of October 2003, are not accorded to a Judge
to protect him against proceedings based on actions such as those enunciated in
this
Motion for which he does not, in our opinion, and like all of us Judges,
enjoy any such
immunity.[39]
- In
fact, the provisions of Article 13 are instead intended to protect the Judge
only against any criminal or civil suit brought against
him in a municipal court
in Sierra Leone where he enjoys the immunity, certainly as a Judge but more
importantly, in his capacity
as a Judge serving as a member of the Special Court
and who in that capacity is afforded the privileges and protection of a Diplomat
in this International Organisation functioning under a Headquarters Agreement
signed with the host Government which is what entitles
him to take advantage of
and enjoy the benefits of Diplomatic Immunities that are provided for in the
Vienna Conventions.
- However,
in the exercise of his profession within the context of judicial independence,
like Hon. Justice Thompson did, the interests
of justice are better served if
the hands of the Judge, remain unfettered but only to the extent of his
independence in taking certain
initiatives and arriving at certain legal or
factual conclusions, and strictly within the context and confines of the Law.
This,
we would like to observe, does not mean, nor does it necessarily lead to
the conclusion that he must have been right or wrong in
having acted the way he
did or in expressing his views on a particular issue within the context and
confines of the Law.
- It
is in acknowledgement of this judicial latitude accorded to Judges that the law,
in order to insulate them from any extra legal
recriminations or civil or other
suits or actions taken against them and arising from opinions expressed in the
exercise of their
judicial functions, has created appellate jurisdictions that
are designed, and intended in such circumstances, to serve as legal
avenues to
readdress those contentious or litigious legal and factual issues that may have
been raised by the Judge to the detriment
of any of the Parties. This is a
subject matter that is different and must be clearly distinguished from the
process that we are
dealing with.
- In
taking this stand however, we are of the view that the responsibility imposed on
the Judge that goes to the very root of his designation
or appointment to that
position is, amongst others, the obligation, not only to be reserved, but also
to be measured in his expression
where it becomes necessary for him to make
known his opinion on issues that affect the Party or the Parties before him.
- In
as much therefore as we accept and concede, that a Judge may, through the
exercise of judicial independence, enjoy an unfettered
latitude to express his
judicial opinions, it is equally a primordial obligation that he does so in the
utmost discretion and without
appearing, even if he does not intend doing so, to
be manifesting a bias against any Party and in so doing, implicitly, again, even
though he may not have intended it, taking sides with a particular cause thereby
exposing himself to a violation, in a broader sense
of the doctrine, enshrined
in the cardinal principle of nemo judex in sua causa which is intended to
cover classical situations of interestedness as was the case of Lord Hoffmann in
the Pinochet
Case.[40]
- It
is our view therefore, that Hon. Justice Thompson’s Dissenting Opinion
which acquitted the 2 Accused Persons on all the eight
Counts of the Indictment,
was a judicial act that cannot subject or expose him to any questioning or to
any civil or criminal action.
- The
justification for this is because he wrote his Opinion in the exercise of his
judicial independence which he enjoys as a Judge,
and which, in ordinary
circumstances and if it were not a Dissenting Opinion which we also hold, taking
the cue from our Appeals
Chamber Decision, cannot be appealed against, can only
be contested through the appeals process and not through an action in any
form
against him.
- This
doctrine of judicial immunity dates as far back as the 1872 U.S. Supreme Court
Decision of Bradley v.
Fisher,[41] the
rationale behind it being to protect Judges’ independence by guaranteeing
that litigants whom they might anger or disappoint
while carrying out their
duties, cannot then sue them for damages.
- It
would indeed amount to a judicial misnomer and a glaring aberration if this
fundamental right and privilege which Hon. Justice
Thompson enjoys as a Judge,
were not upheld by our Decision.
- In
saying this we are of the opinion that if one of the conditions to be fulfilled
by a Judge under Article 13(1) of the Statute for
an appointment to that
position in this Court, is that he should be endowed and imbued, inter
alia, with the virtue of impartiality, it is implied, and indeed goes
without saying, that if in the exercise of his judicial functions,
he is deemed
to have, or indeed, violates any of the conditions of his appointment or of his
oath of office, he should, voluntarily
withdraw from the case, and if he does
not, may be subjected to challenges if the aggrieved Party so desires and
requests, on the
propriety of his continuing to sit in a particular case.
- We
say this because the right to challenge the impartiality of a Judge and the
possibility of recusing him, or for him to voluntarily
recuse himself and to
withdraw from the proceedings, is universally recognised. It is founded on the
solid grounds that it is a
crucial and fundamental norm and tool common to
civilised judicial systems and practices intended to ensure the observation by
Judges,
of professional values, ethics and standards and to protect the
fundamental human rights of users of the judicial system and even
the public
generally, from a possible judicial autocracy of the Judges that could go
against and contravene the very values that
justice is supposed to serve in a
democratic society.
- The
recusal procedure therefore, as a right and a tool that serves as a check and
balancing mechanism over the judicial action of
Judges who are charged with
dispensing justice to all and sundry, cannot be inhibited, disregarded or
sacrificed on the alter of
any claim whatsoever, albeit of the judicial immunity
of a Judge from any process.
- In
taking this position, we recognise that a Judge enjoys absolute protection and
immunity from any criminal or civil suit that may
be instituted against him
which arises from or is founded on acts or decisions made or taken by him in the
lawful exercise of his
judicial functions.
- However,
we say, from the foregoing analysis, that this does not include and cannot apply
to any action in recusal that is founded
on the provisions of Rule 15 of our
Rules of Procedure and Evidence because it would, in this context, amount to a
flagrant violation
of the Statutory rights of the Accused who have brought this
motion, to a fair and public hearing as enshrined in the provisions
of Article
17(2) of the Statute of this Court because we are, without any hesitation
whatsoever, of the opinion that the fairness
of the trial implies and includes
the right to be tried by a Judge who is impartial and who has been appointed on
the understanding
he will continue to remain impartial.
- Our
stand in this regard is further emphasised by the understanding that judicial
independence in fact implies and connotes impartiality.
In fact, a Judge cannot
profess to be acting independently when he knows that he is or may be perceived
to be acting partially.
In this regard, we are of the opinion that independence
is bestowed on Judges because it is not only intended to protect them from
Executive and legislative interferences or subjugation, but also to serve the
public and not their personal or private interests
and that if a fundamental
public interest, like a breach of the obligation for a Judge to be impartial
were in conflict with his
claim to judicial independence, the former certainly
does, will, and should invariably prevail.
1.2. Scope of Rule 15
- The
second argument of Hon. Justice Thompson is that Rule 15 of the Rules applies
only to acts or words outside the scope of the judicial
process. The Chamber
notes, firstly, that Rule 15 contains no such limitation. It instead states
generally and very broadly, that
a Judge may not sit on a matter in which his
impartiality “might reasonably be doubted on a substantial ground”.
The
jurisprudence of the ad hoc tribunals has elaborated a test for the
appearance of bias that is similarly broad in scope even though their
corresponding Rule
is not as broad as our Rule 15.
- The
Chamber also observes that the impartiality of Judges has often been questioned
on the basis of things that were done or said
within the context of the judicial
proceedings. As will be discussed below, there have been cases before the ICTY
and the ICTR wherein
there have been allegations that Judges are biased on the
grounds of decisions rendered within the context of the proceeding itself.
In
all of these cases, an analysis was conducted by either the Court or the Bureau
to determine if the impugned decisions created
an appearance of bias. Thus,
even with the more restrictive wording of the corresponding disqualification
provision in the ICTY
and ICTR Rules, the Courts have clearly considered that
decisions rendered within a judicial proceeding could be the subject of
challenges
on the basis of impartiality and may be found to create an appearance
of bias.[42]
- It
simply cannot be otherwise. A Judge in the discharge of his duties, as we have
already said, has the right to express his opinions
in the fulfilment of his
judicial functions but we also say, again as we have already alluded to, that
where that opinion also creates
an appearance of bias, the Party is entitled to
challenge the impartiality of the Judge.
1.3. Effect of the Right to Appeal
- The
fact that a decision or a judgement rendered within the context of a judicial
proceeding may be appealed does not alter nor does
it preclude an Accused from
raising such fundamental issues at any time during the trial. An appeal may be
brought by the Parties
to a case in order to challenge a perceived procedural
error, an error of law or an error of fact which has occasioned a miscarriage
of
justice in that particular trial – which, in this situation, would be the
CDF trial.[43] It is
our view that an application for disqualification is based on entirely different
grounds and relates only to determining whether
or not an appearance of bias or
actual bias has been established.
- The
present Motion is an allegation by the Accused in the RUF case, that the
opinions, statements and findings of Hon. Justice Thompson
in his Separate
Opinion to the CDF Judgement, create an appearance of bias with regard to the
RUF proceedings. In view of the fact
that the Accused in the RUF trial are
different and are involved in a different trial that is independent of that of
the CDF, they
have no locus standi in the CDF proceedings. Moreover, we
note that even the parties to the CDF cannot appeal against the findings of Hon.
Justice Thompson
in his Separate Opinion to the CDF Judgement on the grounds
that our Appeals Chamber has held that a concurring or dissenting opinion
cannot
be
appealed.[44]
2. Test for Bias
- Rule
15(A) of the Rules states that “a Judge may not sit at a trial or appeal
in any case in which his impartiality might reasonably
be doubted on a
substantial ground”. This wording as we have noted, is broader than the
wording in the equivalent provision
that are applicable in the ICTY and in the
ICTR whose provisions state that “a Judge may not sit on a trial or appeal
in any
case in which the Judge has a personal interest or concerning which the
Judge has or has had any association which might affect his
or her
impartiality”.[45]
- The
jurisprudence of the International Tribunals has been consistent in articulating
the test for bias with respect to Judges sitting
on a particular trial. The
Courts have held that a Judge will be held to be partial if he is either
subjectively biased or if the
surrounding circumstances give rise to an
objective appearance of bias. In Furundzija, the Appeals Chamber of the
ICTY held that:
A Judge is not impartial if it is shown that actual bias exists
There is an unacceptable appearance of bias if:
i) A Judge is a party to the case, or has a financial or proprietary interest in
the outcome of a case, of if the Judge’s decision
will lead to the
promotion of a cause in which he or she is involved, together with one of the
parties. Under these circumstances,
a Judge’s disqualification from the
case is automatic; or
ii) The circumstances would lead a reasonable observer, properly informed, to
reasonably apprehend
bias.[46]
- The
apprehension of bias test is a reflection of the fact that “justice should
not only be done, but should be seen to be
done”.[47] The
European Court of Human Rights has emphasised that “[w]hat is at stake is
the confidence which the Courts in a democratic
society must inspire in the
public.”[48]
- The
reasonable observer in this test must be “an informed person, with
knowledge of all of the relevant circumstances, including
the traditions of
integrity and impartiality that form a part of the background and appraised also
of the fact that impartiality
is one of the duties that Judges swear to
uphold”.[49]
- The
test for the reasonable apprehension of bias that has been formulated by the
Appeals Chamber of the Special Court, essentially
in similar terms, is as
follows:
The crucial and decisive question is whether an independent bystander so to
speak, or the reasonable man, reading those passages
will have a legitimate
reason to fear that [the Judge] lacks impartiality. In other words, whether one
can apprehend
bias.[50]
3. Analysis of the Allegations of Appearance of Bias
- The
Defence Motion is premised on the argument that the Separate Opinion of Hon.
Justice Thompson in the CDF Trial Judgement creates
a reasonable appearance of
bias against the Accused in the RUF case. This Chamber emphasises that the fact
that a Judge hears two
different criminal trials that arise out of the same
series of events is not enough to merit disqualification. We are comforted
in
this opinion by the Decision of the Appeals Chamber of the ICTR that was
delivered as recently as the 28th of November 2007, in
which their Learned Lordships stated in the published French version of their
Decision:
La Chambre d’appel tient à rappeler que les juges du Tribunal et du
TPIY traitent souvent plusieurs dossiers qui, de
par leur nature même,
portent sur des questions qui se recoupent. On présumera, en
l’absence de preuve du contraire,
qu’en raison de leur formation et
de leur expérience, les juges tranchent en toute équité les
questions
dont ils sont saisis, en se fondant uniquement et exclusivement sur
les moyens de preuve admis dans l’affaire en
question.[51]
- The
ICTR Appeals Chamber in the above decision also cited with approval the finding
of the Bureau in Kordic and Cerkez
that:
[A]s is shown by the jurisprudence on the subject, it does not follow that a
judge is disqualified from hearing two or more criminal
trials arising out of
the same series of events, where he is exposed to evidence relating to those
events in both
cases.[52]
- In
Brdjanin and Talic, the Court stated that the relevant question
is:
[W]hether the reaction of the hypothetical fair-minded observer (with sufficient
knowledge of the actual circumstances to make a
reasonable judgement) would be
that [the Judge], having participated in the Tadic Conviction Appeal Judgement,
might not bring an
impartial and unprejudiced mind to the issues in the present
case [. . .] It is not whether she would merely decide these issues
in the same
way as they were decided in that case. The distinction is an important
one.[53]
- The
Chamber is also mindful of the following statement of Justice Mason from the
case of Re JRL, ex parte CJL that was subsequently adopted by the High
Court of Australia:
[T]here may be many situations in which previous decisions of a judicial officer
on issues of fact and law may generate an expectation
that he is likely to
decide issues in a particular case adversely to one of the parties. But this
does not mean either that he will
approach the issues in that case otherwise
than with an impartial and unprejudiced mind in the sense in which that
expression is
used in the authorities or that his previous decisions provide an
acceptable basis for inferring that there is a reasonable apprehension
that he
will approach the issues in this
way.[54]
- The
Chamber is, therefore, satisfied that the mere fact that Hon. Justice Thompson,
like the other Judges of Trial Chamber I, has
rendered his judgement in the CDF
case and continues to sit in the RUF case which may relate in part to the same
series of events
does not disqualify him. The Defence have not suggested
otherwise.
- This
does not, however, dispose of the matter. In our opinion, the issue before us
is whether the language, the opinions and the
findings contained in the Separate
Opinion create an appearance of bias.
- The
Chamber notes that allegations of bias have been brought before both the ICTY
and the ICTR on the basis of decisions rendered
by the Chamber within the same
proceeding. In these cases, the Bureaus have held
that:
While the Bureau would not rule out entirely the possibility that decisions
rendered by a Judge or Chamber by themselves could suffice
to establish actual
bias, it would be a truly extraordinary case in which they
would.[55]
- The
ICTR Bureau later clarified the procedure to be adopted where decisions are
alleged to constitute grounds for
disqualification:
Where such allegations are made, the Bureau has a duty to examine the content of
the judicial decisions cited as evidence of bias.
The purpose of that review is
not to detect error, but rather to determine whether such errors, if any,
demonstrate the judge or
judges are actually biased, or that there is an
appearance of bias based on the objective test [of the reasonable observer].
Error,
if any, on a point of law is insufficient; what must be shown is that the
rulings are, or would reasonably be perceived as, attributable
to a
pre-disposition against the applicant, and not genuinely related to the
application of law, on which there may be more than
one possible interpretation,
or to the assessment of the relevant
facts.[56]
- The
Chamber accepts this to be an appropriate procedure to be adopted in our
analysis of the allegations of bias. It will, therefore,
now turn to an
analysis of the Separate Opinion of Hon. Justice Thompson in the CDF Judgement
to determine, not if the findings he
made that the defence of necessity applied
to the Accused in the CDF case is or could constitute an error of law, but
rather if the
Separate Opinion could reasonably be perceived as creating an
appearance of bias with regard to the RUF Accused.
- In
doing so, the Chamber finds that it must consider the Separate Opinion of Hon.
Justice Thompson in light of the full context of
the CDF Judgement and also in
light of the context of the RUF trial that is currently before the Trial
Chamber.
- The
Chamber is also guided by the view of Justice Buergenthal of the International
Court of Justice in his Dissenting Opinion to the
Order of 30 January 2004 in
the case of Legal Consequences of the Construction of a Wall in the Occupied
Palestinian Territory wherein he found that it was important to examine the
full context of any comments that are alleged to demonstrate bias. He
stated:
A court of law must be free and, in my opinion, is required to consider whether
one of its judges has expressed views or taken positions
that create the
impression that he will not be able to consider the issues raised in a case
[...] in a fair and impartial manner,
that is, that he may be deemed to have
prejudged one or more of the issues bearing on the subject-matter of the dispute
before the
Court. That is what is meant by the dictum that the fair and proper
administration of justice requires that justice not only be
done, but that it
also be seen to be done. In my view, all courts of law must be guided by this
principle [...]
It is technically true, of course, that Judge Elaraby did not express an opinion
on the specific question that has been submitted
to the Court by the General
Assembly of the United Nations. But it is equally true that this question
cannot be examined by the
Court without taking account of the context of the
Israeli/Palestinian conflict and the arguments that will have to be advanced by
the interested parties in examining [the case before the
Court].[57]
- As
a preliminary matter, we note that Hon. Justice Thompson endorsed “the
entire findings of fact embodied in the Main Judgement”
with the exception
of evidence related to cannibalism and the permissibility of
initiations.[58] Hon.
Justice Thompson also found that the facts that were established by the
Prosecution’s evidence did prove the factual
guilt of the Accused on some
of the counts in the
Indictment.[59] Where
he differed from the Main Judgement related primarily to his finding, raised
proprio motu, that the Accused were not guilty of the war crimes for
which they were convicted in the Main Judgement on the grounds that their
actions were justified by the defences of necessity and the doctrine of salus
civis suprema lex
est.[60]
- The
Defence Teams contend and submit, that Hon. Justice Thompson unilaterally
invoked the defence of Necessity on behalf of the CDF
Accused and that this
demonstrates that he holds the views on the “overriding criminality of the
AFRC/RUF”.
- On
this submission, the Chamber observes that the Majority Judgement on the
substantive case and the Dissenting Opinion were both
published on the
2nd of August 2007. However, the Chamber Majority was
not afforded the opportunity to and did not address the issue relating to that
defence of Necessity solely because it was never raised by the Defence nor did
its applicability to the circumstances of this case,
feature for a determination
at any stage before the delivery of Our Majority Decision.
- We
however state here, that whilst we accept that it is clear and established, as
the Defence contends, that Hon. Justice Thompson,
unilaterally and ex
improviso, raised the defence of Necessity without having given the Parties
the prior opportunity to present their arguments on it, we are
not persuaded by
the Defence’s further arguments that he so raised this defence because he
holds views, and to quote them,
on the “overriding criminality of the
AFRC/RUF”.
- We
observe that Hon. Justice Thompson does not specifically refer to either the
Accused in the RUF case or to the RUF itself in his
Opinion. Instead, he speaks
of the CDF fighting to restore the lawful and democratically elected Government
of President Kabbah
to power after the coup by the AFRC on the
25th of May
1997.[61]
- When
addressing the issue of the greater evil that would justify the lesser evil of
the actions by the CDF, Hon. Justice Thompson
speaks of “tyranny, anarchy
and
rebellion”,[62]
“a rebellion against the legitimate government of a
State”,[63] an
“intensely conflictual situation... dominated by utter chaos, fear, alarm
and
despondency”,[64]
and the “immediate threat of harm purportedly feared, to wit, fear, utter
chaos, widespread violence of immense dimensions
resulting from the coup,
and intense discomfiture, locally and
nationally”.[65]
- Having
so opined, we are equally of the view however, that the expressions and terms
used by Hon. Justice Thomspon as outlined by
the Defence Teams in their
submissions and which form the basis for their introducing this Motion, could be
perceived or understood
as aggressive, offensive and injurious to the interests
of the three aggrieved RUF Defendents and could have created, even if the
Learned Judge did not intend those consequences, an appearance of bias against
their cause and their interests as Accused Persons
who have the right and are
entitled, as we have already observed, to be tried by a Judge only if his
impartiality did not have the
potential of being considered, on a first thought,
as having been compromised, to their detriment and to those of their
interests.
- A
review of the context of the entirety of the CDF Judgement, however, makes it
clear that Hon. Justice Thompson is actually referring
to the actions of both
the AFRC and the RUF. In the course of the CDF trial, the Trial Chamber took
judicial notice of the fact
that groups “commonly referred to as the RUF,
AFRC, and CDF were involved in armed conflict in Sierra Leone” and that
the juntas lost power around the 14th of February
1998.[66] The factual
findings in the CDF Judgement, with which Hon. Justice Thompson has expressed
his total agreement, state that the CDF
began to operate as an organization in
approximately September
1997.[67] The
findings of fact are replete with references to the CDF forces fighting the
RUF,[68] the
“rebels”[69]
and the
“juntas”.[70]
- In
the RUF case, this Chamber has taken judicial notice of the fact that the RUF
formed an alliance with the AFRC shortly after the
coup and that leaders of both
groups formed the governing body that exercised sole executive and legislative
authority within Sierra
Leone during the Junta period. We also took judicial
notice of the fact that the AFRC/RUF alliance continued after they were forced
from power about the 14th of February
1998.[71]
- It
is therefore clear that the enemy or force that the CDF is fighting in the
findings in the CDF Judgement includes the RUF - three
members of which are the
Accused in the present case. As a result, while Hon. Justice Thompson may have
referred to the enemy of
the CDF or the situation in Sierra Leone only in the
abstract, it is reasonable to conclude in the existing circumstances, and having
regard to the facts that were found to have been established, that he is
actually referring to both the AFRC and the RUF when speaking
of tyranny,
anarchy and rebellion, the intensely conflictual situation and the fear, utter
chaos, widespread violence of immense
dimensions that he has identified.
- The
Chamber is of the view that Hon. Justice Thompson’s use of the term
“evil” is made in reference to elaborating
the test for
necessity,[72] rather
than in characterizing the RUF as “evil” in the way that the
Prosecution did in its opening statement or as advocated
by the Defence. A fair
reading of his Opinion leads us to the conclusion that he has not described the
AFRC or the RUF as evil.
- The
Chamber notes that the Separate Opinion of Hon. Justice Thompson does not
implicitly or otherwise find that the AFRC and the RUF
were involved in a joint
criminal enterprise as alleged by the Defence. Although Hon. Justice Thompson
is using the terms that were
previously described and challenged by this Motion,
we find that the language he is using does not necessarily imply criminality.
We find that Hon. Justice Thompson did not make any findings with regard to the
criminality of the actions of the AFRC and the RUF.
The Chamber further
considers it relevant that the Accused in the RUF case have conceded that
persons within the RUF and the AFRC
committed “terrible crimes” and
“horrible crimes” during the
conflict.[73] Thus,
even if Hon. Justice Thompson had made findings that criminal acts were
committed by the RUF, this would not have been any
different from the position
already taken by the Defence.
- The
CDF Judgement found that the Accused Fofana had committed the war crimes of
murder, cruel treatment, pillage and collective punishments
and that the Accused
Kondewa had committed war crimes of murder, cruel treatment, pillage, collective
punishments and enlisting children
under the age of 15 years into an armed
groups and/or using them to participate actively in hostilities. These are
extremely serious
crimes. As we have noted, Hon. Justice Thompson stated that
he has agreed with the findings that the Accused are factually guilty
of these
crimes.
- Moreover,
a review of the factual findings in the CDF Judgement makes it clear that the
CDF forces often employed extremely heinous
means to commit these
crimes.[74] Despite
the extremely serious nature of the crimes, Hon. Justice Thompson has accepted
that these crimes were excusable in the face
of a larger evil due to the
application of the defence of necessity. For the reasons we have outlined
above, we find that the context
of the Judgement in which the Opinion is written
leads to the conclusion that this larger evil that was to be avoided by the
CDF’s
actions can only be actions brought by the AFRC and the RUF forces.
- In
his Comments, Hon. Justice Thompson states that he has no “judicial
crystal ball” to discern the defences that the
Accused in the RUF trial
will be relying
on.[75] Although it
is true that the Chamber cannot predict the exact nature of the defences that
will be raised by the Defence, it remains
that there had been some indication of
their nature on record. At the time that the CDF Judgement was delivered, the
Chamber had
been hearing the RUF case for three years. The Chamber had received
the Defence pre-trial briefs, had listened to the opening statements
of the
Defence for Kallon and Sesay and had heard the testimony of the Accused Sesay.
- The
Defence for Sesay has always maintained that its position is that the aim of
Sesay was to “fight justly and legitimately
for the benefit of freedom and
liberty for the people of Sierra Leone... with a view to the creation of a
society based upon fairness
and
democracy.”[76]
The Defence for Kallon stated in its opening statement that the Accused
“Kallon remained committed to this idea of
democracy”.[77]
As a result, it is clear that the issue of which side was fighting the
“just war” by fighting for democracy is an issue
that has been
raised in both the CDF and the RUF trials.
- The
Chamber reiterates that all Judges “independent in the performance of
their
functions”[78]
“without fear or favour, affection or
ill-will”[79]
are entitled to express their own opinions, on the law or otherwise. Indeed,
the Appeals Chamber of the ICTY in the Furundzija case recognised that
“Judges have personal convictions” and that absolute neutrality can
hardly ever be
achieved.[80] This
freedom to make findings of law and of fact is undeniably applicable to Hon.
Justice Thompson’s opinion that the defence
of necessity was applicable in
the CDF case, no matter how novel or controversial that opinion might be. An
expression of such an
opinion in that context, however, may indeed have
consequences and raise concerns relating to impartiality that must be examined
and considered.
- The
Chamber considers that the opinion that Hon. Justice Thompson has expressed,
that the commission of serious war crimes was excusable
because of the greater
purpose of restoring democracy, can be distinguished from the opinions that were
the subject of cases before
the ICTY Appeals Chamber. In Furundzija, the
Appeals Chamber found that “the view that rape as a crime is abhorrent and
that those responsible for it should be prosecuted
within the constraints of the
law cannot in itself constitute grounds for
disqualification.”[81]
In the Celebici case, the Appeals Chamber held that a “reasonable
and informed observer... would expect judges to hold the view that persons
responsible for torture should be
prosecuted.”[82]
The Chamber considers that a reasonable and informed observer would not expect a
Judge to find that the commission of serious war
crimes was excusable because
considering the state of the law, it could amount to condoning the commission of
very serious crimes.
- After
careful consideration, the Chamber finds that some indicia of an appearance of
bias have been established having regard to all
the circumstances by the
language used in the Separate Opinion when it is understood and viewed in the
context of the ongoing RUF
proceedings.
- This
finding, however, must also be appreciated in the larger context of the RUF
trial and the Special Court for Sierra Leone in general
in light of the standard
applicable to disqualification contained in Rule 15 and further defined and
amplified by the jurisprudence.
- The
Ad Hoc Tribunals have repeatedly stated that there is a presumption of
impartiality which attaches to Judges, who are “professionally
equipped,
by virtue of their training and experience, for the task of fairly determining
the issues before them by applying their
minds to the evidence in a particular
case”.[83] The
Defence must therefore adduce sufficient evidence to satisfy the Chamber that
the Judge is not impartial. In the Celebici case, the ICTY Appeals
Chamber held that there was a high threshold to reach in order to rebut this
presumption, and thus the reasonable
apprehension of bias must be “firmly
established”.[84]
- This
approach was recently confirmed by the ICTR Appeals Chamber in the Media
Case, which stated:
La Chambre d’appel réaffirme que tout juge du Tribunal
bénéficie d’une présomption
d’impartialité
qui ne peut être renversée facilement.
En l’absence de preuve du contraire, il convient de présumer que
les juges « sont en mesure de maintenir leur esprit libre de toute
conviction ou inclination personnelle non pertinente ».
Il appartient
dès lors à l’appelant qui met en doute
l’impartialité d’un juge de soumettre
à la Chambre
d’appel des éléments de preuve solides et suffisants pour
renverser cette présomption
d’impartialité.[85]
- The
reasons for this presumption of impartiality in the international context are
many. The ICTY Appeals Chamber has
emphasised:
The reason for this high threshold is that, just as any real appearance of bias
on the part of a judge undermines confidence in the
administration of justice,
it would be as much of a potential threat to the interests of the impartial and
fair administration of
justice if judges were to disqualify themselves on the
basis of unfounded and unsupported allegations of apparent
bias.[86]
- Furthermore,
the Judges of the international tribunals are required to be “persons of
high moral character, impartiality and
integrity” when they are appointed
by Article 13 of the Statute. Before taking up their duties, the Judges of the
Special
Court were required under Rule 14 to make a solemn declaration to act
“honestly faithfully, impartially and conscientiously.”
- This
Chamber has repeatedly observed that it is composed of professional judges who
are certainly capable of not drawing inferences
without proper evidentiary basis
or foundation.[87]
Similarly, the Appeals Chamber of the ICTY and the ICTR have found that it must
be assumed that international Judges “can
disabuse their minds of any
irrelevant personal beliefs or
predispositions”[88]
and are “professionally equipped, by virtue of their training and
experience, for the task of fairly determining the issues
before them by
applying their minds to the evidence in a particular
case”.[89] The
Chamber also considers it significant that the Judges of the Trial Chamber sit
as a panel of three Judges.
- The
Chamber further adopts the finding of the Supreme Court of South Africa in the
South African Rugby Football Union Decision
that:
The reasonableness of the apprehension [of bias] must be assessed in light of
the oath of office taken by the Judges to administer
justice without fear or
favour; and their ability to carry out that oath by reason of their training and
experience. It must be
assumed that they can disabuse their minds of any
irrelevant personal beliefs or predispositions. They must take into account the
fact that they have a duty to sit in any case in which they are not obliged to
recuse
themselves.[90]
- The
Chamber notes that Hon. Justice Thompson has stated clearly in his Comments that
he is bound by the obligation to issue a judgement
in the RUF case that is
exclusively based on whether or not the Prosecution has proven, on the basis of
evidence adduced only in
that proceeding, the guilt of each of the Accused
beyond a reasonable
doubt.[91] We find
that in his Separate Concurring and Partially Dissenting Opinion, he made no
comments nor expressed views or opinions with
respect to the Accused themselves
or their alleged criminality. In addition, he has not made any findings about
issues in the RUF
trial.
- As
the jurisprudence makes clear, the fact that a Judge has heard evidence and
taken a position in different cases arising out of
the same evidence is not a
cause for disqualification. The important question instead is whether the Judge
can adjudicate on the
new matter with an impartial mind and an unprejudiced
manner. We note in this regard that the evidence presented in the CDF case
was
almost entirely different from that in the RUF
case.[92]
- In
light of all of the foregoing, the Chamber concludes that even though it has
found some indicia of apprehension of bias in the challenged opinion of
Hon. Justice Thompson, we are satisfied that this conclusion is not sufficient
to overcome the high threshold standard that has been set and established by the
jurisprudence of International Criminal Tribunals
on the recusal or the
disqualification of a Judge in an International Criminal Tribunal and therefore,
does not rebut the presumption
of impartiality and nor does it firmly establish
a reasonable appearance of bias on the part of Hon. Justice Thompson. We so do
find and hold.
VI. DISPOSITION
ACCORDINGLY AND FOR THESE REASONS the Motion
is dismissed in its entirety.
|
Done at Freetown, Sierra Leone, this 6th day of
December, 2007.
|
Hon. Justice Benjamin Mutanga Itoe Presiding Judge Trial Chamber
I
|
Hon. Justice Pierre Boutet
|
[Seal of the Special Court for Sierra Leone]
|
[1] Prosecutor v.
Fofana and Kondewa, SCSL-04-16-T, Judgement (TC), 2 August
2007.
[2] Moinina
Fofana was convicted of Counts 2, 4, 5 and 7 and acquitted on Counts 1, 3, 6,
and 8. Allieu Kondewa was convicted of Counts
2, 4, 5, 7 and 8 and acquitted on
Counts 1, 3 and
6.
[3] Prosecutor
v. Fofana and Kondewa, SCSL-04-16-T, Judgement (TC), 2 August 2007, Annex C,
“Separate Concurring and Partially Separate Opinion of Hon. Justice
Bankole Thompson Filed Pursuant to Article 18 of the Statute [Separate
Opinion].
[4] Motion,
para 3.
[5]
Ibid., para
6.
[6] Ibid.,
para 11.
[7]
Ibid., para
5.
[8] Ibid.,
para 12.
[9]
Ibid., para
15.
[10]
Ibid., para
14.
[11]
Ibid., para
16.
[12]
Ibid., para
19.
[13]
Ibid., para
19.
[14]
Ibid., para
18.
[15]
Ibid., para 20. See also para 8 in which the Defence refer to the test
for apparent bias as it was expressed by the Appeals Chamber of
the Special
Court in Prosecutor v. Sesay, SCSL-2004-15-AR15, Decision on Defence
Motion Seeking the Disqualification of Justice Robertson from the Appeals
Chamber, 13 March
2004, para 15 [Robertson Disqualification Decision]. See also
para 3, note 6, wherein the Defence quotes from the headnote to the
Judgement of
the United Kingdom’s House of Lords in R v. Bow Street Stipendiary
Magistrates and others, ex parte Pinochet Ugarte (No 2) [2000] 1 AC 119
[Pinochet No
2].
[16] Motion
para 22.
[17]
Response, paras
5-7.
[18]
Ibid., paras 8. See also Prosecutor v. Furundzija, IT-95-17/1-A,
Judgement (AC), 21 July 2000, paras 189-190 [Furundzija Appeal
Judgement].
[19]
Response, para
10.
[20]
Ibid., para
13.
[21]
Ibid., paras 14,
19-23.
[22]
Ibid., paras
14-24.
[23]
Ibid., para
15.
[24]
Ibid., para
25.
[25]
Ibid., para
25.
[26]
Ibid., para
27.
[27]
Ibid., para
28.
[28] Reply,
paras 5-11.
[29]
Ibid., para
12-15.
[30]
Comments of Hon. Justice Thompson, para
7.
[31]
Ibid., paras
9-10.
[32]
Ibid., paras 11,
19.
[33]
Ibid., para
21.
[34]
Ibid., para
11.
[35]
Ibid., para
16.
[36]
Ibid., para
23.
[37]
Ibid., paras 18,
23.
[38]
Ibid., para
26.
[39] See, for
example, Robertson Disqualification Decision and Prosecutor v. Norman, Fofana
and Kondewa, SCSL-04-14-PT, Decision on the Motion to Recuse Judge Winter
from the Deliberation in the Preliminary Motion on the Recruitment
of Child
Soldiers, 28 May 2004 [Winter Disqualification
Decision].
[40]
Pinochet No
2.
[41]
Bradley v. Fisher, [1872] 80 US 335
(U.S.S.C.).
[42]
See, for example, Prosecutor v. Blagojevic, Obrenovic, Jokic and Nikolic,
IT-02-60, Decision on Blagojevic’s Application Pursuant to Rule 15(b)
(Bureau), 19 March 2003, para 14 [Blagojevic Decision]; Prosecutor v.
Karemera, Rwamakuba, Ngirumpatse and Nzirorera, ICTR-98-44-T, Decision on
Motion by Karemera for Disqualification of Judges (Bureau), 17 May 2004, para 12
[Karemera Decision].
[43] Rule 106 of
the Rules.
[44]
Prosecutor v. Norman, Fofana and Kondewa, SCSL-04-14-T, Decision on
Interlocutory Appeals Against Trial Chamber Decision Refusing to Subpoena the
President of Sierra Leone
(AC), 11 September 2006, para 41: “It must be
emphasised, however, that the operative portion of a judgement or decision is
that of the majority. No appeal may arise from a concurring or dissenting
opinion.”
[45]
Rule 15(A) of the ICTR Rules of Procedure and Evidence and Rule 15(A) of the
ICTY Rules of Procedure and Evidence.
[46]
Furundzija Appeal Judgement, para 189. This formulation has been adopted
in subsequent jurisprudence of the ICTY and the ICTR and approved of
by the
Appeals Chamber of the Special Court: see Winter Disqualification Decision, para
23.
[47] R v.
Sussex Justices [1924] 1 KB 256, 259, cited in Furundzija Appeal
Judgement, para 195; Prosecutor v. Seromba, ICTR-01-66-T, Decision on
Motion for Disqualification of Judges (Bureau), 25 April 2006, para 9
[Seromba Disqualification Decision]. This is similar to the test for
bias applied in many national jurisdictions. In Webb, the High Court of
Australia found that in determining bias, the court must consider whether the
circumstances “would give
a fair-minded and informed observer ‘a
reasonable apprehension of bias’” (Webb v. The Queen, (1994)
CLR 41, 30 June 1994). In Canada, the test “contains a two-fold objective
element: the person considering the alleged
bias must be reasonable and the
apprehension of bias must be reasonable in the circumstances of the case.
Further the reasonable
person must be an informed person, with knowledge of all
the relevant circumstances” (R v. RDS, [1997] 3 SCR 484, para 111
[RDS]). In South African Rugby Football Union, the Supreme Court of South
African held that “the question is whether a reasonable,
objective and
informed person would on the correct facts reasonably apprehend that the Judge
has not or will not bring an impartial
mind to bear on the adjudication of the
case, that is a mind open to persuasion by the evidence and the submissions of
counsel”,
(President of the Republic of South Africa and Others v.
South African Rugby Union and Others, Judgement on Recusal Application,
1999 (7) BCLR 725 (CC), 3 June 1999) [South Africa Rugby Football Union
Decision].
[48]
Ferrantelli and Santangelo v. Italy, 26 June 1996, 23 EHRR 288, para
58.
[49]
Furundzija Appeal Judgement, para 190, quoting RDS, para 111. See
also Prosecutor v. Brdjanin and Talic, Decision on Joint Motion to
Disqualify the Trial Chamber Hearing the Brdjanin-Talic Trial (Presiding Judge),
3 May 2002, para 17
[Brdjanin and Talic
Decision].
[50]
Robertson Disqualification Decision, para
15.
[51] Media
Case Appeal Judgement, para 78 (original footnotes omitted). While an
official English translation is not yet available, an unofficial
translation is
as follows: “The Appeals Chamber would like to reiterate that all Judges
of the Tribunal and of the ICTY often
deal with several cases which, by their
very nature, relate to overlapping issues. Absent evidence to the contrary, it
can be presumed
that by reason of their training and experience, the Judges
decide in all fairness, the issues of which they are seized by relying
uniquely
and exclusively on the evidence that has been adduced in the matter in
question.”
[52]
Prosecutor v. Kordic and Cerkez, IT-95-14/2-PT, Decision on Application
Requesting Disqualification of Judges Jorda and Riad (Bureau), 4 May 1998.
[53] Prosecutor
v. Brdjanin and Talic, Decision on Application by Momir Talic for the
Disqualification and Withdrawal of a Judge (TC), 18 May 2000, para 19. In this
case,
the Court considered an allegation that because Judge Mumba had determined
in the Appeals Chamber decision in Tadic that the conflict was
international, she was biased since she had to determine the nature of the
conflict in the Brdjanin case, where the facts were identical. The court
held that there was no reasonable apprehension of bias in that case (para 20).
[54]
Re JRL, ex parte CJL (1986) 161 CLR 342, p. 352 (Australia).
This statement was subsequently adopted in a unanimous judgement of the High
Court of Australia
in Re Polites, ex parte Hoyts Corporation Pty Ltd
(1991) 65 ALJR 444, p.
448.
[55]
Blagojevic Decision, para 14; Karemera Decision, para 12.
[56]
Karemera Decision, para 13. See also, Prosecutor v. Ntahobali,
ICTR-97-21-T, Decision on Motion for Disqualification of Judges (Bureau), 7
March 2006, para 12; Seromba Disqualification Decision, para 12; and
Prosecutor v. Bagosora, Kabiligi, Ntabakuze and Nsengiyumva,
ICTR-98-41-T, Decision on Motion for Disqualification of Judges (Bureau), 28 May
2007, para 10.
[57]
Legal Consequences of the Construction of a Wall in the Occupied Palestinian
Territory, Order of 30 January 2004, ICJ Reports 2004, p. 3, Dissenting
Opinion of Judge Buergenthal, paras 11, 13.
[58] Separate
Opinion, paras 56 and 3.
[59] Ibid.,
para 57.
[60]
Ibid., paras 63 and
65.
[61]
Ibid., paras 68–69 and
91.
[62]
Ibid., para
69.
[63]
Ibid., para
88.
[64]
Ibid., para
90.
[65]
Ibid., para
91(ii).
[66]
Prosecutor v. Norman, Fofana and Kondewa, SCSL-04-14-PT, Decision on
Prosecution Motion for Judicial Notice and Admission of Evidence (TC), 2 June
2004, Annex I and II, as
modified by Prosecutor v. Norman, Fofana and
Kondewa, SCSL-04-14-AR73, Fofana - Decision on Appeal against
“Decision on Prosecution’s Motion for Judicial Notice and Admission
of Evidence” (AC), 16 May 2005, p.
20.
[67] CDF
Judgement, paras
302-303.
[68] CDF
Judgement, paras 375, 416, 622, 637, 667 and 716.
[69] CDF
Judgement, paras 62, 293, 294, 303, 321, 332, 334, 354, 375, 377, 379, 380, 383,
391-394, 398-399, 404, 406, 409, 416, 469-470,
518, 563, 566, 569, 573, 582,
595-599, 610, 621, 622, 654, 674, 676, 680, 683-685 and 686. The Chamber took
judicial notice in the
RUF trial of the fact that the Sierra Leonean population
referred to the RUF and the AFRC/RUF forces as “rebels”. See
Prosecutor v. Sesay, Kallon and Gbao, SCSL-04-15-T, Consequential Order
Regarding Decision on Prosecution’s Motion for Judicial Notice and
Admission of Evidence,
Facts K and S, 24 May 2005 [Judicial Notice Consequential
Order].
[70] CDF
Judgement, paras 321-325, 331, 335-336, 360, 421, 423, 425, 439-440, 442, 449,
461-462, 463, 464, 473, 483, 495, 497, 499, 502,
548, 552, 569-570, 585, 595,
598, 602-603, 608, 615 and 652. The Chamber took judicial notice in the RUF
trial of the fact that
the Sierra Leonean population referred to the AFRC/RUF
forces as “Juntas”. See Judicial Notice Consequential Order,
Fact S.
[71]
See Judicial Notice Consequential Order, Facts
R-W.
[72] Separate
Opinion, paras 87, 78 and 80, citing PJ Richardson et al., Archbold, Criminal
Pleading, Evidence and Practice (London: Sweet and Maxwell, 1997), US Model
Penal Code, s. 3.02. Other sources cited by Hon. Justice Thompson use the term
“harm”
rather than
“evil”.
[73]
Transcript, Opening Statement of Sesay Defence, 3 May 2006, pp. 7-8: “The
evidence will show that Mr. Sesay lived up to the
spirit and rules which
underpin the true heart of the RUF. Was this spirit corrupted in some places by
some people? No doubt. Were
terrible crimes committed by some claiming to
represent the RUF? Again, no doubt. But we say Mr. Sesay ought not to be held
responsible
for these crimes.... Members of the RUF committed horrific crimes.
Commanders such as Denis Mingo, Gibril Massaquoi, Komba Gbundema
and Sam
Bockarie acted completely against the ideology. Some of the rank and file were
opportunistic criminals, and these people
have caused the innocent in Sierra
Leone a huge amount of pain and suffering. We do not deny that pain and
suffering.”
[74]
The CDF, for example, were found to have removed organs from people they had
killed (see para 474) or people who were not yet dead
(see paras 606-607). The
CDF also burned civilians to death (see paras 607 and 627) and shot and killed
civilians, including young
children (see paras 472, 541 and 658-659).
[75] Comments of
Hon. Justice Thompson, para
25.
[76]
Prosecutor v. Sesay, Kallon and Gbao, SCSL-04-15-PT, Issa Sesay Pre-Trial
Brief, 18 June 2004, para 4. See also Transcript of 3 May 2007, Opening
Statement of Defence
for Sesay, pp.
8-11.
[77]
Transcript of 5 July 2004, Opening Statement of Defence for Kallon, p. 74, lines
16-21. See also Prosecutor v. Sesay, Kallon and Gbao, SCSL-04-15-PT,
Morris Kallon - Defence Pre-Trial Brief, 18 June 2004, para 14.
[78] Article 13(1)
of the
Statute.
[79] Rule
14(A) of the
Rules.
[80]
Furundzija Appeal Judgement, para
203.
[81]
Furundzija Appeal Judgement, para
202.
[82]
Prosecutor v. Delalic, Mucic, Delic and Landzo, IT-96-21-A, Judgement
(AC), 20 February 2001, para 699 [Celebici Appeal
Judgement].
[83]
Celebici Appeal Judgement, para
700.
[84]
Celebici Appeal Judgement, para 697; Brdjanin and Talic Decision,
para 18.
[85]
Media Case Appeal Judgement, para 48 (original footnotes omitted). While
an official English translation of the Judgement is not yet available,
an
unofficial translation is as follows: “The Appeals Chamber reaffirms that
all Judges benefit from the presumption of impartiality
which cannot be easily
rebutted. In the absence of any proof to the contrary, it will be presumed that
Judges ‘can disabuse
their minds of any irrelevant personal beliefs or
predispositions’. It is therefore in this regard, the responsibility of
the appellant who seeks to question the impartiality of a Judge to produce
before the Appeals Chamber, solid and sufficient evidentiary
proof in order to
rebut this presumption of
impartiality.”
[86]
Celebici Appeal Judgement, para 707. See also Furundzija Appeal
Judgement, para
197.
[87]
Prosecutor v. Sesay, Kallon and Gbao, SCSL-04-15-T, Ruling on Gbao
Application to Exclude Evidence of Prosecution Witness Mr. Koker, 23 May 2005,
para 11, citing Prosecutor v. Gbao, SCSL -2003-09-I, Order on the
Urgent Request for Direction on the Time to Respond to and/or an Extension on
Time for the Filing of a Response to the
Prosecution Motions And The Suspension
of any Ruling on the Issue of Protective Measures that may be Pending before
other Proceedings
before the Special court as a Result of Similar Motions Filed
to those that have been Filed by the Prosecution in this Case, 16 May 2003,
p. 2. See also Judge Richard May and Marieke Wierda, International Criminal
Evidence (New York: Transnational Publishers, 2002), para
4.09.
[88]
Furundzija Appeal Judgement, para 197; Media Case Appeal
Judgement, para
48.
[89]
Celebici Appeal Judgement, para
700.
[90] South
African Rugby Football Union Decision, para
48.
[91] Comments
of Hon. Justice Thompson, paras 24 and
26.
[92] The
evidence in the two trials relates almost entirely to different geographic
regions of Sierra Leone. As the Prosecution noted
in its Response, only two
witnesses, TF1-035 and TF1-296, testified in both the CDF and RUF trials.
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